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REGIS RESOURCES LIMITED — Major Shareholding Notification 2022
Jul 5, 2022
65733_rns_2022-07-05_dd76d8e4-d82e-46dd-a279-8f162db9aa4b.pdf
Major Shareholding Notification
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Form 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder
| To Company Name/Scheme | Regis Resources Ltd |
|---|---|
| ACN/ARSN | 009 174 761 |
| 1. Details of substantial holder (1) | |
| Name | First Sentier Investors Holdings Pty Limited ACN 630 725 558 and its related bodies corporate listed in annexure A |
| ACN/ARSN (if applicable) | 630 725 558 |
| The holder became a substantial holder on | 04/07/2022 |
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or
| an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows: | ||||||
|---|---|---|---|---|---|---|
| Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) | |||
| Fully Paid ordinary shares | 40,245,820 | 40,245,820 | 5.33% |
*Note these securities are comprised of 17,902,546 shares in which First Sentier Investors Holdings Pty Limited and its subsidiaries have voting power and 22,343,274 securities in which First Sentier Investors Holdings Pty Limited's ultimate parent, Mitsubishi UFJ Financial Group, Inc. on and from 4 July 2022, has informed it that it has voting power prior to the date of this notice.
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial
holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
|---|---|---|
| First Sentier Investors Realindex Pty LtdACN 133 312 017 | Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of theCorporations Act 2001 (Cth), being a relevant interest arising from havingthe power to control the exercise of the right to vote attached to securitiesand/or to control the exercise of the power to dispose of securities in itscapacity as investment manager, as provided for under its investmentmandates. In addition, if any OTC derivatives, warrants or other securities(other than ordinary shares or ordinary units (as applicable)) are referred tobelow in this row, the relevant interest in respect of those securities arisesunder subsection 608(8) being an accelerated relevant interest held in thesame capacity. | 5,507,150Fully Paid ordinary shares |
| First Sentier Investors (Australia) IM LtdACN 114 194 311 | Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of theCorporations Act 2001 (Cth), being a relevant interest arising from havingthe power to control the exercise of the right to vote attached to securitiesand/or to control the exercise of the power to dispose of securities in itscapacity as investment manager, as provided for under its investmentmandates. In addition, if any OTC derivatives, warrants or other securities(other than ordinary shares or ordinary units (as applicable)) are referred tobelow in this row, the relevant interest in respect of those securities arisesunder subsection 608(8) being an accelerated relevant interest held in thesame capacity. | Fully Paid ordinary shares12,395,396 |
| Mitsubishi UFJ Financial Group | Mitsubishi UFJ Financial Group Inc. (MUFG) owns 100% of First SentierInvestors Holdings Pty Limited (indirectly) and has informed First SentierInvestors Holdings Pty Limited that it has a relevant interest in the sharesnoted in this column. Accordingly, First Sentier Investors Holdings PtyLimited has a relevant interest or voting power in those shares pursuant tosection 608(3) or section 12(2)(a) of the Corporations Act (as relevant).MUFG has not provided any further details of that relevant interest -accordingly no transaction information is recorded in Appendix B or holderinformation is recorded in Section 4. Reference is made to any subsequentfiling of MUFG which will reflect this interest. | Fully Paid ordinary shares22,343,274 |
4. Details of present registered holders
| The persons registered as holders of the securities referred to in paragraph 3 above are as follows: | |||
|---|---|---|---|
| Holder of relevantinterest | Registered holder ofsecurities | Person entitled to beregistered as holder (8) | Class and number of securities |
