Form 605
Corporations Act 2001
Section 671B
Notice of ceasing to be a substantial holder
| To Company Name/Scheme |
REGIS RESOURCES LTD |
|
|
| ACN/ARSN/ABN |
28 00 917 4761 |
|
|
| 1. Details of substantial holder (1) |
|
|
|
| Name |
JPMorgan Chase & Co. and its affiliates |
|
|
| ACN/ARSN (if applicable) |
NA |
|
|
|
|
|
|
| The holder ceased to be a substantial holder on |
|
07/07/2022 |
|
| The previous notice was given to the company on |
|
08/07/2022 |
|
| The previous notice was dated |
|
06/07/2022 |
|
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date ofchange |
Person whoserelevant interestchanged |
Nature of change (4) |
Consideration given inrelation tochange (5) |
Class (6) andnumber ofsecurities affected |
Person's votesaffected |
| SeeAppendix |
J.P. MORGANSECURITIES LLC |
Holder of securities subject toan obligation to return under asecurities lending agreement |
SeeAppendix |
10,000,000(Ordinary) |
10,000,000(Ordinary) |
| SeeAppendix |
J.P. MORGANSECURITIES LLC |
Rehypothecation of clientsecurities under a PrimeBrokerage Agreement |
SeeAppendix |
8,303(Ordinary) |
8,303(Ordinary) |
| SeeAppendix |
J.P. MORGANSECURITIES PLC |
Holder of securities subject toan obligation to return under asecurities lending agreement |
SeeAppendix |
6,500,000(Ordinary) |
6,500,000(Ordinary) |
| SeeAppendix |
J.P. MORGANSECURITIES PLC |
Purchase and sales ofsecurities in its capacity asPrincipal/Proprietary |
SeeAppendix |
7,021(Ordinary) |
7,021(Ordinary) |
| SeeAppendix |
J.P. MORGANSECURITIESAUSTRALIA LIMITED |
Holder of securities subject toan obligation to return under asecurities lending agreement |
SeeAppendix |
500,000(Ordinary) |
500,000(Ordinary) |
| SeeAppendix |
J.P. MORGANSECURITIESAUSTRALIA LIMITED |
Purchase and sales ofsecurities in its capacity asPrincipal/Proprietary |
SeeAppendix |
66,021(Ordinary) |
66,021(Ordinary) |
| SeeAppendix |
JPMORGAN CHASEBANK, N.A. |
Securities on Loan as AgentLender |
SeeAppendix |
3,235,800(Ordinary) |
3,235,800(Ordinary) |
| SeeAppendix |
JPMORGAN ASSETMANAGEMENT(ASIA PACIFIC)LIMITED |
In its capacity as investmentmanager or in various otherrelated capacities |
SeeAppendix |
17,758(Ordinary) |
17,758(Ordinary) |
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) |
Nature of association |
| J.P. MORGAN SECURITIES LLC |
Subsidiary of JPMorgan Chase & Co |
| J.P. MORGAN SECURITIES PLC |
Subsidiary of JPMorgan Chase & Co |
| J.P. MORGAN SECURITIES AUSTRALIA LIMITED |
Subsidiary of JPMorgan Chase & Co |
| JPMORGAN CHASE BANK, N.A. |
Subsidiary of JPMorgan Chase & Co |
|
|
4. Addresses
The addresses of persons named in this form are as follows:
| Name |
Address |
| JPMorgan Chase & Co. |
383 Madison Avenue, New York, New York, NY, 10179, United States |
| J.P. MORGAN SECURITIES LLC |
383 Madison Ave., New York, New York, NY, 10179, United States |
| J.P. MORGAN SECURITIES PLC |
25 Bank Street, Canary Wharf, London, E14 5JP, England |
| J.P. MORGAN SECURITIES AUSTRALIA LIMITED |
LEVEL 18, 83-85 CASTLEREAGH STREET, SYDNEY,NSW 2000, Australia |
| JPMORGAN CHASE BANK, N.A. |
1111 Polaris Parkway, Columbus, Delaware, OH, 43240, United States |
| JPMORGAN ASSET MANAGEMENT (ASIAPACIFIC) LIMITED |
21st Floor, Chater House,8 Connaught Road Central, Hong Kong., Hong Kong, Hong Kong |
Signature
| print name |
Vasim Pathan |
capacity |
Compliance Officer |
| sign here |
|
date |
11/07/2022 |
DIRECTIONS
- (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form.
- (2) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
- (3) See the definition of "associate" in section 9 of the Corporations Act 2001.
- (4) Include details of:
- (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- (5) D a o a etails of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional n the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
- (6) The voting shares of a company constitute one class unless divided into separate classes.
