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REGIS RESOURCES LIMITED — Major Shareholding Notification 2021
Apr 27, 2021
65733_rns_2021-04-27_8dcd1eaf-35fd-425b-89c7-e902921267df.pdf
Major Shareholding Notification
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Form 605
Corporations Act 2001
Section 671B
Notice of ceasing to be a substantial holder
To Company Name/Scheme REGIS RESOURCES LIMITED ACN/ARSN ACN 009 174 761
1. Details of substantial holder (1)
Name Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates) ACN/ARSN (if applicable) 008 496 713 The holder ceased to be a substantial holder on 22-Apr-2021 The previous notice was given to the company on 21-Apr-2021 The previous notice was dated 21-Apr-2021
2. Changes in relevant interests
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Date of change Person whose relevant interest changed Nature of change (4) Consideration given in relation to change (5) Class (6) and number of securities affected Person's votes affected
Credit Suisse
-1,500 Common
19-Apr-21 Equities (Australia) Disposed on market 4,065.0 AUD Stock -1,500
Limited
Credit Suisse
-164,290 Common
19-Apr-21 Equities (Australia) Disposed on market 444,166.95 AUD Stock -164,290
Limited
Credit Suisse
-230,081 Common
19-Apr-21 Equities (Australia) Disposed on market 619,709.58 AUD Stock -230,081
Limited
Credit Suisse
-1,000 Common
19-Apr-21 Equities (Australia) Disposed on market 2,690.0 AUD Stock -1,000
Limited
Credit Suisse
-2,000 Common
19-Apr-21 Equities (Australia) Disposed on market 5,440.0 AUD Stock -2,000
Limited
Credit Suisse
-545,150 Common
19-Apr-21 Equities (Australia) Disposed on market 1,472,773.99 AUD Stock -545,150
Limited
Credit Suisse
-1,500 Common
19-Apr-21 Equities (Australia) Disposed on market 4,035.0 AUD Stock -1,500
Limited
Credit Suisse
-72,530 Common
19-Apr-21 Equities (Australia) Disposed on market 193,626.06 AUD Stock -72,530
Limited
Credit Suisse
-1,000 Common
19-Apr-21 Equities (Australia) Disposed on market 2,740.0 AUD Stock -1,000
Limited
Credit Suisse
-386,201 Common
19-Apr-21 Equities (Australia) Disposed on market 1,041,731.73 AUD Stock -386,201
Limited
Credit Suisse
-2,000 Common
19-Apr-21 Equities (Australia) Disposed on market 5,440.0 AUD Stock -2,000
Limited
Credit Suisse
-1,000 Common
19-Apr-21 Equities (Australia) Disposed on market 2,720.0 AUD Stock -1,000
Limited
Credit Suisse
-84,872 Common
19-Apr-21 Equities (Australia) Disposed on market 231,137.59 AUD Stock -84,872
Limited
Credit Suisse
-1,000 Common
19-Apr-21 Equities (Australia) Disposed on market 2,710.0 AUD Stock -1,000
Limited
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Credit Suisse
-240,975 Common
19-Apr-21 Equities (Australia) Disposed on market 651,241.35 AUD Stock -240,975
Limited
Credit Suisse
-2,000 Common
19-Apr-21 Equities (Australia) Disposed on market 5,440.0 AUD Stock -2,000
Limited
Credit Suisse
-500 Common
19-Apr-21 Equities (Australia) Disposed on market 1,355.0 AUD Stock -500
Limited
Credit Suisse
-2,500 Common
19-Apr-21 Equities (Australia) Disposed on market 6,700.0 AUD Stock -2,500
Limited
Credit Suisse
-17,799 Common
19-Apr-21 Equities (Australia) Disposed on market 48,411.23 AUD Stock -17,799
Limited
Credit Suisse
-3,547 Common
19-Apr-21 Equities (Australia) Disposed on market 9,589.40 AUD Stock -3,547
Limited
Credit Suisse
-4,186 Common
19-Apr-21 Equities (Australia) Disposed on market 11,363.29 AUD Stock -4,186
Limited
Credit Suisse
5,000 Common
19-Apr-21 Equities (Australia) Acquired on market 13,750.0 AUD Stock 5,000
Limited
Credit Suisse
54,272 Common
19-Apr-21 Equities (Australia) Acquired on market 148,640.59 AUD Stock 54,272
Limited
Credit Suisse
17,833 Common
19-Apr-21 Equities (Australia) Acquired on market 49,586.81 AUD Stock 17,833
Limited
Credit Suisse
11,526 Common
19-Apr-21 Equities (Australia) Acquired on market 32,042.54 AUD Stock 11,526
Limited
Credit Suisse
135,964 Common
19-Apr-21 Equities (Australia) Acquired on market 375,266.89 AUD Stock 135,964
Limited
Credit Suisse
4,837 Common
19-Apr-21 Equities (Australia) Acquired on market 13,501.23 AUD Stock 4,837
Limited
Credit Suisse
