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REGIS RESOURCES LIMITED Major Shareholding Notification 2023

Jul 23, 2023

65733_rns_2023-07-23_4828b06d-b44e-45bc-b6d6-3de0194ffcd4.pdf

Major Shareholding Notification

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Form 603 Corporations Act 2001 Section 671B Notice of initial substantial holder

Regis Resources Ltd To Company Name/Scheme 009 174 761 ACN/ARSN

1. Details of substantial holder (1)

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First Sentier Investors Holdings Pty Limited ACN 630 725 558 and its related bodies corporate listed in annexure A
Name
630 725 558
ACN/ARSN (if applicable)
20/07/2023
The holder became a substantial holder on
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2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or

an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities (4) Number of securities Person's votes (5) Voting power (6)
Fully Paid ordinary shares 38,058,794 38,058,794 5.04%

*Note these securities are comprised of 32,577,667 shares in which First Sentier Investors Holdings Pty Limited and its subsidiaries have voting power and 5,481,127 securities in which First Sentier Investors Holdings Pty Limited's ultimate parent, Mitsubishi UFJ Financial Group, Inc. on and from 20 July 2023, has informed it that it has voting power prior to the date of this notice.

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial

holder became a substantial holder are as follows:

Holder of relevant interest Nature of relevant interest (7) Class and number of securities Class and number of securities
First Sentier Investors Realindex Pty Ltd
ACN 133 312 017
Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the
Corporations Act 2001 (Cth), being a relevant interest arising from having
the power to control the exercise of the right to vote attached to securities
and/or to control the exercise of the power to dispose of securities in its
capacity as investment manager, as provided for under its investment
mandates. In addition, if any OTC derivatives, warrants or other securities
(other than ordinary shares or ordinary units (as applicable)) are referred to
below in this row, the relevant interest in respect of those securities arises
under subsection 608(8) being an accelerated relevant interest held in the
same capacity.
8,896,066 Fully Paid ordinary shares
First Sentier Investors (Australia) IM Ltd
ACN 114 194 311
Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the
Corporations Act 2001 (Cth), being a relevant interest arising from having
the power to control the exercise of the right to vote attached to securities
and/or to control the exercise of the power to dispose of securities in its
capacity as investment manager, as provided for under its investment
mandates. In addition, if any OTC derivatives, warrants or other securities
(other than ordinary shares or ordinary units (as applicable)) are referred to
below in this row, the relevant interest in respect of those securities arises
under subsection 608(8) being an accelerated relevant interest held in the
same capacity.
25,752,353 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group Mitsubishi UFJ Financial Group Inc. (MUFG) owns 100% of First Sentier
Investors Holdings Pty Limited (indirectly) and has informed First Sentier
Investors Holdings Pty Limited that it has a relevant interest in the shares
noted in this column. Accordingly, First Sentier Investors Holdings Pty
Limited has a relevant interest or voting power in those shares pursuant to
section 608(3) or section 12(2)(a) of the Corporations Act (as relevant).
MUFG has not provided any further details of that relevant interest -
accordingly no transaction information is recorded in Appendix B or holder
information is recorded in Section 4. Reference is made to any subsequent
filing of MUFG which will reflect this interest.
5,481,127 Fully Paid ordinary shares

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant
interest
Registered holder of
securities
Person entitled to be
registered as holder (8)
Class and number of securities Class and number of securities
First Sentier Investors Realindex Pty Ltd ACN 133 312 017 Citibank N A Hong Kong 5,474,781 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN 133 312 017 Citicorp Nominees Pty Limited
(Australia)
1,943,036 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN 133 312 017 National Australian bank 1,028,787 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN 133 312 017 Northern Trust Singapore 354,869 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN 133 312 017 State Street Global Advisors
(Australia) Limited
94,593 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN 114 194 311 BNP Paribas Securities 603,109 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN 114 194 311 CITIGROUP GLOBAL
MARKETS INC
1,850,162 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN 114 194 311 Citibank N A Hong Kong 4,950,572 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN 114 194 311 Citicorp Nominees Pty Limited
(Australia)
5,130,465 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN 114 194 311 JP MORGAN CHASE 1,699,396 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN 114 194 311 National Australian bank 457,963 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN 114 194 311 Northern Trust Company 3,271,934 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN 114 194 311 Northern Trust Singapore 3,804,013 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN 114 194 311 STATE STREET QUINCY 408,366 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN 114 194 311 State Street Global Advisors
(Australia) Limited
1,505,621 Fully Paid ordinary
shares
Mitsubishi UFJ Financial Group Mitsubishi UFJ Financial Group 5,481,127 Fully Paid ordinary
shares