- (7) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
| TRADES FOR RELEVANT PERIOD |
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|
|
Appendix |
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|
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|
|
|
|
| Transaction Date |
Entity |
Product Type |
Type of Transaction |
Quantity |
Price (AUD) |
Consideration |
| Balance at start of relevant period |
|
|
|
42,954,470 |
|
|
| 7-Jul-22 |
J.P. MORGAN SECURITIES AUSTRALIA LIMITED |
Equity |
Buy |
2,592 |
1.50 $ |
3,888.00 |
| 7-Jul-22 |
J.P. MORGAN SECURITIES AUSTRALIA LIMITED |
Equity |
Buy |
38,926 |
1.50 $ |
58,389.00 |
| 7-Jul-22 |
J.P. MORGAN SECURITIES AUSTRALIA LIMITED |
Equity |
Buy |
5,009 |
1.50 $ |
7,488.46 |
| 7-Jul-22 |
J.P. MORGAN SECURITIES AUSTRALIA LIMITED |
Equity |
Buy |
77 |
1.50 $ |
115.12 |
| 7-Jul-22 |
J.P. MORGAN SECURITIES AUSTRALIA LIMITED |
Equity |
Sell |
(11,965) |
1.50 $ |
17,887.68 |
| 7-Jul-22 |
J.P. MORGAN SECURITIES AUSTRALIA LIMITED |
Equity |
Sell |
(35,885) |
1.50 $ |
53,648.08 |
| 7-Jul-22 |
J.P. MORGAN SECURITIES AUSTRALIA LIMITED |
Equity |
Buy |
7,250 |
1.50 $ |
10,883.04 |
| 7-Jul-22 |
J.P. MORGAN SECURITIES AUSTRALIA LIMITED |
Equity |
Sell |
(4,498) |
1.51 $ |
6,769.49 |
| 7-Jul-22 |
J.P. MORGAN SECURITIES PLC |
Equity |
Sell |
(7,072) |
1.50 $ |
10,608.00 |
| 7-Jul-22 |
J.P. MORGAN SECURITIES AUSTRALIA LIMITED |
Equity |
Sell |
(61,940) |
1.50 $ |
92,910.00 |
| 7-Jul-22 |
J.P. MORGAN SECURITIES AUSTRALIA LIMITED |
Equity |
Sell |
(5,180) |
1.50 $ |
7,762.04 |
| 7-Jul-22 |
J.P. MORGAN SECURITIES AUSTRALIA LIMITED |
Equity |
Sell |
(1,047) |
1.50 $ |
1,570.21 |
| 7-Jul-22 |
J.P. MORGAN SECURITIES AUSTRALIA LIMITED |
Equity |
Buy |
640 |
1.50 $ |
960.00 |
| 7-Jul-22 |
J.P. MORGAN SECURITIES PLC |
Equity |
Borrow Return |
(5,000,000) |
- |
$- |
| 7-Jul-22 |
J.P. MORGAN SECURITIES PLC |
Equity |
Borrow Return |
(1,500,000) |
- |
$- |
| 7-Jul-22 |
J.P. MORGAN SECURITIES AUSTRALIA LIMITED |
Equity |
Borrow Return |
(500,000) |
- |
$- |
| 7-Jul-22 |
J.P. MORGAN SECURITIES PLC |
Equity |
Adjustment |
51 |
- |
$- |
| 7-Jul-22 |
J.P. MORGAN SECURITIES LLC |
Equity |
On-lend Return |
(8,303) |
- |
$- |
| 7-Jul-22 |
J.P. MORGAN SECURITIES LLC |
Equity |
Borrow Return |
(10,000,000) |
- |
$- |
| 7-Jul-22 |
JPMORGAN CHASE BANK, N.A. |
Equity |
Borrow Return |
(17,662) |
- |
$- |
| 7-Jul-22 |
JPMORGAN CHASE BANK, N.A. |
Equity |
Borrow Return |
(19,184) |
- |
$- |
| 7-Jul-22 |
JPMORGAN CHASE BANK, N.A. |
Equity |
Borrow Return |
(22,000) |
- |
$- |
| 7-Jul-22 |
JPMORGAN CHASE BANK, N.A. |
Equity |
Borrow Return |
(148,203) |
- |
$- |
| 7-Jul-22 |
JPMORGAN CHASE BANK, N.A. |
Equity |
Borrow Return |
(53,351) |
- |
$- |
| 7-Jul-22 |
JPMORGAN CHASE BANK, N.A. |
Equity |
Borrow Return |
(1,119,796) |
- |
$- |
| 7-Jul-22 |
JPMORGAN CHASE BANK, N.A. |
Equity |
Borrow Return |
(1,880,204) |
- |
$- |
| 7-Jul-22 |
JPMORGAN CHASE BANK, N.A. |
Equity |
Borrow |
24,600 |
- |
$- |
| 7-Jul-22 |
JPMORGAN ASSET MANAGEMENT (ASIA PACIFIC) LIMITED |
Equity |
Buy |
17,758 |
1.49 $ |
26,544.66 |
| Balance at end of relevant period |
|
|
|
22,655,083 |
|
|
|
|
|
|
|
|
|
| Date: |
11-Jul-2022 |
| Company's name: |
REGIS RESOURCES LTD |
| ISIN: |
AU000000RRL8 |
| Date of change ofrelevant interests: |
07-Jul-2022 |
| Schedule |
|
| Type of agreement |
Global Master Securities Lending Agreement ("GMSLA") |
|
Parties to agreement Blackrock Advisors (UK) Limited ("lender") and J.P. Morgan Securities plc ("borrower") |
| Transfer date |
Settlement Date31-May-202224-Jun-2022 |
| Holder of votingrights |
Borrower |
| Are there anyrestriction on votingrights |
Yes |
| If yes, detail |
The borrower shall have no obligation to arrange for voting rights to be exercised in accordance with theinstructions of the other party, unless otherwise agreed between the parties. |
| Scheduled returndate (if any) |
None |
| Does the borrowerhave the right toreturn early? |
Yes |
| If yes, detail |
Borrower has the right to terminate a loan and redeliver all and any equivalent securities due andoutstanding to the lender in accordance with lender's instructions and lender shall accept such redelivery. |
| Does the lender havethe right to recallearly? |
Yes. |
| If yes, detail |
Lender has right to recall all or any equivalent securities at any time by giving notice on any business day ofnot less than the standard settlement time for such equivalent securities on the exchange or in the clearingorganisation through which the relevant borrowed securities were originally delivered. The borrower mustreturn the securities not later than the expiry of such notice in accordance with the lender's instructions. |
| Will the securities bereturned onsettlement? |
Yes |
| If yes, detail anyexceptions |
No exceptions |
| Statement |
If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy ofthe agreement will be given to that company or ASIC. |
| Date: |
11-Jul-2022 |
| Company's name: |
REGIS RESOURCES LTD |
| ISIN: |
AU000000RRL8 |
| Date of change ofrelevant interests: |
07-Jul-2022 |
| Schedule |
|
