Form 605
Corporations Act Section 671B
Notice of ceasing to be a substantial holder
| To: Company Name/Scheme |
REGIS RESOURCES LTD |
|
|
|
|
| ACN/ARSN |
009 174 761 |
|
|
|
|
| 1.Details of substantial holder (1) |
|
|
|
|
|
| Name |
Bank of America Corporation and its related bodies corporate (SeeAppendix C) |
|
|
|
|
| ACN/ARSN (if applicable): |
|
|
|
|
|
| The holder ceased to be a substantial shareholder on |
|
05 July 2022 |
|
|
|
| The previous notice was given to the company on |
|
05 July 2022 |
|
|
|
| The previous notice was dated |
|
01 July 2022 |
|
|
|
|
|
|
|
|
|
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date ofchange |
Person whoserelevant interestchanged |
Nature of Change (4) |
Considerationgiven in relationto change (5) |
Class (6) andNumber ofsecurities affected |
Person's votesaffected |
| See Appendix A |
|
|
|
|
|
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) |
Nature of association |
| N/A |
N/A |
4. Addresses
The addresses of persons named in this form are as follows:
| Name |
Addresses |
| Bank of America Corporation |
100 North Tryon Street, Charlotte, North Carolina, 28255, USA |
| Merrill Lynch (Australia) Futures Limited |
Level 34, Governor Phillip Tower, 1 Farrer Place, Sydney NSW2000, Australia |
| Merrill Lynch (Australia) Nominees Pty Ltd |
Level 19, 120 Collins St, Melbourne Vic 3000, Australia |
| Merrill Lynch Markets (Australia) Pty. Limited |
Level 34, Governor Phillip Tower, 1 Farrer Place, Sydney NSW2000, Australia |
| Merrill Lynch International |
2 King Edward Street, London, England, EC1A 1HQ, UnitedKingdom |
| BofA Securities, Inc. |
One Bryant Park, New York NY 10036, USA |
SIGNATURE
| Print Name: |
Kelvin Kwok |
Capacity: |
Authorised signatory |
| Sign Here: |
|
Date: |
07 July 2022 |
Appendix A
| Daofchteange |
Peholevt inhaedtert crson wsereanesng |
Naf chae (4)ture ong |
Coideion(5)ratns |
Cla(6)ofssritisecues |
Seritiaffectedcues |
Pen'stesrsovoafftedec |
Rerkma |
|
MillLyhMke(Aulia)tstraerrncars |
Seiiestcur |
|
|
|
|
Refetor |
| 7/1/2022 |
PLimidtyte |
bodrrowe |
N/A |
Odinarry |
1,529,665 |
1,529,665 |
ApBp. |
|
MillLyhMke(Aulia)tstraerrncars |
Seiiestcur |
|
|
|
|
Refetor |
| //712022 |
PLimidtyte |
dturerne |
N/A |
Odinarry |
()4,088 |
()4,088 |
ApBp. |
|
MillLyhMke(Aulia)tstraerrncars |
Seiiestcur |
|
|
|
|
Refetor |
| //712022 |
PLimidtyte |
dturerne |
N/A |
Odinarry |
()112,265 |
()112,265 |
ApBp. |
|
MillLyhMke(Aulia)tstraerrncars |
Seiiestcur |
|
|
|
|
feRetor |
| 7/1/2022 |
PLimidtyte |
dturerne |
N/A |
Odinarry |
(142,021) |
(142,021) |
ApBp. |
|
MillLyhMke(Aulia)tstraerrncars |
Seiiestcur |
|
|
|
|
Refetor |
| 7/1/2022 |
PLimidtyte |
dturerne |
N/A |
Odinarry |
(148,559) |
(148,559) |
ApBp. |
|
MillLyhMke(Aulia)tstraerrncars |
Seiiestcur |
|
|
|
|
Refetor |
| //712022 |
PLimidtyte |
dturerne |
N/A |
Odinarry |
()47,707 |
()47,707 |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| //712022 |
MillLyhIniolteterrncrnana |
bodrrowe |
N/A |
Odinarry |
7,748,281 |
7,748,281 |
ApBp. |
|
MillLyh(Aulia)Futratuerrncsres |
|
|
|
|
|
|
| 7/3/2022 |
Limidte |
SELL |
(31,468) |
Odinarry |
(22,477) |
(22,477) |
N/A |
|
MillLyh(Aulia)Futratuerrncsres |
|
|
|
|
|
|
| 7/4/2022 |
Limidte |
SELL |
(138,762) |
Odinarry |
(95,698) |
(95,698) |
N/A |
|
MillLyh(Aulia)Futratuerrncsres |
|
|
|
|
|
|
| //742022 |
Limidte |
BUY |
77,320 |
Odinarry |
53,811 |
53,811 |
N/A |
|
MillLyh(Aulia)Futratuerrncsres |
|
|
|
|
|
|
| //742022 |
Limidte |
BUY |
34,773 |
Odinarry |
24,317 |
24,317 |
N/A |
|
MillLyh(Aulia)Futratuerrncsres |
|
|
|
|
|
|
| 7/4/2022 |
Limidte |
BUY |
15,223 |
Odinarry |
10,535 |
10,535 |
N/A |
|
MillLyh(Aulia)Futratuerrncsres |
|
|
|
|
|
|
| //742022 |
Limidte |
BUY |
1,844 |
Odinarry |
1,272 |
1,272 |
N/A |
|
MillLyh(Aulia)Futratuerrncsres |
|
|
|
|
|
|
| 7/4/2022 |
Limidte |
BUY |
15,275 |
Odinarry |
10,539 |
10,539 |
N/A |
| 7/4/222 |
MillLyh(Aulia)FutratuerrncsresLimid |
BUY |
42 |
Odina |
24 |
24 |
N/A |
| 0 |
teMillhl |
|
5 |
rry |
9 |
9 |
|
| 7/4/2022 |
Ly(Auia)FutratuerrncsresLimidte |
BUY |
12,791 |
Odinar |
8,856 |
8,856 |
N/A |
|
|
|
|
ry |
|
|
|
|
MillLyh(Aulia)Futratuerrncsres |
|
|
|
|
|
|
| 7/4/2022 |
Limidte |
BUY |
6,510 |
Odinarry |
4,519 |
4,519 |
N/A |
|
MillLyh(Aulia)Futratuerrncsres |
|
|
|
|
|
|
| 7/4/2022 |
Limidte |
SELL |
(27,141) |
Odinarry |
(18,718) |
(18,718) |
N/A |
|
MillLyh(Aulia)Futratuerrncsres |
|
|
|
|
|
|
| 7/4/2022 |
Limidte |
SELL |
(57,536) |
Odinarry |
(40,093) |
(40,093) |
N/A |
|
MillLyh(Aulia)Futratuerrncsres |
|
|
|
|
|
|
| //742022 |
Limidte |
SELL |
()7,423 |
Odinarry |
()5,119 |
()5,119 |
N/A |
|
MillLyh(Aulia)Futratuerrncsres |
|
|
|
|
|
|
| 7/4/2022 |
Limidte |
SELL |
(44,489) |
Odinarry |
(31,098) |
(31,098) |
N/A |
|
MillLyhMke(Aulia)tstraerrncars |
Seiiestcur |
|
|
|
|
Refetor |
| 7/4/2022 |
PLimidtyte |
dturerne |
N/A |
Odinarry |
(150,724) |
(150,724) |
ApBp. |
|
MillLyhMke(Aulia)tstraerrncars |
Seiiestcur |
|
|
|
|
Refetor |
| //742022 |
PLimidtyte |
dturerne |
N/A |
Odinarry |
()201,850 |
()201,850 |
ApBp. |
|
MillLyhMke(Aulia)tstraerrncars |
Seiiestcur |
|
|
|
|
Refetor |
| //742022 |
PLimidtyte |
dturerne |
N/A |
Odinarry |
()600,117 |
()600,117 |
ApBp. |
|
MillLyhMke(Aulia)tstraerrncars |
Seiiestcur |
|
|
|
|
Refetor |
| 7/4/2022 |
PLimidtyte |
dturerne |
N/A |
Odinarry |
(929,548) |
(929,548) |
ApBp. |