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the

substantial holder became a substantial holder is as follows:

Holder of relevant
interest
Date of acquisition Consideration (9) Consideration (9) Class and number of securities
Cash Non-cash
See annexure B to this notice

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ARSN (if applicable) Nature of association
ACN 133 312 017
First Sentier Investors Realindex Pty Ltd
A wholly-owned subsidiary, and therefore related body corporate, of First Sentier Investors
Holdings Pty Limited
ACN 114 194 311
First Sentier Investors (Australia) IM Ltd
A wholly-owned subsidiary, and therefore related body corporate, of First Sentier Investors
Holdings Pty Limited
Mitsubishi UFJ Financial Group Each company referred to is an associate of Mitsubishi UFJ Financial Group, Inc. under section
12 of the Corporations Act

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
First Sentier Investors Realindex Pty Ltd ACN 133 312 017 Level 5, Tower Three International Towers Sydney, 300 Barangaroo Avenue, Barangaroo NSW
2000, Australia
First Sentier Investors (Australia) IM Ltd ACN 114 194 311 Level 5, Tower Three International Towers Sydney, 300 Barangaroo Avenue, Barangaroo NSW
2000, Australia
Mitsubishi UFJ Financial Group 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan

Signature

print name
sign here
capacity
Rachel Lim
Company Secretary
date
24/07/2023

Annexure A

This is Annexure A referred to in Form 603, Notice of initial substantial holder dated 20/07/2023

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Rachel Lim

Company Secretary SCHEDULE First Sentier Investors (Malta) Limited (Company Code C41267) First Sentier Investors (Malta) Holdings Limited (Company Code C41260) CFSIM Limited (Company No. 00153197) First Sentier Investors (Luxembourg) EDIF II GP S.Á.R.L (Company No. B204413) First Sentier Investors (Australia) Services Pty Limited (ACN 624 305 595) First Sentier Investors (Australia) IM Ltd (ACN 114 194 311) First Sentier Investors (Australia) Infrastructure Holdings Ltd (ACN 085 313 926) First Sentier Investors (Australia) Infrastructure Managers Pty Ltd (ACN 101 384 294) First Sentier Investors Strategic Investments Pty Limited (ACN 625 765 399) First Sentier Investors (Australia) RE Ltd (ACN 006 464 428) First Sentier Investors Asia Holdings Limited (ACN 054 571 701) First Sentier Investors Realindex Pty Ltd (ACN 133 312 017) First Sentier Investors (Luxembourg) EDIF I Feeders MC S.A.R.L (Company No. B134314) First Sentier Infrastructure Managers (International) Limited (Company No. 298444) First Sentier Investors (UK) IM Limited (Company No. SC047708) First Sentier Investors (UK) Services Limited (Company No. 03904320) First Sentier Investors (Hong Kong) Limited (CR No. 0206616) First Sentier Investors (Ireland) Limited (Company No. 629188) First Sentier Investors (Japan) Limited (Company No. 0104-01-093090) First Sentier Investors (Singapore) (Company No. 196900420D) First Sentier Investors UK Holdings Limited (Company No. 03904310) First Sentier Investors (UK) Funds Limited (Company No. 02294743) First Sentier Investors (Luxembourg) Infrastructure (B) GP S.A.R.L (Company No. B262476) First Sentier Investors (Luxembourg) EDIF I MC S.A.R.L (Company No. B128117) First Sentier Investors (Singapore) Holdings Limited (Registration No. 199901706Z) First Sentier Investors International IM Limited (Company No. SC079063) First Sentier Investors (Hong Kong) Nominees Limited (CR NO. 0206615) FSIB LTD (Registration No. 26193) Mitsubishi UFJ Financial Group, Inc (Registration No. 0100-01-073486) Mitsubishi UFJ Trust and Banking Corporation (Registration No. 0100-01-008770) SI Holdings Limited (Company No. SC109439) First Sentier Investors (Hong Kong) AMC Limited (CR NO. 0580652) First Sentier Investors (Luxembourg) EDIF III GP S.A.R.L (Company No. B238701) First Sentier Investors EU Holdings Limited (Company No. 727873)