51,847 Common
19-Apr-21 Equities (Australia) Acquired on market 144,555.57 AUD Stock 51,847
Limited
Credit Suisse
22,983 Common
19-Apr-21 Equities (Australia) Acquired on market 63,438.32 AUD Stock 22,983
Limited
Credit Suisse
5,000 Common
19-Apr-21 Equities (Australia) Acquired on market 13,450.0 AUD Stock 5,000
Limited
Credit Suisse
5,000 Common
19-Apr-21 Equities (Australia) Acquired on market 13,950.0 AUD Stock 5,000
Limited
Credit Suisse
10,700 Common
19-Apr-21 Equities (Australia) Acquired on market 29,033.25 AUD Stock 10,700
Limited
Credit Suisse
5,000 Common
19-Apr-21 Equities (Australia) Acquired on market 13,900.0 AUD Stock 5,000
Limited
Credit Suisse
427,836 Common
19-Apr-21 Equities (Australia) Acquired on market 1,175,223.78 AUD Stock 427,836
Limited
Credit Suisse
5,000 Common
19-Apr-21 Equities (Australia) Acquired on market 13,850.0 AUD Stock 5,000
Limited
Credit Suisse
107,127 Common
19-Apr-21 Equities (Australia) Acquired on market 297,647.20 AUD Stock 107,127
Limited
Credit Suisse
-233,468 Common
20-Apr-21 Equities (Australia) Disposed on market 639,965.49 AUD Stock -233,468
Limited
Credit Suisse
-2,000 Common
20-Apr-21 Equities (Australia) Disposed on market 5,560.0 AUD Stock -2,000
Limited
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Credit Suisse
-226,245 Common
20-Apr-21 Equities (Australia) Disposed on market 620,323.66 AUD Stock -226,245
Limited
Credit Suisse
-2,000 Common
20-Apr-21 Equities (Australia) Disposed on market 5,480.0 AUD Stock -2,000
Limited
Credit Suisse
-39,689 Common
20-Apr-21 Equities (Australia) Disposed on market 108,754.15 AUD Stock -39,689
Limited
Credit Suisse
-2,000 Common
20-Apr-21 Equities (Australia) Disposed on market 5,560.0 AUD Stock -2,000
Limited
Credit Suisse
-2,000 Common
20-Apr-21 Equities (Australia) Disposed on market 5,560.0 AUD Stock -2,000
Limited
Credit Suisse
-8,281 Common
20-Apr-21 Equities (Australia) Disposed on market 22,535.66 AUD Stock -8,281
Limited
Credit Suisse
-2,000 Common
20-Apr-21 Equities (Australia) Disposed on market 5,540.0 AUD Stock -2,000
Limited
Credit Suisse
-107,758 Common
20-Apr-21 Equities (Australia) Disposed on market 293,889.02 AUD Stock -107,758
Limited
Credit Suisse
-129,395 Common
20-Apr-21 Equities (Australia) Disposed on market 354,388.03 AUD Stock -129,395
Limited
Credit Suisse
-412,554 Common
20-Apr-21 Equities (Australia) Disposed on market 1,129,733.09 AUD Stock -412,554
Limited
Credit Suisse
-2,000 Common
20-Apr-21 Equities (Australia) Disposed on market 5,540.0 AUD Stock -2,000
Limited
Credit Suisse
-104,774 Common
20-Apr-21 Equities (Australia) Disposed on market 287,376.92 AUD Stock -104,774
Limited
Credit Suisse
-40,492 Common
20-Apr-21 Equities (Australia) Disposed on market 111,643.0 AUD Stock -40,492
Limited
Credit Suisse
-2,000 Common
20-Apr-21 Equities (Australia) Disposed on market 5,480.0 AUD Stock -2,000
Limited
Credit Suisse
-96,766 Common
20-Apr-21 Equities (Australia) Disposed on market 265,214.58 AUD Stock -96,766
Limited
Credit Suisse
-2,000 Common
20-Apr-21 Equities (Australia) Disposed on market 5,540.0 AUD Stock -2,000
Limited
Credit Suisse
-407,445 Common
20-Apr-21 Equities (Australia) Disposed on market 1,111,655.31 AUD Stock -407,445
Limited
Credit Suisse
-2,000 Common
20-Apr-21 Equities (Australia) Disposed on market 5,560.0 AUD Stock -2,000
Limited
Credit Suisse
-2,000 Common
20-Apr-21 Equities (Australia) Disposed on market 5,480.0 AUD Stock -2,000
Limited
Credit Suisse
12,077 Common
20-Apr-21 Equities (Australia) Acquired on market 32,970.21 AUD Stock 12,077
Limited
Credit Suisse
10,985 Common
20-Apr-21 Equities (Australia) Acquired on market 30,058.05 AUD Stock 10,985
Limited
Credit Suisse
8,300 Common
20-Apr-21 Equities (Australia) Acquired on market 22,569.0 AUD Stock 8,300
Limited
Credit Suisse
9,139 Common
20-Apr-21 Equities (Australia) Acquired on market 25,096.07 AUD Stock 9,139
Limited
Credit Suisse
149,234 Common
20-Apr-21 Equities (Australia) Acquired on market 409,438.58 AUD Stock 149,234
Limited
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Credit Suisse
136,165 Common