|
MillLyhMke(Aulia)tstraerrncars |
Seiiestcur |
|
|
|
|
Refetor |
| 7/4/2022 |
PLimidtyte |
dturerne |
N/A |
Odinarry |
(124,300) |
(124,300) |
ApBp. |
|
MillLyhMke(Aulia)tstraerrncars |
Seiiestcur |
|
|
|
|
Refetor |
| //742022 |
PLimidtyte |
dturerne |
N/A |
Odinarry |
()85,000 |
()85,000 |
ApBp. |
|
MillLyhMke(Aulia)tstraerrncars |
Seiiestcur |
|
|
|
|
Refetor |
| //742022 |
PLimidtyte |
dturerne |
N/A |
Odinarry |
()753,900 |
()753,900 |
ApBp. |
|
MillLyhMke(Aulia)tstraerrncars |
Seiiestcur |
|
|
|
|
Refetor |
| 7/4/2022 |
PLimidtyte |
dturerne |
N/A |
Odinarry |
(365,300) |
(365,300) |
ApBp. |
|
MillLyhMke(Aulia)tstraerrncars |
Seiiestcur |
|
|
|
|
Refetor |
| 7/4/2022 |
PLimidtyte |
dturerne |
N/A |
Odinarry |
(127,000) |
(127,000) |
ApBp. |
|
MillLyhMke(Aulia)tstraerrncars |
Seiiestcur |
|
|
|
|
Refetor |
| //742022 |
PLimidtyte |
dturerne |
N/A |
Odinarry |
()20,000 |
()20,000 |
ApBp. |
|
MillLyhMke(Aulia)tstraerrncars |
Seiiestcur |
|
|
|
|
Refetor |
| 7/4/2022 |
PLimidtyte |
dturerne |
N/A |
Odinarry |
(47,000) |
(47,000) |
ApBp. |
|
MillLyhMke(Aulia)tstraerrncars |
Seiiestcur |
|
|
|
|
Refetor |
| 7/4/2022 |
PLimidtyte |
dturerne |
N/A |
Odinarry |
(17,000) |
(17,000) |
ApBp. |
|
MillLyhMke(Aulia)tstraerrncars |
Seiiestcur |
|
|
|
|
Refetor |
| //742022 |
PLimidtyte |
dturerne |
N/A |
Odinarry |
()139,000 |
()139,000 |
ApBp. |
|
MillLyhMke(Aulia)tstraerrncars |
Seiiestcur |
|
|
|
|
Refetor |
| 7/4/2022 |
PLimidtyte |
dturerne |
N/A |
Odinarry |
(1,000) |
(1,000) |
ApBp. |
|
MillLyhMke(Aulia)tstraerrncars |
Seiiestcur |
|
|
|
|
Refetor |
| 7/4/2022 |
PLimidtyte |
dturerne |
N/A |
Odinarry |
(1,000) |
(1,000) |
ApBp. |
|
MillLyhMke(Aulia)tstraerrncars |
Seiiestcur |
|
|
|
|
Refetor |
| //742022 |
PLimidtyte |
dturerne |
N/A |
Odinarry |
()5,600 |
()5,600 |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| //742022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
()45,181 |
()45,181 |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| 7/4/2022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
(7,657,920) |
(7,657,920) |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| 7/4/2022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
(58,500) |
(58,500) |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| //742022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
()61,200 |
()61,200 |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| 7/4/2022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
(156,600) |
(156,600) |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| 7/4/2022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
(206,600) |
(206,600) |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| //742022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
()96 |
()96 |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| //742022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
()150,000 |
()150,000 |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
feRetor |
| 7/4/2022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
(350,000) |
(350,000) |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| 7/4/2022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
(35,900) |
(35,900) |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| 7/4/2022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
(68,000) |
(68,000) |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| //742022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
()80,000 |
()80,000 |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| 7/4/2022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
(77,900) |
(77,900) |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| //742022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
()14,200 |
()14,200 |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| //742022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
()42,700 |
()42,700 |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| 7/4/2022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
(8) |
(8) |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| 7/4/2022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
(21) |
(21) |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| 7/4/2022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
(6,800) |
(6,800) |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| 7/4/2022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
(12,200) |
(12,200) |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| 7/4/2022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
(67,500) |
(67,500) |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| //742022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
()100 |
()100 |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| 7/4/2022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
(13,300) |
(13,300) |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| 7/4/2022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
(250,000) |
(250,000) |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| //742022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
()57,600 |
()57,600 |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| //742022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
()201,000 |
()201,000 |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| 7/4/2022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
