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REGIS RESOURCES LIMITED — Major Shareholding Notification 2022
Jul 6, 2022
65733_rns_2022-07-06_392ca823-35c1-4e4c-aba2-39a280fe7edd.pdf
Major Shareholding Notification
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Form 604
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
| To Company Name/Scheme | Regis Resources Limited |
|---|---|
| ACN/ARSN | 009 174 761 |
| 1. Details of substantial holder(1) | |
| Name | State Street Corporation and subsidiaries named in Annexures to this form |
| ACN/ARSN (if applicable) | |
| There was a change in the interests of the | |
| substantial holder on | 05/07/22 |
| The previous notice was given to the company on | 24/06/22 |
| The previous notice was dated | 22/06/22 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities (4) | Previous notice | Present notice | ||
|---|---|---|---|---|
| Person's votes | Voting power (5) | Person's votes | Voting power (5) | |
| Ordinary | 41,098,145 | 5.45% | 102,269,549 | 13.55% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date ofchange | Person whoserelevant interestchanged | Nature ofchange (6) | Considerationgiven in relationto change (7) | Class andnumber ofsecuritiesaffected | Person's votesaffected |
|---|---|---|---|---|---|
| Annexure B &D | |||||
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder ofrelevantinterest | Registeredholder ofsecurities | Person entitledto be registeredas holder(8) | Nature ofrelevantinterest (6) | Classandnumber ofsecurities | Person's votes |
|---|---|---|---|---|---|
| Annexure A | |||||
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Annexure C | |
Signature
| print name | Alok Maheshwary | capacity | Authorised signatory | |
|---|---|---|---|---|
| sign here | date | 07/07/2022 |
DIRECTIONS
- (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form. Information Classification: Limited AccessAlok
- (2) See the definition of "associate" in section 9 of the Corporations Act 2001.
- (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. (4)
The voting shares of a company constitute one class unless divided into separate classes.
- (5) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
- (6) Include details of:
- (a) Any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- (b) Any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
(7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
(8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown". (9)
Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
| ____________________________________ 07 July 2022Alok Maheshwary | ||||||
|---|---|---|---|---|---|---|
| Authorised Signatory4. Present relevant interests | ||||||
| Holder of relevant interest | Nature of Relevant Interest | Registered Holder of securities | Person Entitled to be registered as holder | Class and number of Securities | Person's votes | |
| STATE STREET GLOBAL ADVISORS TRUST COMPANY | Power to control the exercise of a right to voteattached to securities and/or the power to disposeof securities as investment manager or trustee | Bank of New York Mellon | n/a | Ordinary | 70,021 | 70,021 |
| STATE STREET GLOBAL ADVISORS TRUST COMPANY | Power to control the exercise of a right to voteattached to securities and/or the power to dispose | Northern Trust Company | n/a | Ordinary | 59,574 | 59,574 |
| STATE STREET GLOBAL ADVISORS TRUST COMPANY | of securities as investment manager or trusteePower to control the exercise of a right to voteattached to securities and/or the power to dispose | State Street Bank and Trust Co | n/a | Ordinary | 4,065,957 | 4,065,957 |
| STATE STREET GLOBAL ADVISORS TRUST COMPANY | of securities as investment manager or trusteePower to control the exercise of a right to vote | JPMorgan AG | n/a | Ordinary | 101,651 | 101,651 |
| STATE STREET GLOBAL ADVISORS TRUST COMPANY | attached to securities and/or the power to disposeof securities as investment manager or trusteePower to control the exercise of a right to vote | The Bank of New York Mellon | n/a | Ordinary | 292,139 | 292,139 |
| attached to securities and/or the power to disposeof securities as investment manager or trustee | ||||||
| SSGA FUNDS MANAGEMENT, INC. | Power to control the exercise of a right to voteattached to securities and/or the power to dispose | State Street Bank and Trust Co | n/a | Ordinary | 568,961 | 568,961 |
| STATE STREET GLOBAL ADVISORS EUROPE LIMITED | of securities as investment manager or trusteePower to control the exercise of a right to voteattached to securities and/or the power to dispose | Bank of New York Mellon | n/a | Ordinary | 72,332 | 72,332 |
| STATE STREET GLOBAL ADVISORS EUROPE LIMITED | of securities as investment manager or trusteePower to control the exercise of a right to vote | State Street Bank and Trust Co | n/a | Ordinary | 85,523 | 85,523 |
| STATE STREET GLOBAL ADVISORS LIMITED | attached to securities and/or the power to disposeof securities as investment manager or trusteePower to control the exercise of a right to vote | Northern Trust Company | n/a | Ordinary | 3,805 | 3,805 |
| attached to securities and/or the power to disposeof securities as investment manager or trustee | ||||||
| STATE STREET GLOBAL ADVISORS LIMITED | Power to control the exercise of a right to voteattached to securities and/or the power to disposeof securities as investment manager or trustee | JPMorgan AG | n/a | Ordinary | 63,573 | 63,573 |