20-Apr-21 Equities (Australia) Acquired on market 372,282.33 AUD Stock 136,165
Limited
Credit Suisse
6,274 Common
20-Apr-21 Equities (Australia) Acquired on market 17,154.59 AUD Stock 6,274
Limited
Credit Suisse
22,086 Common
20-Apr-21 Equities (Australia) Acquired on market 60,476.64 AUD Stock 22,086
Limited
Credit Suisse
50,213 Common
20-Apr-21 Equities (Australia) Acquired on market 137,173.65 AUD Stock 50,213
Limited
Credit Suisse
20-Apr-21 Equities (Australia) Acquired on market 530.75 AUD 193 Common Stock 193
Limited
Credit Suisse
8,955 Common
20-Apr-21 Equities (Australia) Acquired on market 24,513.31 AUD Stock 8,955
Limited
Credit Suisse
-226,332 Common
21-Apr-21 Equities (Australia) Disposed on market 620,371.53 AUD Stock -226,332
Limited
Credit Suisse
-95,975 Common
21-Apr-21 Equities (Australia) Disposed on market 265,696.90 AUD Stock -95,975
Limited
Credit Suisse
-246,070 Common
21-Apr-21 Equities (Australia) Disposed on market 681,652.98 AUD Stock -246,070
Limited
Credit Suisse
-5,000 Common
21-Apr-21 Equities (Australia) Disposed on market 14,050.0 AUD Stock -5,000
Limited
Credit Suisse
-5,000 Common
21-Apr-21 Equities (Australia) Disposed on market 14,000.0 AUD Stock -5,000
Limited
Credit Suisse
-62,897 Common
21-Apr-21 Equities (Australia) Disposed on market 173,146.81 AUD Stock -62,897
Limited
Credit Suisse
-5,000 Common
21-Apr-21 Equities (Australia) Disposed on market 14,050.0 AUD Stock -5,000
Limited
Credit Suisse
-350,079 Common
21-Apr-21 Equities (Australia) Disposed on market 954,178.20 AUD Stock -350,079
Limited
Credit Suisse
-24,058 Common
21-Apr-21 Equities (Australia) Disposed on market 66,627.75 AUD Stock -24,058
Limited
Credit Suisse
-5,000 Common
21-Apr-21 Equities (Australia) Disposed on market 14,050.0 AUD Stock -5,000
Limited
Credit Suisse
-633,352 Common
21-Apr-21 Equities (Australia) Disposed on market 1,729,557.64 AUD Stock -633,352
Limited
Credit Suisse
-34,181 Common
21-Apr-21 Equities (Australia) Disposed on market 93,842.16 AUD Stock -34,181
Limited
Credit Suisse
-22,890 Common
21-Apr-21 Equities (Australia) Disposed on market 62,508.01 AUD Stock -22,890
Limited
Credit Suisse
-134,153 Common
21-Apr-21 Equities (Australia) Disposed on market 366,345.02 AUD Stock -134,153
Limited
Credit Suisse
13,922 Common
21-Apr-21 Equities (Australia) Acquired on market 38,213.30 AUD Stock 13,922
Limited
Credit Suisse
18,116 Common
21-Apr-21 Equities (Australia) Acquired on market 49,637.84 AUD Stock 18,116
Limited
Credit Suisse
370,370 Common
21-Apr-21 Equities (Australia) Acquired on market 1,014,813.80 AUD Stock 370,370
Limited
Credit Suisse
2,582 Common
21-Apr-21 Equities (Australia) Acquired on market 7,097.86 AUD Stock 2,582
Limited
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Credit Suisse
12,355 Common
21-Apr-21 Equities (Australia) Acquired on market 33,904.16 AUD Stock 12,355
Limited
Credit Suisse
12,594 Common
21-Apr-21 Equities (Australia) Acquired on market 34,690.53 AUD Stock 12,594
Limited
Credit Suisse
21-Apr-21 Equities (Australia) Acquired on market 828.0 AUD 300 Common Stock 300
Limited
Credit Suisse
42,271 Common
21-Apr-21 Equities (Australia) Acquired on market 115,822.54 AUD Stock 42,271
Limited
Credit Suisse
140,500 Common
21-Apr-21 Equities (Australia) Acquired on market 387,605.13 AUD Stock 140,500
Limited
Credit Suisse
3,596 Common
21-Apr-21 Equities (Australia) Acquired on market 9,881.54 AUD Stock 3,596
Limited
Credit Suisse
159,944 Common
21-Apr-21 Equities (Australia) Acquired on market 438,226.67 AUD Stock 159,944
Limited
Credit Suisse
306,623 Common
21-Apr-21 Equities (Australia) Acquired on market 840,147.02 AUD Stock 306,623
Limited
Credit Suisse
160,794 Common
21-Apr-21 Equities (Australia) Acquired on market 440,871.42 AUD Stock 160,794
Limited
Credit Suisse
249,882 Common
21-Apr-21 Equities (Australia) Acquired on market 684,676.68 AUD Stock 249,882
Limited
Credit Suisse
-12,077 Common
22-Apr-21 Equities (Australia) Disposed on market 32,970.21 AUD Stock -12,077
Limited
Credit Suisse
-9,126 Common
22-Apr-21 Equities (Australia) Disposed on market 24,655.27 AUD Stock -9,126
Limited
Credit Suisse
-5,000 Common
