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REGIS RESOURCES LIMITED Major Shareholding Notification 2021

Oct 17, 2021

65733_rns_2021-10-17_46ac0a70-c1fb-4718-af55-4ad4d854a067.pdf

Major Shareholding Notification

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Corporations Act 2001

Section 671B

Form 605

Notice of ceasing to be a substantial holder

To Company Name/Scheme
ACN/ARSN
Regis Resources Ltd
009 174 761

1. Details of substantial holder (1)

Name AXA Equitable Holdings Inc (”EQH”), AllianceBernstein Australia Limited (”ABAL”) ACN/ARSN (if applicable) 095 022 718 The holder ceased to be a substantial holder on 14-Oct-2021 The previous notice was given to the company on 30 November 2020 The previous notice was dated 26 November 2020

2. Changes in relevant interests

Particulars of each change in , or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change Person whose
relevant interest
changed
Nature of change
(4)
Consideration
given in relation
to change(5)
Class (6) and number
of securities affected
Person’s votes
affected
See Schedule 2 See Schedule 2 See Schedule 2 See Schedule 2 See Schedule 2 See Schedule 2

3. Changes in association

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN(if applicable) Nature of association
N/A

4. Addresses

The addresses of persons named in this form are as follows:

of persons named in this form are as follows:
Name Address
See Schedule 1 See Schedule 1
AllianceBernstein Australia Limited Level 32,Aurora Place,88 PhillipStreet,Sydney,NSW 2000

Signature

print name
sign here
Kristine Mitchell
capacity
AllianceBernstein Australia Limited
date
18-Oct-2021

Schedule 1

Entity Locale
AB (Shanghai) Investment Consulting Co., Ltd. China
AB(Shanghai)Overseas Investment Fund Management Co., Ltd. China
AB Bernstein Israel Ltd Israel
AB Custom Alternative Solutions LLC USA
AB Europe GmbH Germany
AB Private Credit Investors LLC USA
AB Trust Company,LLC USA
Alliance Capital(Mauritius)Private Limited Mauritius
Alliance Capital Management LLC USA
AllianceBernstein(Argentina)S.R.L. Argentina
AllianceBernstein(Chile)SpA Chile
AllianceBernstein(France)SAS France
AllianceBernstein(Luxembourg)S.à r.l Luxembourg
AllianceBernstein(Mexico), S. de R. L. de C. V. Mexico
AllianceBernstein(Singapore)Limited Singapore
AllianceBernstein Administradora de Carteiras(Brasil)Ltda. Brazil
AllianceBernstein Asset Management (Korea) Ltd. Korea
AllianceBernstein Australia Limited Australia
AllianceBernstein Canada, Inc Canada
AllianceBernstein Corporation of Delaware USA
AllianceBernstein Global Derivatives Corporation USA
AllianceBernstein HoldingL.P USA
AllianceBernstein Holdings(Cayman)Ltd. Cayman Islands
AllianceBernstein Holdings Limited UK
AllianceBernstein HongKongLimited HongKong
AllianceBernstein International LLC USA
AllianceBernstein Investment Management Australia Limited Australia
AllianceBernstein Investment Research and Management (India) Private
Ltd.
India
AllianceBernstein Investments Taiwan Limited Taiwan
AllianceBernstein Investments, Inc USA
AllianceBernstein Investor Services, Inc. USA
AllianceBernstein Japan Ltd. Japan
AllianceBernstein L.P. USA
AllianceBernstein Limited UK
AllianceBernstein Oceanic Corporation USA
AllianceBernstein Preferred Limited UK
AllianceBernstein Real Estate Investments LLC USA
AllianceBernstein Schweiz AG Switzerland
AllianceBernstein Services Limited UK
AllianceBernstein Solutions(India)Private Limited India
Alpha Units Holdings, Inc USA
Autonomous Research Asia Limited† (HongKong) HongKong
Autonomous Research LLP UK
Autonomous Research LLP USA
AXA Equitable Financial Services, LLC USA
AXA Equitable Holdings, Inc. USA
AXA Equitable Life Insurance Company USA
CPH Capital Fondsmæglerselskab A/S Denmark
MONY Life Insurance Companyof the US USA
Sanford C. Bernstein & Co., LLC USA
Sanford C. Bernstein(Canada)Limited Canada
Sanford C. Bernstein(HongKong)Limited HongKong
Sanford C. Bernstein(India)Pte Limited(India) India
Sanford C. Bernstein(Schweiz)GmbH Switzerland
Sanford C. Bernstein “Australia” PtyLtd Australia
Sanford C. Bernstein Ireland Limited Ireland
Sanford C. Bernstein Limited UK
W.P. Stewart & Co., LLC USA
W.P. Stewart Asset Management(NA), LLC USA
W.P. Stewart Asset Management LLC USA
W.P. Stewart Fund Management S.A. USA
W.P. Stewart Securities LLC USA
WPS Advisors, LLC USA