| STATE STREET GLOBAL ADVISORS LIMITED | Power to control the exercise of a right to voteattached to securities and/or the power to dispose | The Bank of New York Mellon | n/a | Ordinary | 322,982 | 322,982 |
| STATE STREET GLOBAL ADVISORS, AUSTRALIA, | of securities as investment manager or trusteePower to control the exercise of a right to vote | Northern Trust Company | n/a | Ordinary | 10,827,237 | 10,827,237 |
| LIMITEDSTATE STREET GLOBAL ADVISORS, AUSTRALIA, | attached to securities and/or the power to disposeof securities as investment manager or trusteePower to control the exercise of a right to vote | State Street Bank and Trust Co | n/a | Ordinary | 8,775,810 | 8,775,810 |
| LIMITED | attached to securities and/or the power to disposeof securities as investment manager or trustee | |||||
| STATE STREET GLOBAL ADVISORS, AUSTRALIA,LIMITED | Power to control the exercise of a right to voteattached to securities and/or the power to disposeof securities as investment manager or trustee | JPMorgan AG | n/a | Ordinary | 1,929,647 | 1,929,647 |
| STATE STREET GLOBAL ADVISORS, AUSTRALIA,LIMITED | Power to control the exercise of a right to voteattached to securities and/or the power to dispose | Citibank NA | n/a | Ordinary | 427,362 | 427,362 |
| STATE STREET BANK AND TRUST COMPANY | of securities as investment manager or trusteeFor Lent securities: | AWARE SUPER PTY LTD AS TRUSTEE OF THE | AWARE SUPER PTY LTD AS TRUSTEE OF THE | Ordinary | 3,940,754 | 3,940,754 |
| Relevant interest under section 608(8A) being theholder of securities subject to an obligation to | AWARE SUPER | AWARE SUPER | ||||
| return under a securities lending agreement. StateStreet Bank and Trust Company has lent the | ||||||
| STATE STREET BANK AND TRUST COMPANY | securities and retains a relevant interestFor Lent securities: | UBS (IRL) ETF PLC | UBS (IRL) ETF PLC | Ordinary | 662,892 | 662,892 |
| Relevant interest under section 608(8A) being theholder of securities subject to an obligation to | ||||||
| return under a securities lending agreement. StateStreet Bank and Trust Company has lent the | ||||||
| STATE STREET BANK AND TRUST COMPANY | securities and retains a relevant interestFor Lent securities: | LOS ANGELES COUNTY EMPLOYEES RETIREMENTASSOCIATION | LOS ANGELES COUNTY EMPLOYEESRETIREMENT ASSOCIATION | Ordinary | 145,698 | 145,698 |
| Relevant interest under section 608(8A) being theholder of securities subject to an obligation to | ||||||
| return under a securities lending agreement. StateStreet Bank and Trust Company has lent thesecurities and retains a relevant interest | ||||||
| STATE STREET BANK AND TRUST COMPANY | For Lent securities: | THE REGENTS OF THE UNIVERSITY OF CALIFORNIA THE REGENTS OF THE UNIVERSITY OF | CALIFORNIA | Ordinary | 619,805 | 619,805 |
| Relevant interest under section 608(8A) being theholder of securities subject to an obligation toreturn under a securities lending agreement. State | ||||||
| Street Bank and Trust Company has lent thesecurities and retains a relevant interest | ||||||
| STATE STREET BANK AND TRUST COMPANY | For Lent securities: | CALSTRS | CALSTRS | Ordinary | 762,138 | 762,138 |
| Relevant interest under section 608(8A) being theholder of securities subject to an obligation toreturn under a securities lending agreement. State | ||||||
| Street Bank and Trust Company has lent thesecurities and retains a relevant interest | ||||||
| STATE STREET BANK AND TRUST COMPANY | For Lent securities:Relevant interest under section 608(8A) being the | DIMENSIONAL FUND ADVISORS | DIMENSIONAL FUND ADVISORS | Ordinary | 831,036 | 831,036 |
| holder of securities subject to an obligation toreturn under a securities lending agreement. State | ||||||
| STATE STREET BANK AND TRUST COMPANY | Street Bank and Trust Company has lent thesecurities and retains a relevant interestFor Lent securities: | KAISER PERMANENTE GROUP TRUST | KAISER PERMANENTE GROUP TRUST | Ordinary | 35,005 | 35,005 |
| Relevant interest under section 608(8A) being the | ||||||
| holder of securities subject to an obligation toreturn under a securities lending agreement. State | ||||||
| STATE STREET BANK AND TRUST COMPANY | Street Bank and Trust Company has lent thesecurities and retains a relevant interestFor Lent securities: | SEA1 | SEA1 | Ordinary | 16,102 | 16,102 |
| Relevant interest under section 608(8A) being the | ||||||
| holder of securities subject to an obligation toreturn under a securities lending agreement. StateStreet Bank and Trust Company has lent the | ||||||
| STATE STREET BANK AND TRUST COMPANY | securities and retains a relevant interestFor Lent securities: | SSGA SPDR INDEX SHARE FUNDS | SSGA SPDR INDEX SHARE FUNDS | Ordinary | 249,228 | 249,228 |
| Relevant interest under section 608(8A) being the | ||||||
| holder of securities subject to an obligation toreturn under a securities lending agreement. StateStreet Bank and Trust Company has lent the | ||||||
| STATE STREET BANK AND TRUST COMPANY | securities and retains a relevant interestFor Lent securities: | OREGON STATE TREASURY | OREGON STATE TREASURY | Ordinary | 116,490 | 116,490 |
| Relevant interest under section 608(8A) being theholder of securities subject to an obligation to | ||||||
| return under a securities lending agreement. StateStreet Bank and Trust Company has lent the | ||||||
| STATE STREET BANK AND TRUST COMPANY | securities and retains a relevant interestFor Lent securities: | VANECK ETF FUNDS | VANECK ETF FUNDS | Ordinary | 61,000,288 | 61,000,288 |