22-Apr-21 Equities (Australia) Disposed on market 13,650.0 AUD Stock -5,000
Limited
Credit Suisse
-13,582 Common
22-Apr-21 Equities (Australia) Disposed on market 37,098.86 AUD Stock -13,582
Limited
Credit Suisse
-251,934 Common
22-Apr-21 Equities (Australia) Disposed on market 689,655.89 AUD Stock -251,934
Limited
Credit Suisse
-71,147 Common
22-Apr-21 Equities (Australia) Disposed on market 192,824.43 AUD Stock -71,147
Limited
Credit Suisse
-154,184 Common
22-Apr-21 Equities (Australia) Disposed on market 422,192.51 AUD Stock -154,184
Limited
Credit Suisse
-19,194 Common
22-Apr-21 Equities (Australia) Disposed on market 52,538.46 AUD Stock -19,194
Limited
Credit Suisse
-151,576 Common
22-Apr-21 Equities (Australia) Disposed on market 414,881.23 AUD Stock -151,576
Limited
Credit Suisse
23,944 Common
22-Apr-21 Equities (Australia) Acquired on market 68,184.14 AUD Stock 23,944
Limited
Credit Suisse
22-Apr-21 Equities (Australia) Acquired on market 2.84 AUD 1 Common Stock 1
Limited
Credit Suisse
221,701 Common
22-Apr-21 Equities (Australia) Acquired on market 625,016.86 AUD Stock 221,701
Limited
Credit Suisse
197,729 Common
22-Apr-21 Equities (Australia) Acquired on market 559,431.96 AUD Stock 197,729
Limited
Credit Suisse
31,423 Common
22-Apr-21 Equities (Australia) Acquired on market 84,842.10 AUD Stock 31,423
Limited
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Credit Suisse
193,560 Common
22-Apr-21 Equities (Australia) Acquired on market 546,565.98 AUD Stock 193,560
Limited
Credit Suisse
313,700 Common
22-Apr-21 Equities (Australia) Acquired on market 887,985.0 AUD Stock 313,700
Limited
Credit Suisse
85,210 Common
22-Apr-21 Equities (Australia) Acquired on market .0 AUD Stock 85,210
Limited
Credit Suisse
16,983 Common
22-Apr-21 Equities (Australia) Acquired on market 48,400.43 AUD Stock 16,983
Limited
Credit Suisse
216,173 Common
22-Apr-21 Equities (Australia) Acquired on market 612,164.81 AUD Stock 216,173
Limited
Credit Suisse
28,140 Common
22-Apr-21 Equities (Australia) Acquired on market 80,480.40 AUD Stock 28,140
Limited
Credit Suisse
1,623,885 Common
22-Apr-21 Equities (Australia) Acquired on market .0 AUD Stock 1,623,885
Limited
Credit Suisse
Stock borrowed Refer to Annexure 2,443,252 Common
21-Apr-21 Equities (Australia) under ASLA A of Notice Stock 2,443,252
Limited
Credit Suisse
Stock borrowed Refer to Annexure 1,380,748 Common
21-Apr-21 Equities (Australia) under ASLA A of Notice Stock 1,380,748
Limited
Credit Suisse
Stock returned Refer to Annexure -71,000 Common
21-Apr-21 Equities (Australia) under ASLA A of Notice Stock -71,000
Limited
Credit Suisse
Stock borrowed Refer to Annexure 1,094,814 Common
22-Apr-21 Equities (Australia) under ASLA A of Notice Stock 1,094,814
Limited
Credit Suisse
Stock borrowed Refer to Annexure 23,051 Common
22-Apr-21 Equities (Australia) under ASLA A of Notice Stock 23,051
Limited
Credit Suisse AG, Stock returned Refer to Annexure -1,700,000
22-Apr-21 Singapore Branch under OSLA A of Notice Common Stock -1,700,000
Credit Suisse 9,104 Common
22-Apr-21 Funds AG Assimilation Free of payment Stock 9,104
Credit Suisse 4,170 Common
22-Apr-21 Funds AG Assimilation Free of payment Stock 4,170
Credit Suisse
-57,548 Common
22-Apr-21 Securities (Europe) Disposed on market 155,379.60 AUD Stock -57,548
Limited
Credit Suisse
-2,377,817
22-Apr-21 Securities (Europe) Disposed on market 6,420,105.90 AUD Common Stock -2,377,817
Limited
Credit Suisse
Stock borrowed Refer to Annexure 57,548 Common
22-Apr-21 Securities (Europe) under OSLA A of Notice Stock 57,548
Limited
Credit Suisse AG, Stock borrowed Refer to Annexure 66,000 Common
20-Apr-21 Dublin Branch under OSLA A of Notice Stock 66,000
Credit Suisse AG, Stock returned Refer to Annexure -18,275 Common
21-Apr-21 Dublin Branch under OSLA A of Notice Stock -18,275
Credit Suisse AG, Stock returned Refer to Annexure -23,540 Common
21-Apr-21 -23,540
Dublin Branch under OSLA A of Notice Stock
Credit Suisse AG, Stock returned Refer to Annexure -14,479 Common
21-Apr-21 Dublin Branch under OSLA A of Notice Stock -14,479
Credit Suisse AG, Stock returned Refer to Annexure -34,421 Common