(7,000) |
(7,000) |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| //742022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
()18,400 |
()18,400 |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| //742022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
()10,900 |
()10,900 |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
feRetor |
| //742022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
()111,000 |
()111,000 |
ApBp. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| 7/4/20227/4/20227/4/20227/4/2022//742022//7420227/4/2022 |
MillLyhIniolteterrncrnanaMillLyhIniolteterrncrnanaMillLyhIniolteterrncrnanaMillLyhIniolteterrncrnanaMillLyhIniolteterrncrnanaMillLyhIniolteterrncrnanaMillLyhIniolteterrncrnana |
SeiiestcurdturerneSeiiestcurdturerneSeiiestcurdturerneSeiiestcurdturerneSeiiestcurdturerneSeiiestcurdturerneSeiiestcurdturerne |
N/AN/AN/AN/AN/AN/AN/A |
OdinarryOdinarryOdinarryOdinarryOdinarryOdinarryOdinarry |
(53,000)(50,000)(8,200)(91,300)()4,200()10,300(77,000) |
(53,000)(50,000)(8,200)(91,300)()4,200()10,300(77,000) |
RefetorApBp.RefetorApBp.RefetorApBp.RefetorApBp.RefetorApBp.RefetorApBp.RefetorApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| 7/4/2022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
(2) |
(2) |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| 7/4/2022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
(39,600) |
(39,600) |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| 7/4/2022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
(56) |
(56) |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| //742022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
()9,100 |
()9,100 |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| 7/4/2022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
(264,000) |
(264,000) |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| 7/4/2022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
(244,000) |
(244,000) |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| //742022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
()70,000 |
()70,000 |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| //742022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
()2,300 |
()2,300 |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| 7/4/2022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
(171,000) |
(171,000) |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| //742022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
()169,700 |
()169,700 |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| //742022 |
BofASeiiesIntcurc., |
dturerne |
N/A |
Odinarry |
()47,000 |
()47,000 |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
feRetor |
| //742022 |
BofASeiiesIntcurc., |
dturerne |
N/A |
Odinarry |
()132,000 |
()132,000 |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| 7/4/2022 |
BofASeiiesIntcurc., |
dturerne |
N/A |
Odinarry |
(75,000) |
(75,000) |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| 7/4/2022 |
SeBofAiiesIntcurc., |
dturerne |
N/A |
Odinarry |
(105,000) |
(105,000) |
ApBp. |
|
MillLyh(Aulia)Futratuerrncsres |
|
|
|
|
|
|
| 7/5/2022 |
Limidte |
SELL |
(483,538) |
Odinarry |
(301,270) |
(301,270) |
N/A |
|
MillLyh(Aulia)Futratuerrncsres |
|
|
|
|
|
|
| 7/5/2022 |
Limidte |
BUY |
9,153 |
Odinarry |
5,703 |
5,703 |
N/A |
|
MillLyh(Aulia)Futratuerrncsres |
|
|
|
|
|
|
| //752022 |
Limidte |
BUY |
12,760 |
Odinarry |
7,934 |
7,934 |
N/A |
|
MillLyh(Aulia)Futratuerrncsres |
|
|
|
|
|
|
| //752022 |
Limidte |
BUY |
56,381 |
Odinarry |
35,044 |
35,044 |
N/A |
|
MillLyh(Aulia)Futratuerrncsres |
|
|
|
|
|
|
| 7/5/2022 |
Limidte |
BUY |
5,890 |
Odinarry |
3,670 |
3,670 |
N/A |
|
MillLyh(Aulia)Futratuerrncsres |
|
|
|
|
|
|
| //752022 |
Limidte |
BUY |
21,028 |
Odinarry |
13,211 |
13,211 |
N/A |
|
MillLyh(Aulia)Futratuerrncsres |
|
|
|
|
|
|
| //752022 |
Limidte |
BUY |
348,412 |
Odinarry |
220,981 |
220,981 |
N/A |
|
MillLyh(Aulia)Futratuerrncsres |
|
|
|
|
|
|
| 7/5/2022 |
Limidte |
BUY |
95 |
Odinarry |
59 |
59 |
N/A |
|
MillLyh(Aulia)Futratuerrncsres |
|
|
|
|
|
|
| 7/5/2022 |
Limidte |
SELL |
(54,005) |
Odinarry |
(34,955) |
(34,955) |
N/A |
|
MillLyhMke(Aulia)tstraerrncars |
Seiiestcur |
|
|
|
|
Refetor |
| //752022 |
PLimidtyte |
bodrrowe |
N/A |
Odinarry |
1,335,392 |
1,335,392 |
ApBp. |
|
MillLyhMke(Aulia)tstraerrncars |
Seiiestcur |
|
|
|
|
Refetor |
| 7/5/2022 |
PLimidtyte |
dturerne |
N/A |
Odinarry |
(37) |
(37) |
ApBp. |
|
MillLyhMke(Aulia)tstraerrncars |
Seiiestcur |
|
|
|
|
Refetor |
| 7/5/2022 |
PLimidtyte |
dturerne |
N/A |
Odinarry |
(35) |
(35) |
ApBp. |
|
MillLyhMke(Aulia)tstraerrncars |
Seiiestcur |
|
|
|
|
Refetor |
| //752022 |
PLimidtyte |
dturerne |
N/A |
Odinarry |
()33 |
()33 |
ApBp. |
|
MillLyhMke(Aulia)tstraerrncars |
Seiiestcur |
|
|
|
|
Refetor |
| //752022 |
PLimidtyte |
dturerne |
N/A |
Odinarry |
()65 |
()65 |
ApBp. |
|
MillLyhMke(Aulia)tstraerrncars |
Seiiestcur |
|
|
|
|
feRetor |
| 7/5/2022 |
PLimidtyte |
dturerne |
N/A |
Odinarry |
(3,000,000) |
(3,000,000) |
ApBp. |
|
MillLyhMke(Aulia)tstraerrncars |
Seiiestcur |
|
|
|
|
Refetor |
| 7/5/2022 |
PLimidtyte |
dturerne |
N/A |
Odinarry |
(63) |
(63) |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| 7/5/2022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
(45,180) |
