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REGIS RESOURCES LIMITED — Major Shareholding Notification 2021
Oct 17, 2021
65733_rns_2021-10-17_46ac0a70-c1fb-4718-af55-4ad4d854a067.pdf
Major Shareholding Notification
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Corporations Act 2001
Section 671B
Form 605
Notice of ceasing to be a substantial holder
| To Company Name/Scheme ACN/ARSN |
Regis Resources Ltd |
|---|---|
| 009 174 761 |
1. Details of substantial holder (1)
Name AXA Equitable Holdings Inc (”EQH”), AllianceBernstein Australia Limited (”ABAL”) ACN/ARSN (if applicable) 095 022 718 The holder ceased to be a substantial holder on 14-Oct-2021 The previous notice was given to the company on 30 November 2020 The previous notice was dated 26 November 2020
2. Changes in relevant interests
Particulars of each change in , or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change | Person whose relevant interest changed |
Nature of change (4) |
Consideration given in relation to change(5) |
Class (6) and number of securities affected |
Person’s votes affected |
|---|---|---|---|---|---|
| See Schedule 2 | See Schedule 2 | See Schedule 2 | See Schedule 2 | See Schedule 2 | See Schedule 2 |
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN(if applicable) | Nature of association |
| N/A |
4. Addresses
The addresses of persons named in this form are as follows:
| of persons named in this form are as follows: | |
|---|---|
| Name | Address |
| See Schedule 1 | See Schedule 1 |
| AllianceBernstein Australia Limited | Level 32,Aurora Place,88 PhillipStreet,Sydney,NSW 2000 |
Signature
| print name sign here |
Kristine Mitchell capacity AllianceBernstein Australia Limited |
|---|---|
| date 18-Oct-2021 |
Schedule 1
| Entity | Locale |
|---|---|
| AB (Shanghai) Investment Consulting Co., Ltd. | China |
| AB(Shanghai)Overseas Investment Fund Management Co., Ltd. | China |
| AB Bernstein Israel Ltd | Israel |
| AB Custom Alternative Solutions LLC | USA |
| AB Europe GmbH | Germany |
| AB Private Credit Investors LLC | USA |
| AB Trust Company,LLC | USA |
| Alliance Capital(Mauritius)Private Limited | Mauritius |
| Alliance Capital Management LLC | USA |
| AllianceBernstein(Argentina)S.R.L. | Argentina |
| AllianceBernstein(Chile)SpA | Chile |
| AllianceBernstein(France)SAS | France |
| AllianceBernstein(Luxembourg)S.à r.l | Luxembourg |
| AllianceBernstein(Mexico), S. de R. L. de C. V. | Mexico |
| AllianceBernstein(Singapore)Limited | Singapore |
| AllianceBernstein Administradora de Carteiras(Brasil)Ltda. | Brazil |
| AllianceBernstein Asset Management (Korea) Ltd. | Korea |
| AllianceBernstein Australia Limited | Australia |
| AllianceBernstein Canada, Inc | Canada |
| AllianceBernstein Corporation of Delaware | USA |
| AllianceBernstein Global Derivatives Corporation | USA |
| AllianceBernstein HoldingL.P | USA |
| AllianceBernstein Holdings(Cayman)Ltd. | Cayman Islands |
| AllianceBernstein Holdings Limited | UK |
| AllianceBernstein HongKongLimited | HongKong |
| AllianceBernstein International LLC | USA |
| AllianceBernstein Investment Management Australia Limited | Australia |
| AllianceBernstein Investment Research and Management (India) Private Ltd. |
India |
| AllianceBernstein Investments Taiwan Limited | Taiwan |
| AllianceBernstein Investments, Inc | USA |
| AllianceBernstein Investor Services, Inc. | USA |
| AllianceBernstein Japan Ltd. | Japan |