21-Apr-21 Dublin Branch under OSLA A of Notice Stock -34,421
Credit Suisse AG, Stock returned Refer to Annexure -13,229 Common
21-Apr-21 Dublin Branch under OSLA A of Notice Stock -13,229
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Credit Suisse AG, Stock returned Refer to Annexure -32,799 Common
21-Apr-21 Dublin Branch under OSLA A of Notice Stock -32,799
Credit Suisse AG, Stock returned Refer to Annexure -56,887 Common
21-Apr-21 Dublin Branch under OSLA A of Notice Stock -56,887
Credit Suisse AG, Stock returned Refer to Annexure -39,575 Common
21-Apr-21 Dublin Branch under OSLA A of Notice Stock -39,575
Credit Suisse AG, Stock returned Refer to Annexure -5,228 Common
21-Apr-21 Dublin Branch under OSLA A of Notice Stock -5,228
Credit Suisse AG, Stock borrowed Refer to Annexure 142,000 Common
21-Apr-21 Dublin Branch under OSLA A of Notice Stock 142,000
Credit Suisse AG, Stock returned Refer to Annexure -43,000 Common
21-Apr-21 -43,000
Dublin Branch under OSLA A of Notice Stock
Credit Suisse AG, Stock returned Refer to Annexure -80,853 Common
21-Apr-21 Dublin Branch under OSLA A of Notice Stock -80,853
Credit Suisse AG, Stock returned Refer to Annexure -8,832 Common
21-Apr-21 Dublin Branch under OSLA A of Notice Stock -8,832
Credit Suisse AG, Stock returned Refer to Annexure -2,508 Common
21-Apr-21 -2,508
Dublin Branch under OSLA A of Notice Stock
Credit Suisse AG, Stock returned Refer to Annexure -58,563 Common
21-Apr-21 Dublin Branch under OSLA A of Notice Stock -58,563
Credit Suisse AG, Stock returned Refer to Annexure -26,793 Common
21-Apr-21 Dublin Branch under OSLA A of Notice Stock -26,793
Credit Suisse AG, Stock returned Refer to Annexure -656 Common
21-Apr-21 Dublin Branch under OSLA A of Notice Stock -656
Credit Suisse AG, Stock returned Refer to Annexure -1,094 Common
21-Apr-21 Dublin Branch under OSLA A of Notice Stock -1,094
Stock returned
21-Apr-21 Credit Suisse AG, Dublin Branch under Master prime brokerage Refer to Annexure A of Notice -160 Common Stock -160
agreement
Credit Suisse AG, Stock returned Refer to Annexure -167,000 Common
21-Apr-21 Dublin Branch under OSLA A of Notice Stock -167,000
Credit Suisse AG, Stock returned Refer to Annexure -191,000 Common
21-Apr-21 -191,000
Dublin Branch under OSLA A of Notice Stock
Credit Suisse AG, Stock returned Refer to Annexure -252,632 Common
21-Apr-21 Dublin Branch under OSLA A of Notice Stock -252,632
Credit Suisse AG, Stock returned Refer to Annexure -106,000 Common
21-Apr-21 Dublin Branch under OSLA A of Notice Stock -106,000
Credit Suisse AG, Stock returned Refer to Annexure -80,596 Common
21-Apr-21 -80,596
Dublin Branch under OSLA A of Notice Stock
Credit Suisse AG, Stock returned Refer to Annexure -354,000 Common
21-Apr-21 Dublin Branch under OSLA A of Notice Stock -354,000
Credit Suisse AG, Stock returned Refer to Annexure -3,149 Common
21-Apr-21 Dublin Branch under OSLA A of Notice Stock -3,149
Credit Suisse AG, Stock returned Refer to Annexure -155,000 Common
21-Apr-21 Dublin Branch under OSLA A of Notice Stock -155,000
Credit Suisse AG, Stock returned Refer to Annexure -144,521 Common
21-Apr-21 Dublin Branch under OSLA A of Notice Stock -144,521
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Credit Suisse AG, Stock returned Refer to Annexure -143,579 Common
21-Apr-21 Dublin Branch under OSLA A of Notice Stock -143,579
Credit Suisse AG, Stock returned Refer to Annexure -167,826 Common
21-Apr-21 Dublin Branch under OSLA A of Notice Stock -167,826
Credit Suisse AG, Stock returned Refer to Annexure -72,174 Common
21-Apr-21 Dublin Branch under OSLA A of Notice Stock -72,174
Credit Suisse AG, Stock returned Refer to Annexure -71,000 Common
21-Apr-21 Dublin Branch under OSLA A of Notice Stock -71,000
Credit Suisse AG, Stock returned Refer to Annexure -3,044 Common
21-Apr-21 Dublin Branch under OSLA A of Notice Stock -3,044
Credit Suisse AG, Stock returned Refer to Annexure -3,712 Common
21-Apr-21 -3,712
Dublin Branch under OSLA A of Notice Stock
Credit Suisse AG, Stock returned Refer to Annexure -50,136 Common
21-Apr-21 Dublin Branch under OSLA A of Notice Stock -50,136