| Type of agreement |
Overseas Securities Lender's Agreement ("OSLA") |
| Parties to |
The Bank of New York Mellon Corporation (formerly known as The Bank of New York) (acting as agent) |
| agreement |
("lender"), J.P. Morgan Securities Plc ("borrower") |
| Transfer date |
Settlement Date07-Oct-2021 |
| Holder of votingrights |
Borrower |
| Are there any |
|
| restriction on voting |
Yes |
| rights |
|
| If yes, detail |
The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised inaccordance with the instructions of the lender, provided that the lender uses its best endeavours to notify theborrower of its instructions in writing no later than 7 business days prior to the date upon which such votesare exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4(B)(ii) ofthe standard form OSLA. |
| Scheduled returndate (if any) |
None |
| Does the borrower |
|
| have the right to |
Yes |
| return early? |
|
| If yes, detail |
Borrower has right to return all and any equivalent securities early at any time in accordance with thelender's instructions. |
| Does the lenderhave the right torecall early? |
Yes |
| If yes, detail |
Lender has right to recall all or any equivalent securities at any time by giving notice on any business day ofnot less than the standard settlement time for such equivalent securities on the exchange. The borrowermust return the securities not later than the expiry of such notice in accordance with the lender'sinstructions. |
| Will the securities |
|
| be returned on |
Yes |
| settlement? |
|
| If yes, detail anyexceptions |
No exceptions |
| Statement |
If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy ofthe agreement will be given to that company or ASIC. |
| Date: |
11-Jul-2022 |
| Company's name: |
REGIS RESOURCES LTD |
| ISIN: |
AU000000RRL8 |
| Date of change ofrelevant interests: |
07-Jul-2022 |
| Schedule |
|
| Type of agreement |
Exclusive Securities Lending Agreement dated November 17, 2020 to the Global Master Securities LendingAgreement |
|
Parties to agreement SFT ("lending agent") - CALIFORNIA STATE TEACHERS' RETIREMENT SYSTEM ("lender") and J.P. MorganSecurities Plc ("borrower") |
| Transfer date |
Settlement date15-Nov-202119-Jan-202220-Jan-202231-Mar-202213-Apr-202221-Apr-202217-May-202218-May-202219-May-2022 |
| Holder of votingrights |
Borrower |
| Are there anyrestriction on votingrights |
Yes |
| If yes, detail |
The borrower shall have no obligation to arrange for voting rights to be exercised in accordance with theinstructions of the other party, unless otherwise agreed between the parties. |
| Scheduled returndate (if any) |
None |
| Does the borrowerhave the right toreturn early? |
Yes |
| If yes, detail |
Borrower has the right to terminate a loan and redeliver all and any equivalent securities due andoutstanding to the lender in accordance with lender's instructions and lender shall accept such redelivery. |
| Does the lender havethe right to recallearly? |
Yes |
| If yes, detail |
Lender has right to recall all or any equivalent securities at any time by giving notice on any business day ofnot less than the standard settlement time for such equivalent securities on the exchange or in the clearingorganisation through which the relevant borrowed securities were originally delivered. The borrower mustreturn the securities not later than the expiry of such notice in accordance with the lender's instructions. |
| Will the securities be |
|
| returned onsettlement? |
Yes |
| If yes, detail anyexceptions |
No exceptions |
| Statement |
If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy ofthe agreement will be given to that company or ASIC. |
| Date: |
11-Jul-2022 |
| Company's name: |
REGIS RESOURCES LTD |
| ISIN: |
AU000000RRL8 |
| Date of change ofrelevant interests: |
07-Jul-2022 |
| Schedule |
|
| Type of agreement |
Overseas Securities Lender's Agreement ("OSLA") |
| Parties to agreement |
J.P. Morgan Securities Plc ("borrower") and Citibank N.A. acting as Agent ("lender") |
| Transfer date |
Settlement Date13-Apr-202224-Jun-2022 |
| Holder of voting rights |
Borrower |
| Are there any restrictionon voting rights |
Yes |
| If yes, detail |
The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised inaccordance with the instructions of the lender, provided that the lender uses its best endeavours tonotify the borrower of its instructions in writing no later than 7 business days prior to the date uponwhich such votes are exercisable or as otherwise agreed between the parties. This undertaking is setout in clause 4(B)(vi) of the standard form OSLA. |
| Scheduled return date (ifany) |
None |
| Does the borrower havethe right to return early? |
Yes |
| If yes, detail |
Borrower has right to return all and any equivalent securities early at any time in accordance with thelender's instructions. |
| Does the lender have theright to recall early? |
Yes |
| If yes, detail |