| Relevant interest under section 608(8A) being theholder of securities subject to an obligation to | ||||||
| return under a securities lending agreement. StateStreet Bank and Trust Company has lent the | ||||||
| securities and retains a relevant interest | ||||||
| Information Classification: Limited Access |
Annexure A
| STATE STREET BANK AND TRUST COMPANY | For Lent securities: | NGS SUPER PTY LIMITED AS TRUSTEE OF NGS | NGS SUPER PTY LIMITED AS TRUSTEE OF NGS | Ordinary | 897,625 | 897,625 |
|---|---|---|---|---|---|---|
| SUPER | SUPER | |||||
| Relevant interest under section 608(8A) being the | ||||||
| holder of securities subject to an obligation to | ||||||
| return under a securities lending agreement. State | ||||||
| Street Bank and Trust Company has lent the | ||||||
| securities and retains a relevant interest | ||||||
| STATE STREET BANK AND TRUST COMPANY | For Lent securities: | AMERICAN CENTURY INVESTMENT | AMERICAN CENTURY INVESTMENT | Ordinary | 2,581,348 | 2,581,348 |
| MANAGEMENT, INC. | MANAGEMENT, INC. | |||||
| Relevant interest under section 608(8A) being the | ||||||
| holder of securities subject to an obligation to | ||||||
| return under a securities lending agreement. State | ||||||
| Street Bank and Trust Company has lent the | ||||||
| securities and retains a relevant interest | ||||||
| STATE STREET BANK AND TRUST COMPANY | For Lent securities: | M FUND, INC. | M FUND, INC. | Ordinary | 8,594 | 8,594 |
| Relevant interest under section 608(8A) being the | ||||||
| holder of securities subject to an obligation to | ||||||
| return under a securities lending agreement. State | ||||||
| Street Bank and Trust Company has lent the | ||||||
| securities and retains a relevant interest | ||||||
| STATE STREET BANK AND TRUST COMPANY | For Lent securities: | MERCER GLOBAL INVESTMENTS MANAGEMENT | MERCER GLOBAL INVESTMENTS | Ordinary | 57,954 | 57,954 |
| LIMITED - MERCER UCITS CCF | MANAGEMENT LIMITED - MERCER UCITS CCF | |||||
| Relevant interest under section 608(8A) being the | ||||||
| holder of securities subject to an obligation to | ||||||
| return under a securities lending agreement. State | ||||||
| Street Bank and Trust Company has lent the | ||||||
| securities and retains a relevant interest | ||||||
| STATE STREET BANK AND TRUST COMPANY | For Lent securities: | MORGAN STANLEY | MORGAN STANLEY | Ordinary | 9,707 | 9,707 |
| Relevant interest under section 608(8A) being the | ||||||
| holder of securities subject to an obligation to | ||||||
| return under a securities lending agreement. State | ||||||
| Street Bank and Trust Company has lent the | ||||||
| securities and retains a relevant interest | ||||||
| STATE STREET BANK AND TRUST COMPANY | For Lent securities: | RETAIL EMPLOYEES SUPERANNUATION TRUST | RETAIL EMPLOYEES SUPERANNUATION TRUST Ordinary | 587,939 | 587,939 | |
| Relevant interest under section 608(8A) being the | ||||||
| holder of securities subject to an obligation to | ||||||
| return under a securities lending agreement. State | ||||||
| Street Bank and Trust Company has lent the | ||||||
| securities and retains a relevant interest | ||||||
| STATE STREET BANK AND TRUST COMPANY | For Lent securities: | SPROTT ASSET MANAGEMENT LP | SPROTT ASSET MANAGEMENT LP | Ordinary | 214,944 | 214,944 |
| Relevant interest under section 608(8A) being the | ||||||
| holder of securities subject to an obligation to | ||||||
| return under a securities lending agreement. State | ||||||
| Street Bank and Trust Company has lent the | ||||||
| securities and retains a relevant interest | ||||||
| STATE STREET BANK AND TRUST COMPANY | For Lent securities: | SSGA | SSGA | Ordinary | 738,430 | 738,430 |
| Relevant interest under section 608(8A) being the | ||||||
| holder of securities subject to an obligation to | ||||||
| return under a securities lending agreement. State | ||||||
| Street Bank and Trust Company has lent the | ||||||
| securities and retains a relevant interest | ||||||
| STATE STREET BANK AND TRUST COMPANY | For Lent securities: | TIAA - CREF | TIAA - CREF | Ordinary | 883,711 | 883,711 |
| Relevant interest under section 608(8A) being the | ||||||
| holder of securities subject to an obligation to | ||||||
| return under a securities lending agreement. State | ||||||
| Street Bank and Trust Company has lent the | ||||||
| securities and retains a relevant interest | ||||||
| STATE STREET BANK AND TRUST COMPANY | For Lent securities: | WA STATE INVESTMENT BOARD | WA STATE INVESTMENT BOARD | Ordinary | 243,287 | 243,287 |
| Relevant interest under section 608(8A) being the | ||||||
| holder of securities subject to an obligation to | ||||||
| return under a securities lending agreement. State | ||||||
| Street Bank and Trust Company has lent the | ||||||
| securities and retains a relevant interest |
This is Annexure B referred to in Form 604 Notice of change of interests of substantial holder ____________________________________ 07 July 2022 Alok Maheshwary Digitally signed by Alok Maheshwary Date: 2022.07.07 08:33:30 +05'30'
Alok Maheshwary
Authorised Signatory
3. Changes in relevant interests
| Date of Change | Person whose relevant interest changed | Nature of Change | Consideration given in relation to Change | Class and number of Securities affected | Person's Votes affected | |
|---|---|---|---|---|---|---|
| 28-Jun-2022 STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED | Sale | 1.46 | Ordinary | (49,308) | (49,308) | |
| 24-Jun-2022 STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED | Sale | 1.54 | Ordinary | (7,095) | (7,095) | |