Credit Suisse AG, Stock returned Refer to Annexure -2,500 Common
21-Apr-21 Dublin Branch under OSLA A of Notice Stock -2,500
Credit Suisse AG, Stock returned Refer to Annexure -45,000 Common
21-Apr-21 -45,000
Dublin Branch under OSLA A of Notice Stock
Credit Suisse AG, Stock returned Refer to Annexure -400,000 Common
21-Apr-21 Dublin Branch under OSLA A of Notice Stock -400,000
Credit Suisse AG, Stock returned Refer to Annexure -32,521 Common
21-Apr-21 Dublin Branch under OSLA A of Notice Stock -32,521
Credit Suisse AG, Stock borrowed Refer to Annexure 152,186 Common
22-Apr-21 Dublin Branch under OSLA A of Notice Stock 152,186
Credit Suisse AG, Stock borrowed Refer to Annexure 58,041 Common
22-Apr-21 Dublin Branch under OSLA A of Notice Stock 58,041
Credit Suisse AG, Stock borrowed Refer to Annexure 885,079 Common
22-Apr-21 Dublin Branch under OSLA A of Notice Stock 885,079
Credit Suisse AG, Stock borrowed Refer to Annexure 1,168,831 Common
22-Apr-21 1,168,831
Dublin Branch under OSLA A of Notice Stock
Credit Suisse AG, Stock borrowed Refer to Annexure 14,610 Common
22-Apr-21 Dublin Branch under OSLA A of Notice Stock 14,610
Credit Suisse AG, Stock borrowed Refer to Annexure 205,456 Common
22-Apr-21 Dublin Branch under OSLA A of Notice Stock 205,456
Credit Suisse AG, Stock borrowed Refer to Annexure 189,503 Common
22-Apr-21 189,503
Dublin Branch under OSLA A of Notice Stock
Credit Suisse AG, Stock borrowed Refer to Annexure 26,167 Common
22-Apr-21 Dublin Branch under OSLA A of Notice Stock 26,167
Credit Suisse AG, Stock borrowed Refer to Annexure 114,935 Common
22-Apr-21 Dublin Branch under OSLA A of Notice Stock 114,935
Credit Suisse AG, Stock borrowed Refer to Annexure 3,681 Common
22-Apr-21 3,681
Dublin Branch under OSLA A of Notice Stock
Stock Dilution due
to 2A
Credit Suisse
22-Apr-21 announcement
Group AG
lodged in ASX on
21 April 2021
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3.Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the
8
substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN(if applicable) | Nature of association |
|---|---|
| N/A |
4. Addresses
The addresses of persons named in this form are as follows:
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Name Address
Credit Suisse Holdings (Australia) Limited Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
(ACN 008 496 713)
CS Third Nominees Pty Limited (ACN 007 Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
053 849)
Credit Suisse Equities (Australia) Limited Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
(ACN 068 232 708)
Credit Suisse Fourth Nominees Pty Limited Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
(ACN 069 126 432)
Credit Suisse Securities (Europe) Limited One Cabot Square,London,E14 4QJ
(ARBN 099554131)
Credit Suisse Funds AG Uetlibergstrasse 231,Zurich,8070 Switzerland
Credit Suisse Securities (USA) LLC 11 Madison Avenue, New York, NY 10010
Credit Suisse AG, Singapore Branch 1 Raffles Link #03/04-01, Singapore 039393
Credit Suisse International One Cabot Square, London E14 4QJ, UK
Credit Suisse AG, Dublin Branch Kilmore House, Park lane, Spencer Dock, Dublin 1, Ireland
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Signature
| print name sign here |
Winston Loke capacity Authorised Signatory |
|---|---|
| date 28-Apr-2021 |
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9
Annexure "A"
This is Annexure "A" referred to in the Form 605 "Notice of ceasing to be a substantial holder"
| Signature print name sign here |
Credit Suisse Holdings (Australia) Limited (ACN 008 496 713) Winston Loke capacity Authorised Signatory |
|---|---|
| date 28-Apr-2021 |
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Prescribed information
Schedule
Type of agreement Australian Securities Lending Agreement
Parties to agreement Credit Suisse Equities (Australia) Limited and
JP Morgan Nominees (Australia) Limited
Transfer date 22-Apr-2021
Holder of voting rights Borrower
Are there any restrictions on voting rights? Yes
If yes, detail Voting rights to be exercised in accordance
with lender’s instructions provided such
instructions are received 7 days prior.