Lender has right to recall all or any equivalent securities at any time by giving notice on any businessday of not less than the standard settlement time for such equivalent securities on the exchange or inthe clearing organisation through which the relevant borrowed securities were originallydelivered. The borrower must return the securities not later than the expiry of such notice inaccordance with the lender's instructions. |
| Will the securities bereturned on settlement? |
Yes |
| If yes, detail anyexceptions |
No exceptions |
| Statement |
If requested by the company to whom the prescribed form must be given, or if requested by ASIC, acopy of the agreement will be given to that company or ASIC. |
| Date: |
11-Jul-2022 |
| Company's name: |
REGIS RESOURCES LTD |
| ISIN: |
AU000000RRL8 |
| Date of change ofrelevant interests: |
07-Jul-2022 |
| Schedule |
|
| Type of agreement |
Global Master Securities Lending Agreement ("GMSLA") |
|
Parties to agreement J.P. Morgan Securities plc ("borrower") and State St Bank and Trust Company as agent ("lender") |
| Transfer date |
Settlement Date04-Jul-2022 |
| Holder of votingrights |
Borrower |
| Are there anyrestriction on votingrights |
Yes |
| If yes, detail |
The borrower shall have no obligation to arrange for voting rights to be exercised in accordance with theinstructions of the other party, unless otherwise agreed between the parties. |
| Scheduled returndate (if any) |
None |
| Does the borrowerhave the right toreturn early? |
Yes |
| If yes, detail |
Borrower has the right to terminate a loan and redeliver all and any equivalent securities due andoutstanding to the lender in accordance with lender's instructions and lender shall accept such redelivery. |
| Does the lender havethe right to recallearly? |
Yes |
| If yes, detail |
Lender has right to recall all or any equivalent securities at any time by giving notice on any business day ofnot less than the standard settlement time for such equivalent securities on the exchange or in the clearingorganisation through which the relevant borrowed securities were originally delivered. The borrower mustreturn the securities not later than the expiry of such notice in accordance with the lender's instructions. |
| Will the securities bereturned onsettlement? |
Yes |
| If yes, detail anyexceptions |
No exceptions |
| Statement |
If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy ofthe agreement will be given to that company or ASIC. |
| Date: |
11-Jul-2022 |
| Company's name: |
REGIS RESOURCES LTD |
| ISIN: |
AU000000RRL8 |
| Date of change ofrelevant interests: |
07-Jul-2022 |
| Schedule |
|
| Type of agreement |
Master Overseas Securities Borrowing Agreement |
|
Parties to agreement J.P. Morgan Securities Plc ("borrower") and The Northern Trust Company as agent ("lender") |
| Transfer date |
Settlement Date02-Jun-202227-Jun-2022 |
| Holder of votingrights |
Borrower |
| Are there anyrestriction on votingrights |
Yes |
| If yes, detail |
The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised inaccordance with the instructions of the lender, provided that the lender uses its best endeavours to notifythe borrower of its instructions in writing no later than 7 business days prior to the date upon which suchvotes are exercisable or as otherwise agreed between the parties. This undertaking is in clause 4(B)(vi) ofthe agreement. |
| Scheduled returndate (if any) |
None |
| Does the borrowerhave the right toreturn early? |
Yes |
| If yes, detail |
Borrower has the right to terminate a loan and redeliver all and any equivalent securities due andoutstanding to the lender in accordance with lender's instructions and lender shall accept such redelivery. |
| Does the lenderhave the right torecall early? |
Yes |
| If yes, detail |
Lender has right to recall all or any equivalent securities at any time by giving notice on any business day ofnot less than the standard settlement time for such equivalent securities on the exchange or in the clearingorganisation through which the relevant borrowed securities were originally delivered. The borrower mustreturn the securities not later than the expiry of such notice in accordance with the lender's instructions. |
| Will the securities bereturned onsettlement? |
Yes |
| If yes, detail anyexceptions |
No exceptions |
| Statement |
If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy ofthe agreement will be given to that company or ASIC. |
| Date: |
11-Jul-2022 |
| Company's name: |
REGIS RESOURCES LTD |
| ISIN: |
AU000000RRL8 |
| Date of change ofrelevant interests: |
07-Jul-2022 |
| Schedule |
|
| Type of agreement |
Australian Master Securities Lending Agreement ("AMSLA") |
| Parties toagreement |
JPMorgan Chase Bank, N.A. (acting as agent) ("lender"), J.P. Morgan Securities Australia Limited ('borrower') |
| Transfer date |
Settlement Date26-May-2022 |
| Holder of votingrights |
Borrower |
| Are there anyrestriction on votingrights |
Yes |
| If yes, detail |
The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised inaccordance with the instructions of the lender, provided that the lender uses its best endeavours to notify theborrower of its instructions in writing no later than 7 business days prior to the date upon which such votesare exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of thestandard form AMSLA. |