| 04-Jul-2022 STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED | In specie application | n/a | Ordinary | 6,948 | 6,948 | |
| 23-Jun-2022 STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED | In specie application | n/a | Ordinary | 4,776 | 4,776 | |
| 30-Jun-2022 STATE STREET GLOBAL ADVISORS, INC. | Purchase | 1.30 | Ordinary | 24,752 | 24,752 | |
| 28-Jun-2022 STATE STREET BANK AND TRUST COMPANY | Transfer of title of securities to secure a | n/a | Ordinary | 19,121 | 19,121 | |
| securities loan from THE SOCIETE | ||||||
| GENERALE GROUP – Refer Part B of | ||||||
| Annexure D | ||||||
| 29-Jun-2022 STATE STREET BANK AND TRUST COMPANY | Return of securities provided to secure a | n/a | Ordinary | (19,121) | (19,121) | |
| securities loan to THE SOCIETE | ||||||
| GENERALE GROUP – Refer Part B of | ||||||
| Annexure D | ||||||
| 28-Jun-2022 STATE STREET BANK AND TRUST COMPANY | Transfer of title of securities to secure a | n/a | Ordinary | 37,740 | 37,740 | |
| securities loan from THE SOCIETE | ||||||
| GENERALE GROUP – Refer Part B of | ||||||
| Annexure D | ||||||
| 29-Jun-2022 STATE STREET BANK AND TRUST COMPANY | Return of securities provided to secure a | n/a | Ordinary | (37,740) | (37,740) | |
| securities loan to THE SOCIETE | ||||||
| GENERALE GROUP – Refer Part B of | ||||||
| Annexure D | ||||||
| 28-Jun-2022 STATE STREET BANK AND TRUST COMPANY | Transfer of title of securities to secure a | n/a | Ordinary | 1,191 | 1,191 | |
| securities loan from THE SOCIETE | ||||||
| GENERALE GROUP – Refer Part B of | ||||||
| Annexure D | ||||||
| 29-Jun-2022 STATE STREET BANK AND TRUST COMPANY | Return of securities provided to secure a | n/a | Ordinary | (1,191) | (1,191) | |
| securities loan to THE SOCIETE | ||||||
| GENERALE GROUP – Refer Part B of | ||||||
| Annexure D | ||||||
| 28-Jun-2022 STATE STREET BANK AND TRUST COMPANY | Transfer of title of securities to secure a | n/a | Ordinary | 5,794 | 5,794 | |
| securities loan from THE SOCIETE | ||||||
| GENERALE GROUP – Refer Part B of | ||||||
| Annexure D | ||||||
| 29-Jun-2022 STATE STREET BANK AND TRUST COMPANY | Return of securities provided to secure a | n/a | Ordinary | (5,794) | (5,794) | |
| securities loan to THE SOCIETE | ||||||
| GENERALE GROUP – Refer Part B of | ||||||
| Annexure D | ||||||
| 28-Jun-2022 STATE STREET BANK AND TRUST COMPANY | Transfer of title of securities to secure a | n/a | Ordinary | 89,952 | 89,952 | |
| securities loan from THE SOCIETE | ||||||
| GENERALE GROUP – Refer Part B of | ||||||
| Annexure D | ||||||
| 29-Jun-2022 STATE STREET BANK AND TRUST COMPANY | Return of securities provided to secure a | n/a | Ordinary | (89,952) | (89,952) | |
| securities loan to THE SOCIETE | ||||||
| GENERALE GROUP – Refer Part B of | ||||||
| Annexure D | ||||||
| 28-Jun-2022 STATE STREET BANK AND TRUST COMPANY | Transfer of title of securities to secure a | n/a | Ordinary | 103,149 | 103,149 | |
| securities loan from THE SOCIETE | ||||||
| GENERALE GROUP – Refer Part B of | ||||||
| Annexure D | ||||||
| 29-Jun-2022 STATE STREET BANK AND TRUST COMPANY | Return of securities provided to secure a | n/a | Ordinary | (103,149) | (103,149) | |
| securities loan to THE SOCIETE | ||||||
| GENERALE GROUP – Refer Part B of | ||||||
| Annexure D | ||||||
| 28-Jun-2022 STATE STREET BANK AND TRUST COMPANY | Transfer of title of securities to secure a | n/a | Ordinary | 3,170 | 3,170 | |
| securities loan from THE SOCIETE | ||||||
| GENERALE GROUP – Refer Part B of | ||||||
| Annexure D | ||||||
| 29-Jun-2022 STATE STREET BANK AND TRUST COMPANY | Return of securities provided to secure a | n/a | Ordinary | (3,170) | (3,170) | |
| securities loan to THE SOCIETE | ||||||
| GENERALE GROUP – Refer Part B of | ||||||
| Annexure D | ||||||
| 28-Jun-2022 STATE STREET BANK AND TRUST COMPANY | Transfer of title of securities to secure a | n/a | Ordinary | 27,791 | 27,791 | |
| securities loan from THE SOCIETE | ||||||
| GENERALE GROUP – Refer Part B of | ||||||
| Annexure D | ||||||
| 29-Jun-2022 STATE STREET BANK AND TRUST COMPANY | Return of securities provided to secure a | n/a | Ordinary | (27,791) | (27,791) | |
| securities loan to THE SOCIETE | ||||||
| GENERALE GROUP – Refer Part B of | ||||||
| Annexure D | ||||||
| 28-Jun-2022 STATE STREET BANK AND TRUST COMPANY | Transfer of title of securities to secure a | n/a | Ordinary | 1,234 | 1,234 | |
| securities loan from THE SOCIETE | ||||||
| GENERALE GROUP – Refer Part B of | ||||||
| Annexure D | ||||||
| 29-Jun-2022 STATE STREET BANK AND TRUST COMPANY | Return of securities provided to secure a | n/a | Ordinary | (1,234) | (1,234) | |
| securities loan to THE SOCIETE | ||||||
| GENERALE GROUP – Refer Part B of | ||||||
| Annexure D | ||||||
| 28-Jun-2022 STATE STREET BANK AND TRUST COMPANY | Transfer of title of securities to secure a | n/a | Ordinary | 318,683 | 318,683 | |
| securities loan from THE SOCIETE | ||||||
| GENERALE GROUP – Refer Part B of | ||||||
| Annexure D | ||||||
| 29-Jun-2022 STATE STREET BANK AND TRUST COMPANY | Return of securities provided to secure a | n/a | Ordinary | (318,683) | (318,683) | |
| securities loan to THE SOCIETE | ||||||
| GENERALE GROUP – Refer Part B of | ||||||
| Annexure D | ||||||
| 28-Jun-2022 STATE STREET BANK AND TRUST COMPANY | Transfer of title of securities to secure a | n/a | Ordinary | 121,234 | 121,234 | |
| securities loan from THE SOCIETE | ||||||
| GENERALE GROUP – Refer Part B of | ||||||