| First Sentier Investors Realindex Pty Ltd ACN 133 312 017 | Citibank N A Hong Kong | 2,844,538 Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN 133 312 017 | Citicorp Nominees Pty Limited(Australia) | 1,789,892 Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN 133 312 017 | National Custodian Services | 784,933 Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN 133 312 017 | State Street Global Advisors(Australia) Limited | 87,787 Fully Paid ordinaryshares | |
| First Sentier Investors (Australia) IM Ltd ACN 114 194 311 | Citibank N A Hong Kong | 4,220,256 Fully Paid ordinaryshares | |
| First Sentier Investors (Australia) IM Ltd ACN 114 194 311 | Citicorp Nominees Pty Limited(Australia) | 5,388,241 Fully Paid ordinaryshares | |
| First Sentier Investors (Australia) IM Ltd ACN 114 194 311 | JPMorgan (UK) | 40,306 Fully Paid ordinaryshares | |
| First Sentier Investors (Australia) IM Ltd ACN 114 194 311 | Northern Trust Company | 1,469,918 Fully Paid ordinaryshares | |
| First Sentier Investors (Australia) IM Ltd ACN 114 194 311 | State Street Global Advisors(Australia) Limited | 1,276,675 Fully Paid ordinaryshares | |
| Mitsubishi UFJ Financial Group | Mitsubishi UFJ Financial Group | 22,343,274 Fully Paid ordinaryshares |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the
substantial holder became a substantial holder is as follows:
| Holder of relevantinterest | Date of acquisition | Consideration (9) | Class and number of securities | |
|---|---|---|---|---|
| Cash | Non-cash | |||
| See annexure B to this notice |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| First Sentier Investors Realindex Pty Ltd | A wholly-owned subsidiary, and therefore related body corporate, of First Sentier Investors |
| ACN 133 312 017 | Holdings Pty Limited |
| First Sentier Investors (Australia) IM Ltd | A wholly-owned subsidiary, and therefore related body corporate, of First Sentier Investors |
| ACN 114 194 311 | Holdings Pty Limited |
| Mitsubishi UFJ Financial Group | Each company referred to is an associate of Mitsubishi UFJ Financial Group, Inc. under section12 of the Corporations Act |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| First Sentier Investors Realindex Pty Ltd ACN 133 312 017 | Level 5, Tower Three International Towers Sydney, 300 Barangaroo Avenue, Barangaroo NSW2000, Australia |
| First Sentier Investors (Australia) IM Ltd ACN 114 194 311 | Level 5, Tower Three International Towers Sydney, 300 Barangaroo Avenue, Barangaroo NSW2000, Australia |
| Mitsubishi UFJ Financial Group | 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan |
Signature
Poh Wan Lee
print name capacity
Company Secretary
sign here date 06/07/2022
Annexure A
This is Annexure A referred to in Form 603, Notice of initial substantial holder dated 04/07/2022
| Poli Wan (ee | ||
|---|---|---|
| -- | -------------- | -- |
| Poh Wan Lee | Company Secretary | Dated the 06/07/2022 |
|---|---|---|
| SCHEDULE | ||
| First Sentier Investors (Malta) Limited (Company Code C41267) | ||
| First Sentier Investors (Malta) Holdings Limited (Company Code C41260) | ||
| CFSIM Limited (Company No. 00153197) | ||
| First Sentier Investors (Luxembourg) EDIF II GP S.Á.R.L (Company No. B204413) | ||
| First Sentier Investors (Australia) Services Pty Limited (ACN 624 305 595) | ||
| First Sentier Investors (Australia) IM Ltd (ACN 114 194 311) | ||
| First Sentier Investors (Australia) Infrastructure Holdings Ltd (ACN 085 313 926) | ||
| First Sentier Investors (Australia) Infrastructure Managers Pty Ltd (ACN 101 384 294) | ||
| First Sentier Investors Strategic Investments Pty Limited (ACN 625 765 399) | ||
| First Sentier Investors (Australia) RE Ltd (ACN 006 464 428) | ||
| First Sentier Investors Asia Holdings Limited (ACN 054 571 701) | ||
| First Sentier Investors Realindex Pty Ltd (ACN 133 312 017) | ||
| First Sentier Investors (Luxembourg) EDIF I Feeders MC S.A.R.L (Company No. B134314) | ||
| First Sentier Infrastructure Managers (International) Limited (Company No. 298444) | ||
| First Sentier Investors (UK) IM Limited (Company No. SC047708) | ||
| First Sentier Investors (UK) Services Limited (Company No. 03904320) | ||
| First Sentier Investors (Hong Kong) Limited (CR No. 0206616) | ||