| Scheduled returndate (if any) |
None |
| Does the borrowerhave the right toreturn early? |
Yes |
| If yes, detail |
Borrower has right to return all and any securities or equivalent securities early at any time in accordancewith the lender's instructions. |
| Does the lenderhave the right torecall early? |
Yes |
| If yes, detail |
Lender has right to recall all or any equivalent securities on any business day by giving such notice as agreedby the parties. The borrower must return the securities not later than the expiry of such notice inaccordance with the lender's instructions. |
| Will the securitiesbe returned onsettlement? |
Yes |
| If yes, detail anyexceptions |
No exception |
| Statement |
If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy ofthe agreement will be given to that company or ASIC. |
| Date: |
11-Jul-2022 |
| Company's name: |
REGIS RESOURCES LTD |
| ISIN: |
AU000000RRL8 |
| Date of change ofrelevant interests: |
07-Jul-2022 |
| Schedule |
|
| Type of agreement |
Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement |
State Street Bank and Trust Company ("lender") and J.P. Morgan Securities Australia Limited("borrower") |
| Transfer date |
Settlement Date24-Jun-2022 |
| Holder of voting rights |
Borrower |
| Are there any restrictionon voting rights |
Yes |
| If yes, detail |
The borrower shall have no obligation to arrange for voting rights to be exercised in accordance withthe instructions of the other party, unless otherwise agreed between the parties. |
| Scheduled return date (ifany) |
None |
| Does the borrower havethe right to return early? |
Yes |
| If yes, detail |
Borrower has the right to terminate a loan and redeliver all and any equivalent securities due andoutstanding to the lender in accordance with lender's instructions and lender shall accept suchredelivery. |
| Does the lender have theright to recall early? |
Yes |
| If yes, detail |
Lender has right to recall all or any equivalent securities on any business day by giving such notice asagreed by the parties. The borrower must return the securities not later than the expiry of such noticein accordance with the lender's instructions. |
| Will the securities bereturned on settlement? |
Yes |
| If yes, detail anyexceptions |
No exceptions |
| Statement |
If requested by the company to whom the prescribed form must be given, or if requested by ASIC, acopy of the agreement will be given to that company or ASIC. |
| Date: |
11-Jul-2022 |
| Company's name: |
REGIS RESOURCES LTD |
| ISIN: |
AU000000RRL8 |
| Date of change ofrelevant interests: |
07-Jul-2022 |
| Schedule |
|
| Type of agreement |
Overseas Securities Lending Agreement ("OSLA") |
| Parties toagreement |
JPMorgan Chase Bank, N.A. (acting as agent) ("lender") and Barclays Capital Securities Limited( "Borrower") |
| Transfer date |
Settlement date28-Feb-202212-May-202230-May-202202-Jun-202203-Jun-202208-Jun-202208-Jul-2022 |
| Holder of votingrights |
Borrower |
| Are there anyrestriction onvoting rights |
Yes |
| If yes, detail |
The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised inaccordance with the instructions of the lender, provided that the lender uses its best endeavors tonotify the borrower of its instructions in writing no later than 7 business days prior to the date uponwhich such votes are exercisable or as otherwise agreed between the parties. This undertaking is setout in clause 4(B)(vi) of the standard form OSLA. |
| Scheduled returndate (if any) |
None |
| Does the borrowerhave the right toreturn early? |
Yes |
| If yes, detail |
Borrower has right to return all and any equivalent securities early at any time in accordance with thelender's instructions. |
| Does the lenderhave the right torecall early? |
Yes |
| If yes, detail |
Lender has right to recall all or any equivalent securities at any time by giving notice on any businessday of not less than the standard settlement time for such equivalent securities on the exchange or inthe clearing organisation through which the relevant borrowed securities were originally delivered (andwhere there is a difference between the settlement time for sales and purchases on the relevantexchange or clearing organisation, the standard settlement time shall be the shorter of the two times).The borrower must return the securities not later than the expiry of such notice in accordance with thelender's instructions. |
| Will the securitiesbe returned onsettlement? |
Yes |
| If yes, detail anyexceptions |
No exceptions |
| Statement |
If requested by the company to whom the prescribed form must be given, or if requested by ASIC, acopy of the agreement will be given to that company or ASIC. |
| Date: |
11-Jul-2022 |
| Company's name: |
REGIS RESOURCES LTD |
| ISIN: |
AU000000RRL8 |
| Date of change of |
|
| relevant interests: |
07-Jul-2022 |
| Schedule |
|
|
|
|
Type of agreement Global Master Securities Lending Agreement ("GMSLA") |
| Parties to |