(45,180) |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| //752022 |
MillLyhIniolteterrncrnana |
bodrrowe |
N/A |
Odinarry |
7,032,675 |
7,032,675 |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| 7/5/2022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
(23) |
(23) |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| //752022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
()19 |
()19 |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| //752022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
()88 |
()88 |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| 7/5/2022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
(10) |
(10) |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| 7/5/2022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
(14) |
(14) |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| //752022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
()21 |
()21 |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| 7/5/2022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
(65) |
(65) |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| 7/5/2022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
(82) |
(82) |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| 7/5/2022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
(27) |
(27) |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| //752022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
()21 |
()21 |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| 7/5/2022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
(49) |
(49) |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| 7/5/2022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
(46) |
(46) |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| //752022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
()32 |
()32 |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| //752022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
()74 |
()74 |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| 7/5/2022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
(9) |
(9) |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| //752022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
()83 |
()83 |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| //752022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
()67 |
()67 |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
feRetor |
| //752022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
()54 |
()54 |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| 7/5/2022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
(99) |
(99) |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| 7/5/2022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
(28) |
(28) |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| 7/5/2022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
(59) |
(59) |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| 7/5/2022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
(1,000,000) |
(1,000,000) |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| //752022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
()3,000,000 |
()3,000,000 |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| //752022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
()68 |
()68 |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| 7/5/2022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
(79) |
(79) |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| //752022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
()62 |
()62 |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| //752022 |
MillLyhIniolteterrncrnana |
dturerne |
N/A |
Odinarry |
()59 |
()59 |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| 7/5/2022 |
BofASeiiesIntcurc., |
dturerne |
N/A |
Odinarry |
(1,120,300) |
(1,120,300) |
ApBp. |
|
|
Seiiestcur |
|
|
|
|
Refetor |
| 7/5/2022 |
SeBofAiiesIntcurc., |
dturerne |
N/A |
Odinarry |
(4,000,000) |
(4,000,000) |
ApBp. |
Appendix B-1: Prescribed information
| Type of agreement |
International Prime Brokerage Agreement |
| Parties toagreement |
Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited andCitadel Multi-Strategy Equities Master Fund Ltd. |
| Holder of votingrights |
Securities borrower. Securities lender may instruct the registered holder to voteon securities. |
| Are there anyrestrictions on votingrights? |
No |
| If yes, detail |
N/A |
| Scheduled returndate (if any) |
On recall of the securities loan by the securities lender. |
| Does the borrowerhave the right toreturn early? |
Yes |
| If yes, detail |
Securities borrower will have right to return assets at any time. |
| Does the lenderhave the right torecall early? |
Yes |
| If yes, detail |
Securities lender will have right to recall assets at any time. |
| Will the securities bereturned onsettlement? |
Yes |
| If yes, detail anyexceptions |
N/A |
Appendix B-2: Prescribed information
| Type of agreement |
International Prime Brokerage Agreement |
| Parties toagreement |
Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited andCITADEL SECURITES LLC |
| Holder of votingrights |
Securities borrower. Securities lender may instruct the registered holder to voteon securities. |
| Are there anyrestrictions on votingrights? |
No |
| If yes, detail |
N/A |
| Scheduled returndate (if any) |