| First Sentier Investors (Ireland) Limited (Company No. 629188) | ||
| First Sentier Investors (Japan) Limited (Company No. 0104-01-093090) | ||
| First Sentier Investors (Singapore) (COMPANY NO. 196900420D) | ||
| First Sentier Investors Europe Holdings Limited (Company No. 03904310) | ||
| First Sentier Investors (UK) Funds Limited (Company No. 02294743) | ||
| First Sentier Investors (US) LLC (File Number 546 9442) | ||
| First Sentier Investors (Luxembourg) EDIF I MC S.A.R.L (Company No. B128117) | ||
| First Sentier Investors (Singapore) Holdings Limited (Registration No. 199901706Z) | ||
| First Sentier Investors International IM Limited (Company No. SC079063) | ||
| First Sentier Investors (Hong Kong) Nominees Limited (CR NO. 0206615) | ||
| FSIB LTD (Registration No. 26193) | ||
| Mitsubishi UFJ Financial Group, Inc (Registration No. 0100-01-073486) | ||
| Mitsubishi UFJ Trust and Banking Corporation (Registration No. 0100-01-008770) | ||
| SI Holdings Limited (Company No. SC109439) | ||
| First Sentier Investors (Hong Kong) AMC Limited (CR NO. 0580652) | ||
| First Sentier Investors (Luxembourg) EDIF III GP S.A.R.L (Company No. B128117) | ||
Annexure B
This is Annexure B referred to in Form 603, Notice of initial substantial holder dated 04/07/2022
Poh Wan Lee
Company Secretary
Dated the 06/07/2022
| Holder of relevant Interest | Date of Acquisition | Consideration Cash | Consideration non-cash | Class and number of securities affected |
|---|---|---|---|---|
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 10/03/2022 | 22,225 | 10,337 Fully Paid ordinaryshares | |
| First Sentier Investors (Australia) IM Ltd ACN114 194 311 | 14/03/2022 | 509,950 | 239,672 Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 18/03/2022 | 14,783 | 7,006 Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 25/03/2022 | 282 | 130 Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 25/03/2022 | 1,641 | 756 Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 29/03/2022 | 215,055 | 102,583 Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 29/03/2022 | 658,890 | 314,296 Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 30/03/2022 | 29,137 | 13,941 Fully Paid ordinaryshares | |
| First Sentier Investors (Australia) IM Ltd ACN114 194 311 | 04/04/2022 | 436 | 212 Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 11/04/2022 | 352,229 | 166,933 Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 13/04/2022 | 5,160 | 2,205 Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 03/05/2022 | 6,316 | 3,214 Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 11/05/2022 | 12,313 | 6,620 Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 16/05/2022 | 5,791 | 3,097 Fully Paid ordinaryshares | |
| First Sentier Investors (Australia) IM Ltd ACN114 194 311 | 17/05/2022 | 224,689 | 119,382 Fully Paid ordinaryshares | |
| First Sentier Investors (Australia) IM Ltd ACN114 194 311 | 17/05/2022 | 99,354 | 52,789 Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 31/05/2022 | 118,027 | 58,429 Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 01/06/2022 | 213,104 | 112,160 Fully Paid ordinaryshares | |
| First Sentier Investors (Australia) IM Ltd ACN114 194 311 | 02/06/2022 | 233,949 | 123,730 Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 03/06/2022 | 23,824 | 12,155 Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 03/06/2022 | 63,796 | 32,549 Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 08/06/2022 | 31,506 | 16,282 Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 09/06/2022 | 120,583 | 64,140 Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 14/06/2022 | 808,967 | 460,006 Fully Paid ordinaryshares | |
| First Sentier Investors (Australia) IM Ltd ACN114 194 311 | 15/06/2022 | 2,004 | 1,161 Fully Paid ordinaryshares | |
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 17/06/2022 | 15,615 | 8,328 Fully Paid ordinaryshares |
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 23/06/2022 | 105,505 | 69,411 Fully Paid ordinaryshares | |
|---|---|---|---|---|
| First Sentier Investors Realindex Pty Ltd ACN133 312 017 | 27/06/2022 | 18,392 | 12,469 Fully Paid ordinaryshares |