| Annexure D | ||||||
| 29-Jun-2022 STATE STREET BANK AND TRUST COMPANY | Return of securities provided to secure a | n/a | Ordinary | (121,234) | (121,234) | |
| securities loan to THE SOCIETE | ||||||
| GENERALE GROUP – Refer Part B of | ||||||
| Annexure D | ||||||
| 28-Jun-2022 STATE STREET BANK AND TRUST COMPANY | Transfer of title of securities to secure a | n/a | Ordinary | 298,007 | 298,007 | |
| securities loan from THE SOCIETE | ||||||
| GENERALE GROUP – Refer Part B of | ||||||
| Annexure D | ||||||
| 29-Jun-2022 STATE STREET BANK AND TRUST COMPANY | Return of securities provided to secure a | n/a | Ordinary | (298,007) | (298,007) | |
| securities loan to THE SOCIETE | ||||||
| GENERALE GROUP – Refer Part B of | ||||||
| Annexure D | ||||||
| 28-Jun-2022 STATE STREET BANK AND TRUST COMPANY | Transfer of title of securities to secure a | n/a | Ordinary | 898,217 | 898,217 | |
| securities loan from THE SOCIETE | ||||||
| GENERALE GROUP – Refer Part B of | ||||||
| Annexure D | ||||||
| 29-Jun-2022 STATE STREET BANK AND TRUST COMPANY | Return of securities provided to secure a | n/a | Ordinary | (898,217) | (898,217) | |
| securities loan to THE SOCIETE | ||||||
| GENERALE GROUP – Refer Part B ofAnnexure D |
| 28-Jun-2022 STATE STREET BANK AND TRUST COMPANY | Transfer of title of securities to secure asecurities loan from THE SOCIETEGENERALE GROUP – Refer Part B ofAnnexure D | n/a | Ordinary | 19,864 | 19,864 |
|---|---|---|---|---|---|
| 29-Jun-2022 STATE STREET BANK AND TRUST COMPANY | Return of securities provided to secure asecurities loan to THE SOCIETEGENERALE GROUP – Refer Part B ofAnnexure D | n/a | Ordinary | (19,864) | (19,864) |
| 28-Jun-2022 STATE STREET BANK AND TRUST COMPANY | Transfer of title of securities to secure asecurities loan from THE SOCIETEGENERALE GROUP – Refer Part B ofAnnexure D | n/a | Ordinary | 27,407 | 27,407 |
| 29-Jun-2022 STATE STREET BANK AND TRUST COMPANY | Return of securities provided to secure asecurities loan to THE SOCIETEGENERALE GROUP – Refer Part B of | n/a | Ordinary | (27,407) | (27,407) |
| 28-Jun-2022 STATE STREET BANK AND TRUST COMPANY | Annexure DTransfer of title of securities to secure asecurities loan from THE SOCIETEGENERALE GROUP – Refer Part B of | n/a | Ordinary | 198,737 | 198,737 |
| 29-Jun-2022 STATE STREET BANK AND TRUST COMPANY | Annexure DReturn of securities provided to secure asecurities loan to THE SOCIETEGENERALE GROUP – Refer Part B ofAnnexure D | n/a | Ordinary | (198,737) | (198,737) |
| 28-Jun-2022 STATE STREET BANK AND TRUST COMPANY | Transfer of title of securities to secure asecurities loan from THE SOCIETEGENERALE GROUP – Refer Part B of | n/a | Ordinary | 4 | 4 |
| 29-Jun-2022 STATE STREET BANK AND TRUST COMPANY | Annexure DReturn of securities provided to secure asecurities loan to THE SOCIETEGENERALE GROUP – Refer Part B ofAnnexure D | n/a | Ordinary | (4) | (4) |
| 28-Jun-2022 STATE STREET BANK AND TRUST COMPANY | Transfer of title of securities to secure asecurities loan from THE SOCIETEGENERALE GROUP – Refer Part B of | n/a | Ordinary | 192 | 192 |
| 29-Jun-2022 STATE STREET BANK AND TRUST COMPANY | Annexure DReturn of securities provided to secure asecurities loan to THE SOCIETEGENERALE GROUP – Refer Part B of | n/a | Ordinary | (192) | (192) |
| 28-Jun-2022 STATE STREET BANK AND TRUST COMPANY | Annexure DTransfer of title of securities to secure asecurities loan from THE SOCIETEGENERALE GROUP – Refer Part B of | n/a | Ordinary | 47,284 | 47,284 |
| 29-Jun-2022 STATE STREET BANK AND TRUST COMPANY | Annexure DReturn of securities provided to secure asecurities loan to THE SOCIETEGENERALE GROUP – Refer Part B of | n/a | Ordinary | (47,284) | (47,284) |
| 28-Jun-2022 STATE STREET BANK AND TRUST COMPANY | Annexure DTransfer of title of securities to secure asecurities loan from THE SOCIETEGENERALE GROUP – Refer Part B ofAnnexure D | n/a | Ordinary | 111,035 | 111,035 |
| 29-Jun-2022 STATE STREET BANK AND TRUST COMPANY | Return of securities provided to secure asecurities loan to THE SOCIETEGENERALE GROUP – Refer Part B of | n/a | Ordinary | (111,035) | (111,035) |
| 28-Jun-2022 STATE STREET BANK AND TRUST COMPANY | Annexure DTransfer of title of securities to secure asecurities loan from THE SOCIETEGENERALE GROUP – Refer Part B of | n/a | Ordinary | 89,774 | 89,774 |
| 29-Jun-2022 STATE STREET BANK AND TRUST COMPANY | Annexure DReturn of securities provided to secure asecurities loan to THE SOCIETEGENERALE GROUP – Refer Part B of | n/a | Ordinary | (89,774) | (89,774) |
| 28-Jun-2022 STATE STREET BANK AND TRUST COMPANY | Annexure DTransfer of title of securities to secure asecurities loan from THE SOCIETEGENERALE GROUP – Refer Part B of | n/a | Ordinary | 194,676 | 194,676 |
| 29-Jun-2022 STATE STREET BANK AND TRUST COMPANY | Annexure DReturn of securities provided to secure asecurities loan to THE SOCIETEGENERALE GROUP – Refer Part B ofAnnexure D | n/a | Ordinary | (194,676) | (194,676) |
| 28-Jun-2022 STATE STREET BANK AND TRUST COMPANY | Transfer of title of securities to secure asecurities loan from THE SOCIETEGENERALE GROUP – Refer Part B of | n/a | Ordinary | 121,553 | 121,553 |
| 29-Jun-2022 STATE STREET BANK AND TRUST COMPANY | Annexure DReturn of securities provided to secure asecurities loan to THE SOCIETEGENERALE GROUP – Refer Part B ofAnnexure D | n/a | Ordinary | (121,553) | (121,553) |
| 28-Jun-2022 STATE STREET BANK AND TRUST COMPANY | Transfer of title of securities to secure asecurities loan from THE SOCIETEGENERALE GROUP – Refer Part B of | n/a | Ordinary | 58,371 | 58,371 |