On recall of the securities loan by the securities lender. |
| Does the borrowerhave the right toreturn early? |
Yes |
| If yes, detail |
Securities borrower will have right to return assets at any time. |
| Does the lenderhave the right torecall early? |
Yes |
| If yes, detail |
Securities lender will have right to recall assets at any time. |
| Will the securities bereturned onsettlement? |
Yes |
| If yes, detail anyexceptions |
N/A |
**
Appendix B-3: Prescribed information
| Type of agreement |
International Prime Brokerage Agreement |
| Parties toagreement |
Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited andPerpetual Trust Services Ltd as trustee of Opal Market Neutral Fund |
| Holder of votingrights |
Securities borrower. Securities lender may instruct the registered holder to voteon securities. |
| Are there anyrestrictions on votingrights? |
No |
| If yes, detail |
N/A |
| Scheduled returndate (if any) |
On recall of the securities loan by the securities lender. |
| Does the borrowerhave the right toreturn early? |
Yes |
| If yes, detail |
Securities borrower will have right to return assets at any time. |
| Does the lenderhave the right torecall early? |
Yes |
| If yes, detail |
Securities lender will have right to recall assets at any time. |
| Will the securities bereturned onsettlement? |
Yes |
| If yes, detail anyexceptions |
N/A |
Appendix B-4: Prescribed information
| Type of agreement |
International Prime Brokerage Agreement |
| Parties toagreement |
Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited andPolymer Asia Fund LP |
| Holder of votingrights |
Securities borrower. Securities lender may instruct the registered holder to voteon securities. |
| Are there anyrestrictions on votingrights? |
No |
| If yes, detail |
N/A |
| Scheduled returndate (if any) |
On recall of the securities loan by the securities lender. |
| Does the borrowerhave the right toreturn early? |
Yes |
| If yes, detail |
Securities borrower will have right to return assets at any time. |
| Does the lenderhave the right torecall early? |
Yes |
| If yes, detail |
Securities lender will have right to recall assets at any time. |
| Will the securities bereturned onsettlement? |
Yes |
| If yes, detail anyexceptions |
N/A |
Appendix B-5: Prescribed information
| Type of agreement |
International Prime Brokerage Agreement |
| Parties toagreement |
Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited andRegal Funds Management Pty Limited as Trustee of Regal Australian LongShort Equity Fund |
| Holder of votingrights |
Securities borrower. Securities lender may instruct the registered holder to voteon securities. |
| Are there anyrestrictions on votingrights? |
No |
| If yes, detail |
N/A |
| Scheduled returndate (if any) |
On recall of the securities loan by the securities lender. |
| Does the borrowerhave the right toreturn early? |
Yes |
| If yes, detail |
Securities borrower will have right to return assets at any time. |
| Does the lenderhave the right torecall early? |
Yes |
| If yes, detail |
Securities lender will have right to recall assets at any time. |
| Will the securities bereturned onsettlement? |
Yes |
| If yes, detail anyexceptions |
N/A |
Appendix B-6: Prescribed information
| Type of agreement |
International Prime Brokerage Agreement |
| Parties toagreement |
Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited andSusquehanna Pacific Pty Ltd |
| Holder of votingrights |
Securities borrower. Securities lender may instruct the registered holder to voteon securities. |
| Are there anyrestrictions on votingrights? |
No |
| If yes, detail |
N/A |
| Scheduled returndate (if any) |
On recall of the securities loan by the securities lender. |
| Does the borrowerhave the right toreturn early? |
Yes |
| If yes, detail |
Securities borrower will have right to return assets at any time. |
| Does the lenderhave the right torecall early? |
Yes |
| If yes, detail |
Securities lender will have right to recall assets at any time. |
| Will the securities bereturned onsettlement? |
Yes |
| If yes, detail anyexceptions |
N/A |
Appendix B-7: Prescribed information
| Type of agreement |
Securities Lending Agreement |
| Parties to |
Merrill Lynch Markets (Australia) Pty Limited and CITIBANK, AGENCY |
| agreement |
|
| Holder of voting |
Securities borrower. Securities lender may instruct the registered holder to vote |
| rights |
on securities. |
|
|
| Are there any |
No |
| restrictions on voting |
|
| rights? |
|
| If yes, detail |
N/A |
|
|
| Scheduled return |
On recall of the securities loan by the securities lender. |
| date (if any) |
|
|
|
| Does the borrower |
Yes |
| have the right to |
|
| return early? |
|
|
|
| If yes, detail |
Securities borrower will have right to return assets at any time. |
| Does the lender |
Yes |
| have the right to |
|
| recall early? |
|
|
|
| If yes, detail |
Securities lender will have right to recall assets at any time. |
|
|
| Will the securities be |
Yes |
| returned on |
|
| settlement? |
|
| If yes, detail any |
N/A |
| exceptions |
|
|
|
Appendix B-8: Prescribed information
| Type of agreement |
Securities Lending Agreement |
| Parties to |
Merrill Lynch Markets (Australia) Pty Limited and JPMORGAN CHASE BANK, |
| agreement |
N.A. |
| Holder of voting |
Securities borrower. Securities lender may instruct the registered holder to vote |