Scheduled return date (if any) N/A
Does the borrower have the right to return early? Yes
If yes, detail With 2 business days prior to a notice by
Midday.
Does the lender have the right to recall early? Yes
If yes, detail With 4 business days prior notice or earlier
upon agreement.
Will the securities be returned on settlement? Yes
If yes, detail any exceptions If an event of default occurs in respect of either
the lender or the borrower, the obligation of the
borrower to deliver the securities to the lender
will be netted off against the obligation of the
lender to return securities or cash held by the
lender as collateral.
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Prescribed information
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Schedule
Type of agreement Australian Securities Lending Agreement
Parties to agreement Credit Suisse Equities (Australia) Limited and
The Northern Trust Company
Transfer date 22-Apr-2021
Holder of voting rights Borrower
Are there any restrictions on voting rights? No
If yes, detail N/A
Scheduled return date (if any) N/A
Does the borrower have the right to return early? Yes
If yes, detail At Will
Does the lender have the right to recall early? Yes
If yes, detail With 4 business days prior notice or earlier
upon agreement
Will the securities be returned on settlement? Yes
If yes, detail any exceptions If an event of default occurs in respect of either
the lender or the borrower, the obligation of the
borrower to deliver the securities to the lender
will be netted off against the obligation of the
lender to return securities or cash held by the
lender as collateral.
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Prescribed information
Schedule
Type of agreement Overseas Securities Lending Agreement
Parties to agreement Credit Suisse Securities (Europe) Limited and
Brown Brothers Harriman and Co.
Transfer date 22-Apr-2021
Holder of voting rights Borrower
Are there any restrictions on voting rights? Yes
If yes, detail Voting rights to be exercised in accordance
with lender’s instructions provided such
instructions are received 7 days prior.
Scheduled return date (if any) N/A
Does the borrower have the right to return early? Yes
If yes, detail At Will
Does the lender have the right to recall early? Yes
If yes, detail With 4 business days prior notice or earlier
upon agreement
Will the securities be returned on settlement? Yes
If yes, detail any exceptions If an event of default occurs in respect of either
the lender or the borrower, the obligation of the
borrower to deliver the securities to the lender
will be netted off against the obligation of the
lender to return securities or cash held by the
lender as collateral.
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Prescribed information
Schedule
Type of agreement Overseas Securities Lending Agreement
Parties to agreement Credit Suisse AG, Singapore Branch and
BlackRock Institutional Trust Company
Transfer date 22-Apr-2021
Holder of voting rights Borrower
Are there any restrictions on voting rights? No
If yes, detail N/A
Scheduled return date (if any) N/A
Does the borrower have the right to return early? Yes
If yes, detail At Will
Does the lender have the right to recall early? Yes
If yes, detail With 4 business days prior notice or earlier
upon agreement.
Will the securities be returned on settlement? Yes
If yes, detail any exceptions If an event of default occurs in respect of either
the lender or the borrower, the obligation of the
borrower to deliver the securities to the lender
will be netted off against the obligation of the
lender to return securities or cash held by the
lender as collateral.
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Prescribed information
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Schedule
Type of agreement Master Prime Brokerage Securities Lending
Agreement
Parties to agreement Credit Suisse AG, Dublin Branch and
CGS-CIMBS (S) PRIME (NON US)
Transfer date 21-Apr-2021
Holder of voting rights Borrower
Are there any restrictions on voting rights? No
If yes, detail N/A
Scheduled return date (if any) N/A
Does the borrower have the right to return early? Yes
If yes, detail At Will
Does the lender have the right to recall early? Yes
If yes, detail With 4 business days prior notice or earlier
upon agreement.
Will the securities be returned on settlement? Yes
If yes, detail any exceptions If an event of default occurs in respect of either
the lender or the borrower, the obligation of the
borrower to deliver the securities to the lender
will be netted off against the obligation of the
lender to return securities or cash held by the
lender as collateral.