Dated the 24/07/2023

Annexure B

This is Annexure B referred to in Form 603, Notice of initial substantial holder dated 20/07/2023

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Rachel Lim Company Secretary

Dated the 24/07/2023

Holder of relevant Interest Date of Acquisition Consideration Cash Consideration non-cash Class and number of securities affected Class and number of securities affected
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
24/03/2023 2,919.14 1,574 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
29/03/2023 42,907.70 22,583 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
11/04/2023 882,575.21 400,697 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
11/04/2023 192,795.78 87,531 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
11/04/2023 105,967.09 48,110 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
11/04/2023 459,167.21 208,466 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
11/04/2023 493,192.98 223,914 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
11/04/2023 118,455.83 53,780 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
11/04/2023 170,509.87 77,413 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
12/04/2023 53,818.80 23,961 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
12/04/2023 48,145.15 21,435 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
12/04/2023 208,615.52 92,879 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
12/04/2023 77,467.99 34,490 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
12/04/2023 224,077.67 99,763 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
12/04/2023 400,985.00 178,525 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
12/04/2023 87,593.41 38,998 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
13/04/2023 159,397.89 68,329 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
13/04/2023 59,187.80 25,372 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
13/04/2023 44,488.83 19,071 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
13/04/2023 171,297.50 73,430 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
13/04/2023 15,806.53 6,807 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
13/04/2023 306,336.30 131,317 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
13/04/2023 66,921.03 28,687 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
13/04/2023 59,910.97 25,682 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
14/04/2023 224,829.75 92,614 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
14/04/2023 94,397.23 38,885 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
14/04/2023 241,504.93 99,483 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
14/04/2023 53,094.04 21,871 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
14/04/2023 83,473.03 34,385 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
14/04/2023 63,394.35 26,114 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
14/04/2023 432,129.79 178,007 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
17/04/2023 55,057.09 25,688 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
17/04/2023 11,170.88 5,212 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
17/04/2023 207,004.20 96,582 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
17/04/2023 30,582.75 14,269 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
17/04/2023 224,386.36 104,692 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
19/04/2023 1,417.26 650 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
20/04/2023 9,953.79 4,587 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
21/04/2023 8,258.19 3,848 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
03/05/2023 40,253.40 18,810 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
05/05/2023 5,709.35 2,566 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
11/05/2023 150,507.00 70,000 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
11/05/2023 3,038.09 1,413 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
15/05/2023 30,803.05 14,327 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
15/05/2023 52,023.55 24,197 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
15/05/2023 271,641.75 126,345 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
15/05/2023 22,688.95 10,553 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
15/05/2023 195,768.25 91,055 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
16/05/2023 59,516.46 27,942 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
18/05/2023 1,630.91 783 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
22/05/2023 1,915.68 938 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
23/05/2023 12,042.98 5,929 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
23/05/2023 14,410.45 7,082 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
24/05/2023 61,351.94 29,696 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
25/05/2023 28,174.85 14,361 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
25/05/2023 71,768.28 36,878 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
26/05/2023 360,892.94 185,807 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
31/05/2023 226,810.54 114,340 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
02/06/2023 335,226.25 158,875 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
07/06/2023 19,807.83 9,569 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
08/06/2023 557,564.75 277,354 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
09/06/2023 49,149.15 24,114 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
15/06/2023 10,318.97 5,393 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
15/06/2023 55,727.78 29,125 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
15/06/2023 60,574.42 31,658 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
15/06/2023 132,722.99 69,365 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
23/06/2023 2,761,475.75 1,476,725 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
27/06/2023 242,736.69 129,239 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
29/06/2023 63,199.24 34,441 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
03/07/2023 5,149.82 2,732 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
04/07/2023 15,752.99 8,197 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
05/07/2023 20,261.07 10,417 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
05/07/2023 28,393.11 14,598 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
11/07/2023 6,637.00 3,230 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
11/07/2023 328,768.00 160,000 Fully Paid ordinary
shares
First Sentier Investors Realindex Pty Ltd ACN
133 312 017
12/07/2023 18,066.20 8,770 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
13/07/2023 129,335.43 59,187 Fully Paid ordinary
shares
First Sentier Investors (Australia) IM Ltd ACN
114 194 311
13/07/2023 170,211.78 77,893 Fully Paid ordinary
shares