| rights |
on securities. |
|
|
| Are there any |
No |
| restrictions on voting |
|
| rights? |
|
| If yes, detail |
N/A |
|
|
| Scheduled return |
On recall of the securities loan by the securities lender. |
| date (if any) |
|
|
|
| Does the borrower |
Yes |
| have the right to |
|
| return early? |
|
| If yes, detail |
Securities borrower will have right to return assets at any time. |
|
|
| Does the lender |
Yes |
| have the right to |
|
| recall early? |
|
|
|
| If yes, detail |
Securities lender will have right to recall assets at any time. |
| Will the securities be |
Yes |
| returned on |
|
| settlement? |
|
|
|
| If yes, detail any |
N/A |
| exceptions |
|
|
|
Appendix B-9: Prescribed information
| Type of agreement |
Securities Lending Agreement |
| Parties to |
Merrill Lynch International and BONY EQ (TRI PRTY) PROFILE 3 VS DEBT |
| agreement |
|
| Holder of voting |
Securities borrower. Securities lender may instruct the registered holder to vote |
| rights |
on securities. |
|
|
| Are there any |
No |
| restrictions on voting |
|
| rights? |
|
|
|
| If yes, detail |
N/A |
|
|
| Scheduled return |
On recall of the securities loan by the securities lender. |
| date (if any) |
|
|
|
| Does the borrower |
Yes |
| have the right to |
|
| return early? |
|
|
|
| If yes, detail |
Securities borrower will have right to return assets at any time. |
|
|
| Does the lender |
Yes |
| have the right to |
|
| recall early? |
|
|
|
| If yes, detail |
Securities lender will have right to recall assets at any time. |
|
|
| Will the securities be |
Yes |
| returned on |
|
| settlement? |
|
|
|
| If yes, detail any |
N/A |
| exceptions |
|
|
|
Appendix B-10: Prescribed information
| Type of agreement |
Securities Lending Agreement |
| Parties to |
Merrill Lynch International and EGBO ISHARES GOLD PRODUCERS UCITS |
| agreement |
ETF |
| Holder of voting |
Securities borrower. Securities lender may instruct the registered holder to vote |
| rights |
on securities. |
|
|
| Are there any |
No |
| restrictions on voting |
|
| rights? |
|
| If yes, detail |
N/A |
|
|
| Scheduled return |
On recall of the securities loan by the securities lender. |
| date (if any) |
|
|
|
| Does the borrower |
Yes |
| have the right toreturn early? |
|
|
|
| If yes, detail |
Securities borrower will have right to return assets at any time. |
|
|
| Does the lender |
Yes |
| have the right to |
|
| recall early? |
|
| If yes, detail |
Securities lender will have right to recall assets at any time. |
|
|
| Will the securities be |
Yes |
| returned on |
|
| settlement? |
|
|
|
| If yes, detail anyexceptions |
N/A |
|
|
Appendix B-11: Prescribed information
| Type of agreement |
Securities Lending Agreement |
| Parties to |
Merrill Lynch International and THE NORTHERN TRUST CO AAA (PROF 7) |
| agreement |
|
| Holder of voting |
Securities borrower. Securities lender may instruct the registered holder to vote |
| rights |
on securities. |
|
|
| Are there anyrestrictions on voting |
No |
| rights? |
|
|
|
| If yes, detail |
N/A |
|
|
| Scheduled return |
On recall of the securities loan by the securities lender. |
| date (if any) |
|
|
|
| Does the borrower |
Yes |
| have the right to |
|
| return early? |
|
| If yes, detail |
Securities borrower will have right to return assets at any time. |
|
|
| Does the lender |
Yes |
| have the right to |
|
| recall early? |
|
|
|
| If yes, detail |
Securities lender will have right to recall assets at any time. |
| Will the securities be |
Yes |
| returned on |
|
| settlement? |
|
|
|
| If yes, detail any |
N/A |
| exceptions |
|
|
|
Appendix B-12: Prescribed information
| Type of agreement |
Securities Lending Agreement |
| Parties to |
Merrill Lynch International and STATE STREET BANK & TRUST CO - CASH |
| agreement |
BOOK |
| Holder of voting |
Securities borrower. Securities lender may instruct the registered holder to vote |
| rights |
on securities. |
|
|
| Are there anyrestrictions on voting |
No |
| rights? |
|
|
|
| If yes, detail |
N/A |
|
|
| Scheduled return |
On recall of the securities loan by the securities lender. |
| date (if any) |
|
|
|
| Does the borrowerhave the right to |
Yes |
| return early? |
|
|
|
| If yes, detail |
Securities borrower will have right to return assets at any time. |
|
|
| Does the lender |
Yes |
| have the right to |
|
| recall early? |
|
| If yes, detail |
Securities lender will have right to recall assets at any time. |
|
|
| Will the securities be |
Yes |
| returned on |
|
| settlement? |
|
|
|
| If yes, detail anyexceptions |
N/A |
|
|
Appendix B-13: Prescribed information
| Type of agreement |
Securities Lending Agreement |
| Parties to |
Merrill Lynch International and JP MORGAN CHASE BANK A/C TRADING IN |
| agreement |
BULK CASH |
| Holder of voting |
Securities borrower. Securities lender may instruct the registered holder to vote |
| rights |
on securities. |
| Are there any |
No |
| restrictions on voting |
|
| rights? |
|
| If yes, detail |
N/A |
| Scheduled return |
On recall of the securities loan by the securities lender. |
| date (if any) |
|
| Does the borrower |
Yes |
| have the right to |
|
| return early? |
|
|
|
| If yes, detail |
Securities borrower will have right to return assets at any time. |
| Does the lender |
Yes |
| have the right to |