| 29-Jun-2022 STATE STREET BANK AND TRUST COMPANY | Annexure DReturn of securities provided to secure asecurities loan to THE SOCIETEGENERALE GROUP – Refer Part B of | n/a | Ordinary | (58,371) | (58,371) |
| 05-Jul-2022 STATE STREET BANK AND TRUST COMPANY | Annexure DLending securities under a securities loanto THE J.P. MORGAN CHASE GROUP– | n/a | Ordinary | 2,581,348 | 2,581,348 |
| 24-Jun-2022 STATE STREET BANK AND TRUST COMPANY | Refer Part A of Annexure DLending securities under a securities loanto THE J.P. MORGAN CHASE GROUP– | n/a | Ordinary | 38,601 | 38,601 |
| 27-Jun-2022 STATE STREET BANK AND TRUST COMPANY | Refer Part A of Annexure DLending securities under a securities loanto THE MACQUARIE GROUP– Refer PartA of Annexure D | n/a | Ordinary | 2,032 | 2,032 |
| 05-Jul-2022 STATE STREET BANK AND TRUST COMPANY | Lending securities under a securities loanto THE CREDIT SUISSE GROUP– ReferPart A of Annexure D | n/a | Ordinary | 203,928 | 203,928 |
| 05-Jul-2022 STATE STREET BANK AND TRUST COMPANY | Return of securities under a securitiesloan by THE BANK OF AMERICA GROUP– | n/a | Ordinary | (106,237) | (106,237) |
| 05-Jul-2022 STATE STREET BANK AND TRUST COMPANY | Refer Part A of Annexure DLending securities under a securities loanto THE CREDIT SUISSE GROUP– ReferPart A of Annexure D | n/a | Ordinary | 59,154 | 59,154 |
| 05-Jul-2022 STATE STREET BANK AND TRUST COMPANY | Return of securities under a securitiesloan by THE BANK OF AMERICA GROUP–Refer Part A of Annexure D | n/a | Ordinary | (32,161) | (32,161) |
| 01-Jul-2022 STATE STREET BANK AND TRUST COMPANY | Lending securities under a securities loanto THE BANK OF AMERICA GROUP–Refer Part A of Annexure D | n/a | Ordinary | 35,005 | 35,005 |
| 05-Jul-2022 STATE STREET BANK AND TRUST COMPANY | Return of securities under a securitiesloan by THE BANK OF AMERICA GROUP–Refer Part A of Annexure D | n/a | Ordinary | (7,023) | (7,023) |
| 05-Jul-2022 STATE STREET BANK AND TRUST COMPANY | Return of securities under a securitiesloan by THE BANK OF AMERICA GROUP–Refer Part A of Annexure D | n/a | Ordinary | (100) | (100) | |
|---|---|---|---|---|---|---|
| 05-Jul-2022 STATE STREET BANK AND TRUST COMPANY | Lending securities under a securities loanto THE CREDIT SUISSE GROUP– ReferPart A of Annexure D | n/a | Ordinary | 145,670 | 145,670 | |
| 01-Jul-2022 STATE STREET BANK AND TRUST COMPANY | Lending securities under a securities loanto THE MORGAN STANLEY GROUP–Refer Part A of Annexure D | n/a | Ordinary | 8,594 | 8,594 | |
| 05-Jul-2022 STATE STREET BANK AND TRUST COMPANY | Lending securities under a securities loanto THE CREDIT SUISSE GROUP– ReferPart A of Annexure D | n/a | Ordinary | 57,954 | 57,954 | |
| 05-Jul-2022 STATE STREET BANK AND TRUST COMPANY | Lending securities under a securities loanto THE J.P. MORGAN CHASE GROUP–Refer Part A of Annexure D | n/a | Ordinary | 9,707 | 9,707 | |
| 27-Jun-2022 STATE STREET BANK AND TRUST COMPANY | Lending securities under a securities loanto THE MACQUARIE GROUP– Refer PartA of Annexure D | n/a | Ordinary | 222,968 | 222,968 | |
| 28-Jun-2022 STATE STREET BANK AND TRUST COMPANY | Lending securities under a securities loanto UBS SECURITIES AUSTRALIA LTD–Refer Part A of Annexure D | n/a | Ordinary | 64,061 | 64,061 | |
| 29-Jun-2022 STATE STREET BANK AND TRUST COMPANY | Lending securities under a securities loanto UBS SECURITIES AUSTRALIA LTD– | n/a | Ordinary | 584,603 | 584,603 | |
| 30-Jun-2022 STATE STREET BANK AND TRUST COMPANY | Refer Part A of Annexure DLending securities under a securities loanto UBS SECURITIES AUSTRALIA LTD– | n/a | Ordinary | 866,939 | 866,939 | |
| 04-Jul-2022 STATE STREET BANK AND TRUST COMPANY | Refer Part A of Annexure DReturn of securities under a securitiesloan by UBS SECURITIES AUSTRALIA LTD– | n/a | Ordinary | (362,782) | (362,782) | |
| 05-Jul-2022 STATE STREET BANK AND TRUST COMPANY | Refer Part A of Annexure DReturn of securities under a securitiesloan by UBS SECURITIES AUSTRALIA LTD–Refer Part A of Annexure D | n/a | Ordinary | (1,152,821) | (1,152,821) | |
| 01-Jul-2022 STATE STREET BANK AND TRUST COMPANY | Lending securities under a securities loanto THE BANK OF AMERICA GROUP– | n/a | Ordinary | 116,490 | 116,490 | |
| 05-Jul-2022 STATE STREET BANK AND TRUST COMPANY | Refer Part A of Annexure DReturn of securities under a securities | n/a | Ordinary | (7,823) | (7,823) | |
| 28-Jun-2022 STATE STREET BANK AND TRUST COMPANY | loan by THE BANK OF AMERICA GROUP–Refer Part A of Annexure DLending securities under a securities loan | n/a | Ordinary | 587,939 | 587,939 | |
| 29-Jun-2022 STATE STREET BANK AND TRUST COMPANY | to UBS SECURITIES AUSTRALIA LTD–Refer Part A of Annexure DLending securities under a securities loan | n/a | Ordinary | 29,397 | 29,397 | |
| 01-Jul-2022 STATE STREET BANK AND TRUST COMPANY | to UBS SECURITIES AUSTRALIA LTD–Refer Part A of Annexure DReturn of securities under a securities | n/a | Ordinary | (29,397) | (29,397) | |
| loan by UBS SECURITIES AUSTRALIA LTD–Refer Part A of Annexure D | ||||||
| 30-Jun-2022 STATE STREET BANK AND TRUST COMPANY | Lending securities under a securities loanto THE BANK OF NOVA SCOTIA GROUP–Refer Part A of Annexure D | n/a | Ordinary | 60,000 | 60,000 | |
| 05-Jul-2022 STATE STREET BANK AND TRUST COMPANY | Lending securities under a securities loanto THE CREDIT SUISSE GROUP– ReferPart A of Annexure D | n/a | Ordinary | 154,944 | 154,944 | |