| AllianceBernstein L.P. | USA |
| AllianceBernstein Limited | UK |
| AllianceBernstein Oceanic Corporation | USA |
| AllianceBernstein Preferred Limited | UK |
| AllianceBernstein Real Estate Investments LLC | USA |
| AllianceBernstein Schweiz AG | Switzerland |
| AllianceBernstein Services Limited | UK |
| AllianceBernstein Solutions(India)Private Limited | India |
| Alpha Units Holdings, Inc | USA |
| Autonomous Research Asia Limited† (HongKong) | HongKong |
| Autonomous Research LLP | UK |
| Autonomous Research LLP | USA |
|---|---|
| AXA Equitable Financial Services, LLC | USA |
| AXA Equitable Holdings, Inc. | USA |
| AXA Equitable Life Insurance Company | USA |
| CPH Capital Fondsmæglerselskab A/S | Denmark |
| MONY Life Insurance Companyof the US | USA |
| Sanford C. Bernstein & Co., LLC | USA |
| Sanford C. Bernstein(Canada)Limited | Canada |
| Sanford C. Bernstein(HongKong)Limited | HongKong |
| Sanford C. Bernstein(India)Pte Limited(India) | India |
| Sanford C. Bernstein(Schweiz)GmbH | Switzerland |
| Sanford C. Bernstein “Australia” PtyLtd | Australia |
| Sanford C. Bernstein Ireland Limited | Ireland |
| Sanford C. Bernstein Limited | UK |
| W.P. Stewart & Co., LLC | USA |
| W.P. Stewart Asset Management(NA), LLC | USA |
| W.P. Stewart Asset Management LLC | USA |
| W.P. Stewart Fund Management S.A. | USA |
| W.P. Stewart Securities LLC | USA |
| WPS Advisors, LLC | USA |
Schedule of Transactions - Schedule 2
27 Nov 2020 to 14-Oct-2021
| Legal Entity | Trade Date | Transaction Type | Quantity | Consideration |
| AllianceBernstein L.P. | 27-Nov-2020 | ACQUISITION | 15,080 | 58,125.86 AUD |
| AllianceBernstein L.P. | 14-Dec-2020 | ACQUISITION | 370,090 | 1,392,056.53 AUD |
| AllianceBernstein L.P. | 14-Dec-2020 | DISPOSAL | -42,519 | 156,267.27 AUD |
| AllianceBernstein L.P. | 22-Dec-2020 | DISPOSAL | -1,758 | 6,803.46 AUD |
| AllianceBernstein L.P. | 08-Jan-2021 | ACQUISITION | 41,190 | 159,944.89 AUD |
| AllianceBernstein L.P. | 14-Jan-2021 | DISPOSAL | -49,240 | 184,462.89 AUD |
| AllianceBernstein L.P. | 10-Feb-2021 | DISPOSAL | -3,630 | 13,031.70 AUD |
| AllianceBernstein L.P. | 09-Mar-2021 | DISPOSAL | -5,920 | 17,760.00 AUD |
| AllianceBernstein L.P. | 29-Mar-2021 | DISPOSAL | -2,121 | 6,437.66 AUD |
| AllianceBernstein L.P. | 21-Apr-2021 | ACQUISITION | 1,618,610 | 4,370,247.00 AUD |
| AllianceBernstein L.P. | 22-Apr-2021 | ACQUISITION | 1,263,935 | AUD |
| AllianceBernstein Investment Management Australia Limited |
27-Nov-2020 | ACQUISITION | 102,033 | 393,286.20 AUD |
| AllianceBernstein Investment Management Australia Limited |
07-Dec-2020 | ACQUISITION | 197,180 | 759,359.90 AUD |
| AllianceBernstein Investment Management Australia Limited |
08-Dec-2020 | ACQUISITION | 61,200 | 234,396.00 AUD |
| AllianceBernstein Investment Management Australia Limited |
11-Dec-2020 | ACQUISITION | 436,715 | 1,623,313.33 AUD |
| AllianceBernstein Investment Management Australia Limited |
11-Dec-2020 | DISPOSAL | -15,550 | 58,934.50 AUD |
| AllianceBernstein Investment Management Australia Limited |
11-Dec-2020 | ACQUISITION | 1,312,066 | 4,867,764.86 AUD |
| AllianceBernstein Investment Management Australia Limited |
14-Dec-2020 | ACQUISITION | 347,375 | 1,306,616.33 AUD |
| AllianceBernstein Investment Management Australia Limited |
15-Dec-2020 | DISPOSAL | -73,690 | 273,389.90 AUD |
| AllianceBernstein Investment Management Australia Limited |
16-Dec-2020 | DISPOSAL | -97,980 | 365,465.40 AUD |