JPMorgan Chase Bank, N.A. (acting as agent) ("lender") and BNP Paribas Arbitrage SNC (Borrower) |
| agreement |
|
|
Settlement Date |
|
02-Nov-202104-Nov-2021 |
|
05-Nov-2021 |
|
11-Nov-2021 |
|
|
|
15-Nov-2021 |
|
23-Nov-2021 |
|
26-Nov-2021 |
|
29-Nov-2021 |
|
30-Nov-2021 |
|
01-Dec-2021 |
|
08-Dec-2021 |
|
09-Feb-2022 |
| Transfer date |
16-Feb-2022 |
|
04-Mar-2022 |
|
07-Mar-2022 |
|
31-Mar-2022 |
|
05-Apr-2022 |
|
12-Apr-2022 |
|
02-May-2022 |
|
10-May-2022 |
|
12-May-2022 |
|
16-May-2022 |
|
17-May-202208-Jun-2022 |
|
09-Jun-2022 |
|
10-Jun-2022 |
|
15-Jun-2022 |
| Holder of voting |
|
| rights |
Borrower |
| Are there any |
|
| restriction on |
Yes |
| voting rights |
|
|
The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in |
|
accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the |
| If yes, detail |
borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes |
|
are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of the |
|
standard form GMSLA. |
| Scheduled return |
|
| date (if any) |
None |
| Does the borrower |
|
| have the right to |
Yes |
| return early? |
|
|
Borrower has right to return all and any equivalent securities early at any time in accordance with the |
| If yes, detail |
lender's instructions. |
| Does the lender |
|
| have the right to |
Yes |
| recall early? |
|
| If yes, detail |
Lender has right to recall all or any equivalent securities at any time by giving notice on any business day ofnot less than the standard settlement time for such equivalent securities on the exchange or in the clearingorganisation through which the relevant borrowed securities were originally delivered (and where there is adifference between the settlement time for sales and purchases on the relevant exchange or clearingorganisation, the standard settlement time shall be the shorter of the two times). The borrower must returnthe securities not later than the expiry of such notice in accordance with the lender's instructions. |
| Will the securitiesbe returned onsettlement? |
Yes |
| If yes, detail anyexceptions |
No exceptions |
| Statement |
If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy ofthe agreement will be given to that company or ASIC. |
| Date: |
11-Jul-2022 |
| Company's name: |
REGIS RESOURCES LTD |
| ISIN: |
AU000000RRL8 |
| Date of change ofrelevant interests: |
07-Jul-2022 |
| Schedule |
|
| Type of agreement |
Overseas Securities Lending Agreement ("OSLA") |
| Parties toagreement |
JPMorgan Chase Bank, N.A. (acting as agent) ("lender") and Credit Suisse AG, Singapore Branch( "Borrower") |
| Transfer date |
Settlement date07-Jul-2022 |
| Holder of votingrights |
Borrower |
| Are there anyrestriction onvoting rights |
Yes |
| If yes, detail |
The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised inaccordance with the instructions of the lender, provided that the lender uses its best endeavors tonotify the borrower of its instructions in writing no later than 7 business days prior to the date uponwhich such votes are exercisable or as otherwise agreed between the parties. This undertaking is setout in clause 4(B)(vi) of the standard form OSLA. |
| Scheduled returndate (if any) |
None |
| Does the borrowerhave the right toreturn early? |
Yes |
| If yes, detail |
Borrower has right to return all and any equivalent securities early at any time in accordance with thelender's instructions. |
| Does the lenderhave the right torecall early? |
Yes |
| If yes, detail |
Lender has right to recall all or any equivalent securities at any time by giving notice on any businessday of not less than the standard settlement time for such equivalent securities on the exchange or inthe clearing organisation through which the relevant borrowed securities were originally delivered (andwhere there is a difference between the settlement time for sales and purchases on the relevantexchange or clearing organisation, the standard settlement time shall be the shorter of the two times).The borrower must return the securities not later than the expiry of such notice in accordance with thelender's instructions. |
| Will the securitiesbe returned onsettlement? |
Yes |
| If yes, detail anyexceptions |
No exceptions |
| Statement |
If requested by the company to whom the prescribed form must be given, or if requested by ASIC, acopy of the agreement will be given to that company or ASIC. |
| Date: |
11-Jul-2022 |
| Company's name: |
REGIS RESOURCES LTD |
| ISIN: |
AU000000RRL8 |
| Date of change ofrelevant interests: |
07-Jul-2022 |
| Schedule |
|
|
Type of agreement Global Master Securities Lending Agreement ("GMSLA") |
| Parties toagreement |
JPMorgan Chase Bank, N.A. (acting as agent) ("lender") and Credit Suisse International (Borrower) |
| Transfer date |
Settlement Date05-Jul-202207-Jul-2022 |
| Holder of votingrights |
Borrower |
| Are there anyrestriction onvoting rights |
Yes |
| If yes, detail |
The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised inaccordance with the instructions of the lender, provided that the lender uses its best endeavors to notify theborrower of its instructions in writing no later than 7 business days prior to the date upon which such votesare exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of thestandard form GMSLA. |