| 01-Jul-2022 STATE STREET BANK AND TRUST COMPANY | Lending securities under a securities loanto THE BANK OF AMERICA GROUP–Refer Part A of Annexure D | n/a | Ordinary | 714,464 | 714,464 | |
| 05-Jul-2022 STATE STREET BANK AND TRUST COMPANY | Lending securities under a securities loanto THE CREDIT SUISSE GROUP– ReferPart A of Annexure D | n/a | Ordinary | 23,966 | 23,966 | |
| 01-Jul-2022 STATE STREET BANK AND TRUST COMPANY | Lending securities under a securities loanto THE BANK OF AMERICA GROUP–Refer Part A of Annexure D | n/a | Ordinary | 63 | 63 | |
| 05-Jul-2022 STATE STREET BANK AND TRUST COMPANY | Return of securities under a securitiesloan by THE BANK OF AMERICA GROUP–Refer Part A of Annexure D | n/a | Ordinary | (2,878) | (2,878) | |
| 05-Jul-2022 STATE STREET BANK AND TRUST COMPANY | Lending securities under a securities loanto THE CREDIT SUISSE GROUP– ReferPart A of Annexure D | n/a | Ordinary | 249,146 | 249,146 | |
| 24-Jun-2022 STATE STREET BANK AND TRUST COMPANY | Lending securities under a securities loanto THE BANK OF AMERICA GROUP–Refer Part A of Annexure D | n/a | Ordinary | 350,000 | 350,000 | |
| 01-Jul-2022 STATE STREET BANK AND TRUST COMPANY | Lending securities under a securities loanto THE BANK OF AMERICA GROUP–Refer Part A of Annexure D | n/a | Ordinary | 11,145 | 11,145 | |
| 05-Jul-2022 STATE STREET BANK AND TRUST COMPANY | Return of securities under a securitiesloan by THE BANK OF AMERICA GROUP–Refer Part A of Annexure D | n/a | Ordinary | (584,378) | (584,378) | |
| 05-Jul-2022 STATE STREET BANK AND TRUST COMPANY | Lending securities under a securities loanto THE CREDIT SUISSE GROUP– ReferPart A of Annexure D | n/a | Ordinary | 608,635 | 608,635 | |
| 05-Jul-2022 STATE STREET BANK AND TRUST COMPANY | Lending securities under a securities loanto THE CREDIT SUISSE GROUP– ReferPart A of Annexure D | n/a | Ordinary | 883,711 | 883,711 | |
| 05-Jul-2022 STATE STREET BANK AND TRUST COMPANY | Lending securities under a securities loanto THE CREDIT SUISSE GROUP– ReferPart A of Annexure D | n/a | Ordinary | 662,892 | 662,892 | |
| 28-Jun-2022 STATE STREET BANK AND TRUST COMPANY | Lending securities under a securities loanto THE MORGAN STANLEY GROUP–Refer Part A of Annexure D | n/a | Ordinary | 40,085 | 40,085 | |
| 01-Jul-2022 STATE STREET BANK AND TRUST COMPANY | Return of securities under a securitiesloan by THE MORGAN STANLEY GROUP–Refer Part A of Annexure D | n/a | Ordinary | (40,085) | (40,085) | |
| 01-Jul-2022 STATE STREET BANK AND TRUST COMPANY | Lending securities under a securities loanto THE BANK OF AMERICA GROUP–Refer Part A of Annexure D | n/a | Ordinary | 8,999,937 | 8,999,937 | |
| 05-Jul-2022 STATE STREET BANK AND TRUST COMPANY | Lending securities under a securities loanto THE BANK OF AMERICA GROUP–Refer Part A of Annexure D | n/a | Ordinary | 10,000,000 | 10,000,000 | |
| 01-Jul-2022 STATE STREET BANK AND TRUST COMPANY | Lending securities under a securities loanto THE GOLDMAN SACHS GROUP– ReferPart A of Annexure D | n/a | Ordinary | 7,000,000 | 7,000,000 | |
| 01-Jul-2022 STATE STREET BANK AND TRUST COMPANY | Lending securities under a securities loanto THE J.P. MORGAN CHASE GROUP–Refer Part A of Annexure D | n/a | Ordinary | 3,000,000 | 3,000,000 | |
| 05-Jul-2022 STATE STREET BANK AND TRUST COMPANY | Lending securities under a securities loanto THE J.P. MORGAN CHASE GROUP–Refer Part A of Annexure D | n/a | Ordinary | 7,408,945 | 7,408,945 |
| 01-Jul-2022 STATE STREET BANK AND TRUST COMPANY | Lending securities under a securities loan | n/a | Ordinary | 17,491,406 | 17,491,406 |
|---|---|---|---|---|---|
| to THE MORGAN STANLEY GROUP– | |||||
| Refer Part A of Annexure D | |||||
| 01-Jul-2022 STATE STREET BANK AND TRUST COMPANY | Lending securities under a securities loan | n/a | Ordinary | 243,287 | 243,287 |
| to THE BANK OF AMERICA GROUP– | |||||
| Refer Part A of Annexure D |
This is Annexure C referred to in Form 604 Notice of change of interests of substantial holder
Annexure C
____________________________________ 07 July 2022 Maheshwary Digitally signed by Alok Maheshwary Date: 2022.07.07 08:33:53 +05'30'
6. Addresses
| ____________________________________ 07 July 2022Alok MaheshwaryAuthorised Signatory | |
|---|---|
| 6. Addresses | |
| Name | Address |
| SSGA FUNDS MANAGEMENT, INC.STATE STREET GLOBAL ADVISORS EUROPE LIMITED | Channel Center, 1 Iron Street, Boston MA 02210, United States78 Sir John Rogerson's Quay, Dublin 2, Ireland |
| STATE STREET GLOBAL ADVISORS LIMITED | 20 Churchill Place, London, England, E14 5HJ, United Kingdom |
| STATE STREET GLOBAL ADVISORS TRUST COMPANY | 1 Iron Street, Boston MA 02210, United States |
| STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITEDSTATE STREET GLOBAL ADVISORS, INC. | Level 15, 420 George Street, Sydney NSW 2000, Australia1 Iron Street, Boston MA 02210, United States |
| STATE STREET BANK AND TRUST COMPANY | 1 Lincoln Street, Boston MA 02111-2900, United States |
| Information Classification: Limited Access |
This is Annexure D referred to in Form 604 Notice of change of interests of substantial holder
Maheshwary Digitally signed by Alok Maheshwary Date: 2022.07.07
| ____________________________________ 07 July 2022Alok MaheshwaryAuthorised Signatory | |||
|---|---|---|---|
| below to the company, responsible entity or ASIC. | State Street Bank and Trust Company will, if requested by the company or responsible entity to whom this form must be given under the Corporations Act 2001 (Cth) or ifrequested by the Australian Securities and Investment Commission (ASIC), provide a copy of the master securities lending agreement/s and security agreement/s referred to | ||