| AllianceBernstein Investment Management Australia Limited |
17-Dec-2020 | DISPOSAL | -34,630 | 127,784.70 AUD |
| AllianceBernstein Investment Management Australia Limited |
18-Dec-2020 | ACQUISITION | 62,710 | 242,687.70 AUD |
| AllianceBernstein Investment Management Australia Limited |
06-Jan-2021 | ACQUISITION | 182,610 | 708,435.50 AUD |
| AllianceBernstein Investment Management Australia Limited |
15-Feb-2021 | ACQUISITION | 55,120 | 192,920.00 AUD |
| AllianceBernstein Investment Management Australia Limited |
24-Feb-2021 | ACQUISITION | 283,060 | 936,277.56 AUD |
| AllianceBernstein Investment Management Australia Limited |
22-Apr-2021 | ACQUISITION | 7,928,531 | AUD |
| AllianceBernstein L.P. | 12-May-2021 | ACQUISITION | 10,925 | 28,842.00 AUD |
| AllianceBernstein L.P. | 27-May-2021 | DISPOSAL | -7,660 | 19,533.00 AUD |
| AllianceBernstein L.P. | 01-Jun-2021 | DISPOSAL | -18,192 | 47,841.32 AUD |
| AllianceBernstein L.P. | 09-Jun-2021 | ACQUISITION | 96,150 | 250,768.82 AUD |
| AllianceBernstein L.P. | 23-Jun-2021 | DISPOSAL | -9,253 | 23,103.82 AUD |
| AllianceBernstein L.P. | 01-Jul-2021 | DISPOSAL | -17,280 | 41,774.40 AUD |
| AllianceBernstein L.P. | 12-Aug-2021 | DISPOSAL | -39,030 | 94,382.35 AUD |
| AllianceBernstein L.P. | 19-Aug-2021 | DISPOSAL | -9,640 | 23,618.00 AUD |
| AllianceBernstein L.P. | 24-Aug-2021 | ACQUISITION | 160,730 | 411,677.75 AUD |
| Legal Entity | Trade Date | Transaction Type | Quantity | Consideration |
| AllianceBernstein L.P. | 25-Aug-2021 | ACQUISITION | 277,350 | 702,860.37 AUD |
| AllianceBernstein L.P. | 31-Aug-2021 | ACQUISITION | 100,966 | 249,386.02 AUD |
| AllianceBernstein L.P. | 24-Sep-2021 | DISPOSAL | -5,080 | 10,515.60 AUD |
| AllianceBernstein L.P. | 01-Oct-2021 | ACQUISITION | 937 | 1,911.48 AUD |
| AllianceBernstein L.P. | 12-Oct-2021 | DISPOSAL | -1,416,290 | 3,029,302.68 AUD |
| AllianceBernstein Investment Management Australia Limited |
13-May-2021 | ACQUISITION | 113,470 | 297,291.40 AUD |
| AllianceBernstein Investment Management Australia Limited |
10-Jun-2021 | DISPOSAL | -15,810 | 41,580.30 AUD |
| AllianceBernstein Investment Management Australia Limited |
05-Jul-2021 | DISPOSAL | -46,290 | 118,039.50 AUD |
| AllianceBernstein Investment Management Australia Limited |
12-Jul-2021 | DISPOSAL | -472,500 | 1,208,513.25 AUD |
| AllianceBernstein Investment Management Australia Limited |
22-Jul-2021 | DISPOSAL | -100,030 | 258,077.40 AUD |
| AllianceBernstein Investment Management Australia Limited |
04-Aug-2021 | ACQUISITION | 26,010 | 67,626.00 AUD |
| AllianceBernstein Investment Management Australia Limited |
11-Aug-2021 | ACQUISITION | 204,340 | 484,285.80 AUD |
| AllianceBernstein Investment Management Australia Limited |
12-Aug-2021 | DISPOSAL | -1,242,383 | 2,944,447.71 AUD |
| AllianceBernstein Investment Management Australia Limited |
17-Aug-2021 | DISPOSAL | -14,850 | 35,788.50 AUD |
| AllianceBernstein Investment Management Australia Limited |
31-Aug-2021 | ACQUISITION | 117,240 | 302,408.86 AUD |
| AllianceBernstein Investment Management Australia Limited |
22-Sep-2021 | ACQUISITION | 1,046,930 | 2,194,993.44 AUD |
| AllianceBernstein Investment Management Australia Limited |
01-Oct-2021 | DISPOSAL | -14,610 | 29,512.20 AUD |
| AllianceBernstein L.P. | 13-Oct-2021 | DISPOSAL | -1,600,000 | 3,428,640.00 AUD |
| AllianceBernstein L.P. | 14-Oct-2021 | DISPOSAL | -1,170,850 | 2,581,607.17 AUD |