| Scheduled returndate (if any) |
None |
| Does the borrowerhave the right toreturn early? |
Yes |
| If yes, detail |
Borrower has right to return all and any equivalent securities early at any time in accordance with thelender's instructions. |
| Does the lenderhave the right torecall early? |
Yes |
| If yes, detail |
Lender has right to recall all or any equivalent securities at any time by giving notice on any business day ofnot less than the standard settlement time for such equivalent securities on the exchange or in the clearingorganisation through which the relevant borrowed securities were originally delivered (and where there is adifference between the settlement time for sales and purchases on the relevant exchange or clearingorganisation, the standard settlement time shall be the shorter of the two times). The borrower must returnthe securities not later than the expiry of such notice in accordance with the lender's instructions. |
| Will the securitiesbe returned onsettlement? |
Yes |
| If yes, detail anyexceptions |
No exceptions |
| Statement |
If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy ofthe agreement will be given to that company or ASIC. |
| Date: |
11-Jul-2022 |
| Company's name: |
REGIS RESOURCES LTD |
| ISIN: |
AU000000RRL8 |
| Date of change ofrelevant interests: |
07-Jul-2022 |
| Schedule |
|
|
Type of agreement Australian Master Securities Lending Agreement ("AMSLA") |
| Parties to |
JPMorgan Chase Bank, N.A. (acting as agent) ("lender") and Credit Suisse Equities (Australia) |
| agreement |
Limited(Borrower) |
|
Settlement Date |
| Transfer date |
01-Mar-202207-Mar-202208-Mar-202225-Mar-202213-Apr-202214-Apr-202219-Apr-202220-Apr-202221-Apr-202229-Apr-202203-May-202205-May-202226-May-202209-Jun-2022 |
| Holder of voting |
Borrower |
| rights |
|
| Are there any |
|
| restriction onvoting rights |
Yes |
| If yes, detail |
The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised inaccordance with the instructions of the lender, provided that the lender uses its best endeavors to notify theborrower of its instructions in writing no later than 7 business days prior to the date upon which such votesare exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of thestandard form AMSLA. |
| Scheduled returndate (if any) |
None |
| Does the borrowerhave the right toreturn early? |
Yes |
| If yes, detail |
Borrower has right to return all and any equivalent securities early at any time in accordance with thelender's instructions. |
| Does the lenderhave the right torecall early? |
Yes |
| If yes, detail |
Lender has right to recall all or any equivalent securities at any time by giving notice on any business day ofnot less than the standard settlement time for such equivalent securities on the exchange or in the clearingorganisation through which the relevant borrowed securities were originally delivered (and where there is adifference between the settlement time for sales and purchases on the relevant exchange or clearingorganisation, the standard settlement time shall be the shorter of the two times). The borrower must returnthe securities not later than the expiry of such notice in accordance with the lender's instructions. |
| Will the securitiesbe returned onsettlement? |
Yes |
| If yes, detail anyexceptions |
No exceptions |
| Statement |
If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy ofthe agreement will be given to that company or ASIC. |
| Date: |
11-Jul-2022 |
| Company's name: |
REGIS RESOURCES LTD |
| ISIN: |
AU000000RRL8 |
| Date of change of |
|
| relevant interests: |
07-Jul-2022 |
| Schedule |
|
|
Type of agreement Australian Master Securities Lending Agreement ("AMSLA") |
| Parties to |
|
| agreement |
JPMorgan Chase Bank, N.A. (acting as agent) ("lender") and Macquarie Bank Limited(Borrower) |
|
Settlement Date |
|
15-Mar-2022 |
|
30-May-2022 |
|
01-Jun-2022 |
|
02-Jun-2022 |
|
08-Jun-2022 |
| Transfer date |
14-Jun-2022 |
|
15-Jun-2022 |
|
16-Jun-2022 |
|
17-Jun-2022 |
|
24-Jun-2022 |
|
04-Jul-2022 |
|
06-Jul-2022 |
| Holder of voting |
Borrower |
| rights |
|
| Are there any |
|
| restriction on |
Yes |
| voting rights |
|
|
The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in |
| If yes, detail |
accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify theborrower of its instructions in writing no later than 7 business days prior to the date upon which such votes |
|
are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the |
|
standard form AMSLA. |
| Scheduled return |
|
| date (if any) |
None |
| Does the borrower |
|
| have the right to |
Yes |
| return early? |
|
|
Borrower has right to return all and any equivalent securities early at any time in accordance with the |
| If yes, detail |
lender's instructions. |
| Does the lender |
|
| have the right to |
Yes |
| recall early? |
|
|
Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of |