| interest as per Part B of this Annexure.) | Part A: For relevant interests arising out of lending securities - State Street Bank and Trust Company acquires relevant interest as lender of the securities under securitieslending authorisation agreement, subject to obligation to return under the agreement. (State Street Bank and Trust Company has lent the securities and retains relevant | ||
| Type of agreement | Securities Lending Authorisation Agreement/ Global Master Securities Lending Agreement/ SecuritiesLoan Agreement | ||
| Parties to agreement | (1) State Street Bank and Trust Company(2) The entity referred to in the relevant part of Annexure B to this notice | ||
| Can the parties exercise voting rights attaching to the securities? | (1) No(2) Yes. (Borrower has the right to vote, but may on-lend securities) | ||
| If yes, in what circumstances | (1) Only if instructed to by the borrower(2) As determined by the owner of the securities | ||
| Transfer date | The dates on which the securities were delivered by State Street Bank and Trust Company as lender areset out in Annexure B to this notice | ||
| Scheduled return date | No scheduled return dateNo scheduled return date. Borrower can return securities or equivalent securities at any time subject to | ||
| Does the borrower have the right to return the securities early? | giving notice | ||
| If yes, in what circumstances | Does the lender have the right to recall the securities early (ie before the | Borrower can return securities or equivalent securities at any time subject to giving noticeNo scheduled return date. Lender can require return of securities or equivalent securities at any time | |
| scheduled return date)?If yes, in what circumstances | subject to giving noticeLender can require return of securities or equivalent securities at any time subject to giving notice | ||
| Are there any circumstances in which the borrower is not required to | No | ||
| return securities or equivalent securities on settlement?If yes, detail any exceptions | n/a | ||
| Type of agreement | Global Master Securities Lending AgreementSecurities Lending Authorisation Agreement | ||
| Parties to agreement | (1) State Street Bank and Trust Company(2) The entity referred to in the relevant part of Annexure B to this notice | ||
| Can the parties exercise voting rights attaching to the securities? | (1) Yes, but only if the borrower defaults and ownership is enforced(2) Yes | ||
| If yes, in what circumstances | (1) Only if the borrower defaults and ownership is enforced(2) In accordance with ordinary rights as registered holder, either directly or through nominee holder | ||
| Transfer date | The dates on which the securities were transferred, as indicated in Annexure B to this notice | ||
| Scheduled return date | No scheduled return date. Securities collateral is returned on termination of related securities loanNo scheduled return date. Securities collateral is returned on termination of related securities loan or the | ||
| Does the borrower have the right to have the securities returned early? | provision of alternative collateral | ||
| If yes, in what circumstances | At any time subject to returning the borrowed securities or equivalent securities or providing alternativecollateral | ||
| Are there any circumstances in which the lender is not required to return | No, assuming the borrower returns the borrowed securities or equivalent securities | ||
| If yes, detail any exceptions | n/a (lender must return securities collateral if the borrower returns the borrowed securities or equivalent | ||
| securities collateral on settlement? | securities) | ||
| Information Classification: Limited Access |
| Global Master Securities Lending Agreement | ||
|---|---|---|
| Type of agreement | Securities Lending Authorisation Agreement | |
| (1) State Street Bank and Trust Company | ||
| Parties to agreement | (2) The entity referred to in the relevant part of Annexure B to this notice | |
| (1) Yes, but only if the borrower defaults and ownership is enforced | ||
| Can the parties exercise voting rights attaching to the securities? | (2) Yes | |
| (1) Only if the borrower defaults and ownership is enforced | ||
| (2) In accordance with ordinary rights as registered holder, either directly or through nominee holder | ||
| If yes, in what circumstances | ||
| Transfer date | The dates on which the securities were transferred, as indicated in Annexure B to this notice | |
| Scheduled return date | No scheduled return date. Securities collateral is returned on termination of related securities loan | |
| Does the borrower have the right to have the securities returned early? | No scheduled return date. Securities collateral is returned on termination of related securities loan or the | |
| provision of alternative collateral | ||
| If yes, in what circumstances | At any time subject to returning the borrowed securities or equivalent securities or providing alternative | |
| collateral | ||
| Are there any circumstances in which the lender is not required to return | No, assuming the borrower returns the borrowed securities or equivalent securities | |
| securities collateral on settlement? | ||
| n/a (lender must return securities collateral if the borrower returns the borrowed securities or equivalent | ||
| If yes, detail any exceptions | securities) |