|
| recall early? |
|
| If yes, detail |
Securities lender will have right to recall assets at any time. |
| Will the securities be |
Yes |
| returned on |
|
| settlement? |
|
| If yes, detail any |
N/A |
| exceptions |
|
|
|
Appendix B-14: Prescribed information
| Type of agreement |
Securities Lending Agreement |
| Parties to |
Merrill Lynch International and STATE STREET B&T VS JGB |
| agreement |
COLLAT(PROFILE 42/TJGB) |
| Holder of voting |
Securities borrower. Securities lender may instruct the registered holder to vote |
| rights |
on securities. |
|
|
| Are there any |
No |
| restrictions on voting |
|
| rights? |
|
| If yes, detail |
N/A |
|
|
| Scheduled return |
On recall of the securities loan by the securities lender. |
| date (if any) |
|
|
|
| Does the borrower |
Yes |
| have the right to |
|
| return early? |
|
|
|
| If yes, detail |
Securities borrower will have right to return assets at any time. |
| Does the lender |
Yes |
| have the right to |
|
| recall early? |
|
|
|
| If yes, detail |
Securities lender will have right to recall assets at any time. |
|
|
| Will the securities be |
Yes |
| returned on |
|
| settlement? |
|
|
|
| If yes, detail any |
N/A |
| exceptions |
|
Appendix B-15: Prescribed information
| Type of agreement |
Securities Lending Agreement |
| Parties to |
Merrill Lynch International and JP MORGAN CHASE BANK JGBS |
| agreement |
|
| Holder of voting |
Securities borrower. Securities lender may instruct the registered holder to vote |
| rights |
on securities. |
|
|
| Are there any |
No |
| restrictions on voting |
|
| rights? |
|
| If yes, detail |
N/A |
|
|
| Scheduled return |
On recall of the securities loan by the securities lender. |
| date (if any) |
|
|
|
| Does the borrower |
Yes |
| have the right to |
|
| return early? |
|
| If yes, detail |
Securities borrower will have right to return assets at any time. |
|
|
| Does the lender |
Yes |
| have the right to |
|
| recall early? |
|
|
|
| If yes, detail |
Securities lender will have right to recall assets at any time. |
|
|
| Will the securities bereturned on |
Yes |
| settlement? |
|
|
|
| If yes, detail any |
N/A |
| exceptions |
|
|
|
Appendix B-16: Prescribed information
| Type of agreement |
Securities Lending Agreement |
| Parties to |
Merrill Lynch International and JP MORGAN CHASE BANK (UST TRIPARTY) |
| agreement |
|
| Holder of voting |
Securities borrower. Securities lender may instruct the registered holder to vote |
| rights |
on securities. |
|
|
| Are there any |
No |
| restrictions on voting |
|
| rights? |
|
| If yes, detail |
N/A |
|
|
| Scheduled return |
On recall of the securities loan by the securities lender. |
| date (if any) |
|
|
|
| Does the borrower |
Yes |
| have the right to |
|
| return early? |
|
|
|
| If yes, detail |
Securities borrower will have right to return assets at any time. |
| Does the lender |
Yes |
| have the right to |
|
| recall early? |
|
|
|
| If yes, detail |
Securities lender will have right to recall assets at any time. |
|
|
| Will the securities be |
Yes |
| returned on |
|
| settlement? |
|
|
|
| If yes, detail anyexceptions |
N/A |
|
|
Appendix B-17: Prescribed information
| Type of agreement |
Securities Lending Agreement |
| Parties to |
Merrill Lynch International and JP MORGAN CHASE BANK (SR5176) A/C |
| agreement |
TRADING IN BULK |
| Holder of voting |
Securities borrower. Securities lender may instruct the registered holder to vote |
| rights |
on securities. |
|
|
| Are there any |
No |
| restrictions on voting |
|
| rights? |
|
| If yes, detail |
N/A |
|
|
| Scheduled return |
On recall of the securities loan by the securities lender. |
| date (if any) |
|
|
|
| Does the borrower |
Yes |
| have the right to |
|
| return early? |
|
| If yes, detail |
Securities borrower will have right to return assets at any time. |
|
|
| Does the lender |
Yes |
| have the right to |
|
| recall early? |
|
|
|
| If yes, detail |
Securities lender will have right to recall assets at any time. |
|
|
| Will the securities be |
Yes |
| returned on |
|
| settlement? |
|
| If yes, detail any |
N/A |
| exceptions |
|
|
|
Appendix B-18: Prescribed information
| Type of agreement |
Securities Lending Agreement |
| Parties to |
Merrill Lynch International and HSBC TP GULF E4320 |
| agreement |
|
| Holder of voting |
Securities borrower. Securities lender may instruct the registered holder to vote |
| rights |
on securities. |
|
|
| Are there any |
No |
| restrictions on voting |
|
| rights? |
|
| If yes, detail |
N/A |
|
|
| Scheduled return |
On recall of the securities loan by the securities lender. |
| date (if any) |
|
|
|
| Does the borrower |
Yes |
| have the right to |
|
| return early? |
|
| If yes, detail |
Securities borrower will have right to return assets at any time. |
|
|
| Does the lender |
Yes |
| have the right to |
|
| recall early? |
|
|
|
| If yes, detail |
Securities lender will have right to recall assets at any time. |
|
|
| Will the securities bereturned on |
Yes |
| settlement? |
|
|
|
| If yes, detail any |
N/A |
| exceptions |
|
|
|
Appendix B-19: Prescribed information
| Type of agreement |
Securities Lending Agreement |
| Parties to |
Merrill Lynch International and TRUST RBC INVESTOR SERVICES TRUST |
| agreement |
|
| Holder of voting |