Schedule of Transactions - Schedule 2

27 Nov 2020 to 14-Oct-2021

Legal Entity Trade Date Transaction Type Quantity Consideration
AllianceBernstein L.P. 27-Nov-2020 ACQUISITION 15,080 58,125.86 AUD
AllianceBernstein L.P. 14-Dec-2020 ACQUISITION 370,090 1,392,056.53 AUD
AllianceBernstein L.P. 14-Dec-2020 DISPOSAL -42,519 156,267.27 AUD
AllianceBernstein L.P. 22-Dec-2020 DISPOSAL -1,758 6,803.46 AUD
AllianceBernstein L.P. 08-Jan-2021 ACQUISITION 41,190 159,944.89 AUD
AllianceBernstein L.P. 14-Jan-2021 DISPOSAL -49,240 184,462.89 AUD
AllianceBernstein L.P. 10-Feb-2021 DISPOSAL -3,630 13,031.70 AUD
AllianceBernstein L.P. 09-Mar-2021 DISPOSAL -5,920 17,760.00 AUD
AllianceBernstein L.P. 29-Mar-2021 DISPOSAL -2,121 6,437.66 AUD
AllianceBernstein L.P. 21-Apr-2021 ACQUISITION 1,618,610 4,370,247.00 AUD
AllianceBernstein L.P. 22-Apr-2021 ACQUISITION 1,263,935 AUD
AllianceBernstein Investment
Management Australia Limited
27-Nov-2020 ACQUISITION 102,033 393,286.20 AUD
AllianceBernstein Investment
Management Australia Limited
07-Dec-2020 ACQUISITION 197,180 759,359.90 AUD
AllianceBernstein Investment
Management Australia Limited
08-Dec-2020 ACQUISITION 61,200 234,396.00 AUD
AllianceBernstein Investment
Management Australia Limited
11-Dec-2020 ACQUISITION 436,715 1,623,313.33 AUD
AllianceBernstein Investment
Management Australia Limited
11-Dec-2020 DISPOSAL -15,550 58,934.50 AUD
AllianceBernstein Investment
Management Australia Limited
11-Dec-2020 ACQUISITION 1,312,066 4,867,764.86 AUD
AllianceBernstein Investment
Management Australia Limited
14-Dec-2020 ACQUISITION 347,375 1,306,616.33 AUD
AllianceBernstein Investment
Management Australia Limited
15-Dec-2020 DISPOSAL -73,690 273,389.90 AUD
AllianceBernstein Investment
Management Australia Limited
16-Dec-2020 DISPOSAL -97,980 365,465.40 AUD
AllianceBernstein Investment
Management Australia Limited
17-Dec-2020 DISPOSAL -34,630 127,784.70 AUD
AllianceBernstein Investment
Management Australia Limited
18-Dec-2020 ACQUISITION 62,710 242,687.70 AUD
AllianceBernstein Investment
Management Australia Limited
06-Jan-2021 ACQUISITION 182,610 708,435.50 AUD
AllianceBernstein Investment
Management Australia Limited
15-Feb-2021 ACQUISITION 55,120 192,920.00 AUD
AllianceBernstein Investment
Management Australia Limited
24-Feb-2021 ACQUISITION 283,060 936,277.56 AUD
AllianceBernstein Investment
Management Australia Limited
22-Apr-2021 ACQUISITION 7,928,531 AUD