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Prescribed information
Schedule
Type of agreement Overseas Securities Lending Agreement
Parties to agreement Credit Suisse AG, Dublin Branch and JPM
Chase Bank
Transfer date 22-Apr-2021
Holder of voting rights Borrower
Are there any restrictions on voting rights? No
If yes, detail N/A
Scheduled return date (if any) N/A
Does the borrower have the right to return early? Yes
If yes, detail At Will
Does the lender have the right to recall early? Yes
If yes, detail With 4 business days prior notice or earlier
upon agreement.
Will the securities be returned on settlement? Yes
If yes, detail any exceptions If an event of default occurs in respect of either
the lender or the borrower, the obligation of the
borrower to deliver the securities to the lender
will be netted off against the obligation of the
lender to return securities or cash held by the
lender as collateral.
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Prescribed information
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Schedule
Type of agreement Overseas Securities Lending Agreement
Parties to agreement Credit Suisse AG, Dublin Branch and The
Northern Trust Company
Transfer date 22-Apr-2021
Holder of voting rights Borrower
Are there any restrictions on voting rights? No
If yes, detail N/A
Scheduled return date (if any) N/A
Does the borrower have the right to return early? Yes
If yes, detail At Will
Does the lender have the right to recall early? Yes
If yes, detail With 4 business days prior notice or earlier
upon agreement.
Will the securities be returned on settlement? Yes
If yes, detail any exceptions If an event of default occurs in respect of either
the lender or the borrower, the obligation of the
borrower to deliver the securities to the lender
will be netted off against the obligation of the
lender to return securities or cash held by the
lender as collateral.
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Prescribed information
Schedule
Type of agreement Overseas Securities Lending Agreement
Parties to agreement Credit Suisse AG, Dublin Branch and HSBC
Bank PLC
Transfer date 22-Apr-2021
Holder of voting rights Borrower
Are there any restrictions on voting rights? No
If yes, detail N/A
Scheduled return date (if any) N/A
Does the borrower have the right to return early? Yes
If yes, detail At Will
Does the lender have the right to recall early? Yes
If yes, detail With 4 business days prior notice or earlier
upon agreement.
Will the securities be returned on settlement? Yes
If yes, detail any exceptions If an event of default occurs in respect of either
the lender or the borrower, the obligation of the
borrower to deliver the securities to the lender
will be netted off against the obligation of the
lender to return securities or cash held by the
lender as collateral.
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Prescribed information
Schedule
Type of agreement Overseas Securities Lending Agreement
Parties to agreement Credit Suisse AG, Dublin Branch and Brown
Brothers Harriman and Co.
Transfer date 22-Apr-2021
Holder of voting rights Borrower
Are there any restrictions on voting rights? No
If yes, detail N/A
Scheduled return date (if any) N/A
Does the borrower have the right to return early? Yes
If yes, detail At Will
Does the lender have the right to recall early? Yes
If yes, detail With 4 business days prior notice or earlier
upon agreement.
Will the securities be returned on settlement? Yes
If yes, detail any exceptions If an event of default occurs in respect of either
the lender or the borrower, the obligation of the
borrower to deliver the securities to the lender
will be netted off against the obligation of the
lender to return securities or cash held by the
lender as collateral.
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Prescribed information
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Schedule
Type of agreement Overseas Securities Lending Agreement
Parties to agreement Credit Suisse AG, Dublin Branch and State
Street Bank and Trust Company
Transfer date 22-Apr-2021
Holder of voting rights Borrower
Are there any restrictions on voting rights? No
If yes, detail N/A
Scheduled return date (if any) N/A
Does the borrower have the right to return early? Yes
If yes, detail At Will
Does the lender have the right to recall early? Yes
If yes, detail With 4 business days prior notice or earlier
upon agreement.
Will the securities be returned on settlement? Yes
If yes, detail any exceptions If an event of default occurs in respect of either
the lender or the borrower, the obligation of the
borrower to deliver the securities to the lender
will be netted off against the obligation of the
lender to return securities or cash held by the
lender as collateral.
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Prescribed information
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Schedule
Type of agreement Overseas Securities Lending Agreement
Parties to agreement Credit Suisse AG, Dublin Branch and The
Bank of New York Mellon
Transfer date 22-Apr-2021
Holder of voting rights Borrower
Are there any restrictions on voting rights? No
If yes, detail N/A
Scheduled return date (if any) N/A
Does the borrower have the right to return early? Yes
If yes, detail At Will
Does the lender have the right to recall early? Yes
If yes, detail With 4 business days prior notice or earlier
upon agreement.
Will the securities be returned on settlement? Yes
If yes, detail any exceptions If an event of default occurs in respect of either
the lender or the borrower, the obligation of the
borrower to deliver the securities to the lender
will be netted off against the obligation of the
lender to return securities or cash held by the
lender as collateral.
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