|
not less than the standard settlement time for such equivalent securities on the exchange or in the clearing |
|
organisation through which the relevant borrowed securities were originally delivered (and where there is a |
| If yes, detail |
difference between the settlement time for sales and purchases on the relevant exchange or clearing |
|
organisation, the standard settlement time shall be the shorter of the two times). The borrower must return |
|
the securities not later than the expiry of such notice in accordance with the lender's instructions. |
| Will the securities |
|
| be returned on |
Yes |
| settlement? |
|
| If yes, detail any |
|
| exceptions |
No exceptions |
| Statement |
If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of |
|
the agreement will be given to that company or ASIC. |
| Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial |
|
| shareholding notice filed with ASX. |
|
| Date: |
11-Jul-2022 |
|
Company's name: REGIS RESOURCES LTD |
| ISIN: |
AU000000RRL8 |
| Date of change ofrelevant interests: 07-Jul-2022 |
|
| Schedule |
|
|
Type of agreement Global Master Securities Lending Agreement ("GMSLA") |
| Parties toagreement |
JPMorgan Chase Bank, N.A. (acting as agent) ("lender") and Merrill Lynch International(Borrower) |
| Transfer date |
Settlement Date11-Jul-2022 |
| Holder of votingrights |
Borrower |
| Are there anyrestriction onvoting rights |
Yes |
| If yes, detail |
The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised inaccordance with the instructions of the lender, provided that the lender uses its best endeavors to notify theborrower of its instructions in writing no later than 7 business days prior to the date upon which such votesare exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of thestandard form GMSLA. |
| Scheduled returndate (if any) |
None |
| Does the borrowerhave the right toreturn early? |
Yes |
| If yes, detail |
Borrower has right to return all and any equivalent securities early at any time in accordance with thelender's instructions. |
| Does the lenderhave the right torecall early? |
Yes |
| If yes, detail |
Lender has right to recall all or any equivalent securities at any time by giving notice on any business day ofnot less than the standard settlement time for such equivalent securities on the exchange or in the clearingorganisation through which the relevant borrowed securities were originally delivered (and where there is adifference between the settlement time for sales and purchases on the relevant exchange or clearingorganisation, the standard settlement time shall be the shorter of the two times). The borrower must returnthe securities not later than the expiry of such notice in accordance with the lender's instructions. |
| Will the securitiesbe returned onsettlement? |
Yes |
| If yes, detail anyexceptions |
No exceptions |
| Statement |
If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy ofthe agreement will be given to that company or ASIC. |
| Date: |
11-Jul-2022 |
| Company's name: |
REGIS RESOURCES LTD |
| ISIN: |
AU000000RRL8 |
| Date of change ofrelevant interests: |
07-Jul-2022 |
| Schedule |
|
| Type of agreement |
Australian Master Securities Lending Agreement ("AMSLA") |
| Parties toagreement |
JPMorgan Chase Bank, N.A. (acting as agent) ("lender") and UBS Securities Australia Ltd (Borrower) |
| Transfer date |
Settlement Date10-Mar-2022 |
| Holder of votingrights |
Borrower |
| Are there anyrestriction onvoting rights |
Yes |
| If yes, detail |
The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised inaccordance with the instructions of the lender, provided that the lender uses its best endeavors to notify theborrower of its instructions in writing no later than 7 business days prior to the date upon which such votes areexercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of thestandard form AMSLA. |
| Scheduled returndate (if any) |
None |
| Does the borrowerhave the right toreturn early? |
Yes |
| If yes, detail |
Borrower has right to return all and any equivalent securities early at any time in accordance with the lender'sinstructions. |
| Does the lenderhave the right torecall early? |
Yes |
| If yes, detail |
Lender has right to recall all or any equivalent securities at any time by giving notice on any business day ofnot less than the standard settlement time for such equivalent securities on the exchange or in the clearingorganisation through which the relevant borrowed securities were originally delivered (and where there is adifference between the settlement time for sales and purchases on the relevant exchange or clearingorganisation, the standard settlement time shall be the shorter of the two times). The borrower must returnthe securities not later than the expiry of such notice in accordance with the lender's instructions. |
| Will the securitiesbe returned onsettlement? |
Yes |
| If yes, detail anyexceptions |
No exceptions |
| Statement |
If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy ofthe agreement will be given to that company or ASIC. |