AllianceBernstein L.P. 12-May-2021 ACQUISITION 10,925 28,842.00 AUD
AllianceBernstein L.P. 27-May-2021 DISPOSAL -7,660 19,533.00 AUD
AllianceBernstein L.P. 01-Jun-2021 DISPOSAL -18,192 47,841.32 AUD
AllianceBernstein L.P. 09-Jun-2021 ACQUISITION 96,150 250,768.82 AUD
AllianceBernstein L.P. 23-Jun-2021 DISPOSAL -9,253 23,103.82 AUD
AllianceBernstein L.P. 01-Jul-2021 DISPOSAL -17,280 41,774.40 AUD
AllianceBernstein L.P. 12-Aug-2021 DISPOSAL -39,030 94,382.35 AUD
AllianceBernstein L.P. 19-Aug-2021 DISPOSAL -9,640 23,618.00 AUD
AllianceBernstein L.P. 24-Aug-2021 ACQUISITION 160,730 411,677.75 AUD
Legal Entity Trade Date Transaction Type Quantity Consideration
AllianceBernstein L.P. 25-Aug-2021 ACQUISITION 277,350 702,860.37 AUD
AllianceBernstein L.P. 31-Aug-2021 ACQUISITION 100,966 249,386.02 AUD
AllianceBernstein L.P. 24-Sep-2021 DISPOSAL -5,080 10,515.60 AUD
AllianceBernstein L.P. 01-Oct-2021 ACQUISITION 937 1,911.48 AUD
AllianceBernstein L.P. 12-Oct-2021 DISPOSAL -1,416,290 3,029,302.68 AUD
AllianceBernstein Investment
Management Australia Limited
13-May-2021 ACQUISITION 113,470 297,291.40 AUD
AllianceBernstein Investment
Management Australia Limited
10-Jun-2021 DISPOSAL -15,810 41,580.30 AUD
AllianceBernstein Investment
Management Australia Limited
05-Jul-2021 DISPOSAL -46,290 118,039.50 AUD
AllianceBernstein Investment
Management Australia Limited
12-Jul-2021 DISPOSAL -472,500 1,208,513.25 AUD
AllianceBernstein Investment
Management Australia Limited
22-Jul-2021 DISPOSAL -100,030 258,077.40 AUD
AllianceBernstein Investment
Management Australia Limited
04-Aug-2021 ACQUISITION 26,010 67,626.00 AUD
AllianceBernstein Investment
Management Australia Limited
11-Aug-2021 ACQUISITION 204,340 484,285.80 AUD
AllianceBernstein Investment
Management Australia Limited
12-Aug-2021 DISPOSAL -1,242,383 2,944,447.71 AUD
AllianceBernstein Investment
Management Australia Limited
17-Aug-2021 DISPOSAL -14,850 35,788.50 AUD
AllianceBernstein Investment
Management Australia Limited
31-Aug-2021 ACQUISITION 117,240 302,408.86 AUD
AllianceBernstein Investment
Management Australia Limited
22-Sep-2021 ACQUISITION 1,046,930 2,194,993.44 AUD
AllianceBernstein Investment
Management Australia Limited
01-Oct-2021 DISPOSAL -14,610 29,512.20 AUD
AllianceBernstein L.P. 13-Oct-2021 DISPOSAL -1,600,000 3,428,640.00 AUD
AllianceBernstein L.P. 14-Oct-2021 DISPOSAL -1,170,850 2,581,607.17 AUD