Securities borrower. Securities lender may instruct the registered holder to vote |
| rights |
on securities. |
|
|
| Are there any |
No |
| restrictions on voting |
|
| rights? |
|
| If yes, detail |
N/A |
|
|
| Scheduled return |
On recall of the securities loan by the securities lender. |
| date (if any) |
|
|
|
| Does the borrower |
Yes |
| have the right to |
|
| return early? |
|
|
|
| If yes, detail |
Securities borrower will have right to return assets at any time. |
| Does the lender |
Yes |
| have the right to |
|
| recall early? |
|
|
|
| If yes, detail |
Securities lender will have right to recall assets at any time. |
|
|
| Will the securities be |
Yes |
| returned on |
|
| settlement? |
|
| If yes, detail any |
N/A |
| exceptions |
|
|
|
Appendix B-20: Prescribed information
| Type of agreement |
Securities Lending Agreement |
| Parties to |
Merrill Lynch International and CIBC PROFILE 1 J7L - DEBT COLLATERAL |
| agreement |
|
| Holder of voting |
Securities borrower. Securities lender may instruct the registered holder to vote |
| rights |
on securities. |
|
|
| Are there any |
No |
| restrictions on voting |
|
| rights? |
|
|
|
| If yes, detail |
N/A |
|
|
| Scheduled return |
On recall of the securities loan by the securities lender. |
| date (if any) |
|
|
|
| Does the borrower |
Yes |
| have the right to |
|
| return early? |
|
| If yes, detail |
Securities borrower will have right to return assets at any time. |
|
|
| Does the lender |
Yes |
| have the right to |
|
| recall early? |
|
|
|
| If yes, detail |
Securities lender will have right to recall assets at any time. |
|
|
| Will the securities be |
Yes |
| returned on |
|
| settlement? |
|
|
|
| If yes, detail any |
N/A |
| exceptions |
|
|
|
Appendix B-21: Prescribed information
| Type of agreement |
Securities Lending Agreement |
| Parties to |
BofA Securities, Inc. and STATE STREET BANK & TRUST COMPANY |
| agreement |
|
| Holder of voting |
Securities borrower. Securities lender may instruct the registered holder to vote |
| rights |
on securities. |
|
|
| Are there any |
No |
| restrictions on voting |
|
| rights? |
|
| If yes, detail |
N/A |
|
|
| Scheduled return |
On recall of the securities loan by the securities lender. |
| date (if any) |
|
|
|
| Does the borrower |
Yes |
| have the right to |
|
| return early? |
|
|
|
| If yes, detail |
Securities borrower will have right to return assets at any time. |
| Does the lender |
Yes |
| have the right to |
|
| recall early? |
|
|
|
| If yes, detail |
Securities lender will have right to recall assets at any time. |
|
|
| Will the securities be |
Yes |
| returned on |
|
| settlement? |
|
| If yes, detail any |
N/A |
| exceptions |
|
|
|
Appendix B-22: Prescribed information
| Type of agreement |
Securities Lending Agreement |
| Parties to |
BofA Securities, Inc. and BLACKROCK INSTITUTIONAL TRUST |
| agreement |
|
| Holder of voting |
Securities borrower. Securities lender may instruct the registered holder to vote |
| rights |
on securities. |
|
|
| Are there any |
No |
| restrictions on voting |
|
| rights? |
|
| If yes, detail |
N/A |
|
|
| Scheduled return |
On recall of the securities loan by the securities lender. |
| date (if any) |
|
|
|
| Does the borrower |
Yes |
| have the right to |
|
| return early? |
|
| If yes, detail |
Securities borrower will have right to return assets at any time. |
|
|
| Does the lender |
Yes |
| have the right to |
|
| recall early? |
|
|
|
| If yes, detail |
Securities lender will have right to recall assets at any time. |
|
|
| Will the securities bereturned on |
Yes |
| settlement? |
|
|
|
| If yes, detail any |
N/A |
| exceptions |
|
|
|
Appendix B-23: Prescribed information
| Type of agreement |
Securities Lending Agreement |
| Parties to |
BofA Securities, Inc. and CITIBANK N.A. |
| agreement |
|
| Holder of voting |
Securities borrower. Securities lender may instruct the registered holder to vote |
| rights |
on securities. |
| Are there any |
No |
| restrictions on voting |
|
| rights? |
|
| If yes, detail |
N/A |
|
|
| Scheduled return |
On recall of the securities loan by the securities lender. |
| date (if any) |
|
| Does the borrower |
Yes |
| have the right to |
|
| return early? |
|
| If yes, detail |
Securities borrower will have right to return assets at any time. |
|
|
| Does the lender |
Yes |
| have the right to |
|
| recall early? |
|
| If yes, detail |
Securities lender will have right to recall assets at any time. |
|
|
| Will the securities be |
Yes |
| returned on |
|
| settlement? |
|
| If yes, detail any |
N/A |
| exceptions |
|
|
|
Appendix C
| Related bodies corporate |
Incorporated |
ACN/Registration/Incorporation Number |
| Merrill Lynch International |
United Kingdom |
2312079 |
| ML UK Capital Holdings Limited |
United Kingdom |
4971231 |
| BofAML EMEA Holdings 2 Limited |
United States |
119605 |
| Merrill Lynch (Australia) Futures Limited |
Australia |
003639674 |
| Merrill Lynch Markets (Australia) Pty. Limited |
Australia |
075587816 |
| Merrill Lynch (Australasia) Pty. Ltd |
Australia |
075923894 |
| Bank of America Global Holdings, LLC |
United States |
5169939 |
| BofAML Jersey Holdings Limited |
Jersey |
115831 |
| BofA Securities, Inc. |
United States |
5793661 |
| NB Holdings Corporation |
United States |
2361372 |
| Bank of America Corporation |
United States |
N/A628 |