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REGIS RESOURCES LIMITED Major Shareholding Notification 2021

Dec 22, 2021

65733_rns_2021-12-22_2435f68a-5048-49bf-aa65-87f78748810e.pdf

Major Shareholding Notification

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Form 604 Corporations Act 2001

Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme Regis Resources Limited
ACN/ARSN 009 174 761
1. Details of substantial holder (1)
Name Van Eck Associates Corporation (and its associates referred to in paragraph 6).
ACN/ARSN (if applicable) N/A
There was a change in the interests of thesubstantial holder onThe previous notice was given to the company onThe previous notice was dated 17/12/202123/06/202122/06/2021

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Previous notice Present notice
Class of securities (4) Person's votes Voting power (5) Person's votes Voting power (5)
Ordinary shares 81,609,836 10.82% 71,716,067 9.50%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date ofchange Person whoserelevant interestchanged Nature ofchange (6) Considerationgiven in relationto change (7) Class andnumber ofsecuritiesaffected Person's votesaffected
Van Eck AssociatesCorporation (VEAC) See Annexure A

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of Registered Person entitled Nature of Class and Person's votes
relevant holder of to be registered relevant number of
interest securities as holder (8) interest (6) securities
VEAC State Street Bank andTrust Company ascustodian for VanEckVectors Gold MinersETF VanEck Gold MinersETF (GDX) VEAC holds its relevantinterest by having thepower to exercise, controlthe exercise of, orinfluence the exercise of,the voting powers ordisposal of the securitiesto which the relevantinterest relates in theordinary course ofinvestment managementbusiness. Ordinary shares34,033,535 4.51%
VEAC State Street Bank andTrust Company ascustodian for VanEckVectors Junior GoldMiners ETF VanEck Junior GoldMiners ETF (GDXJ) Same as above. Ordinary shares31,423,015 4.16%
VEAC State Street AustraliaLimited as custodianfor VanEck VectorsAustralian ResourcesETF VanEck VectorsAustralian ResourcesETF (MVR.AU) Same as above. Ordinary shares399,450 0.05%
VEAC State Street AustraliaLimited as custodianfor VanEck VectorsSmall Cap DividendPayers ETF VanEck VectorsSmall Cap DividendPayers ETF(MVS.AU) Same as above. Ordinary shares389,434 0.05%
VEAC State Street CustodialServices (Ireland)Limited as custodianfor VanEck VectorsGlobal Mining UCITSETF VanEck Vectors GoldMining UCITS ETF(UCTGDIG) Same as above. Ordinary shares140,028 0.02%
VEAC State Street CustodialServices (Ireland)Limited as custodianfor VanEck VectorsGold Miners UCITSETF VanEck Vectors GoldMiners UCITS ETF(UCTGDX) Same as above. Ordinary shares1,839,129 0.24%
VEAC State Street CustodialServices (Ireland)Limited as custodianfor VanEck VectorsJunior Gold MinersUCITS ETF VanEck Vectors JuniorGold Miners UCITSETF (UCTGDXJ) Same as above. Ordinary shares3,491,476 0.46%

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association

6. Addresses

The addresses of persons named in this form are as follows:

Name Address
VEAC 666 Third Avenue, New York, NY 10017
Van Eck Securities Corporation 666 Third Avenue, New York, NY 10017
Van Eck Absolute Return Advisers, Inc. 666 Third Avenue, New York, NY 10017
VanEck Australia Pty Ltd Level 4 Aurora Place, 88 Phillip Street, Sydney NSW 2000
VanEck Investments Limited Level 4 Aurora Place, 88 Phillip Street, Sydney NSW 2000
VanEck Asset Management B.V. Barbara Strozzilaan 310, 1083 HN Amsterdam, Netherlands

Signature

print name Ashley Sousa capacity Manager
sign here date 22/12/2021

DIRECTIONS

  • (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
  • (2) See the definition of "associate" in section 9 of the Corporations Act 2001.
  • (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
  • (4) The voting shares of a company constitute one class unless divided into separate classes.
  • (5) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
  • (6) Include details of:
  • (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
  • (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • (7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included on any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
  • (8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown'".
  • (9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
Holder of relevant Consideration Consideration
interest Date of Acquisition B/S Cash Non-Cash Number of Securities
GDX 06/21/2021 B - In-Kind 255,780
GDX 06/22/2021 B - In-Kind 132,300
GDX 06/23/2021 B - In-Kind 57,330
GDX 06/24/2021 B - In-Kind 30,870
GDX 06/25/2021 B - In-Kind 8,820
GDX 06/29/2021 B - In-Kind 110,250
GDX 06/30/2021 B - In-Kind 26,466
GDX 07/01/2021 B - In-Kind 26,466
GDX 07/13/2021 S - In-Kind 92,610
GDX 07/14/2021 S - In-Kind 105,840
GDX 07/16/2021 S - In-Kind 97,020
GDX 07/21/2021 S - In-Kind 105,840
GDX 07/22/2021 S - In-Kind 66,150
GDX 07/23/2021 S - In-Kind 13,230
GDX 07/26/2021 S - In-Kind 97,020
GDX 07/27/2021 S - In-Kind 97,020
GDX 07/29/2021 B - In-Kind 17,636
GDX 08/11/2021 B 102,884.94 - 43,381
GDX 08/13/2021 S - In-Kind 110,225
GDX 08/16/2021 S - In-Kind 17,636
GDX 08/25/2021 S - In-Kind 132,270
GDX 08/26/2021 S - In-Kind 119,043
GDX 08/27/2021 S - In-Kind 61,810
GDX 09/02/2021 S - In-Kind 110,575
GDX 09/07/2021 S - In-Kind 88,460
GDX 09/09/2021 S - In-Kind 39,879
GDX 09/15/2021 B - In-Kind 146,289
GDX 09/17/2021 B - In-Kind 35,472
GDX 09/17/2021 B 2,216,144.98 - 1,075,046
GDX 09/20/2021 B - In-Kind 345,192
GDX 09/21/2021 B - In-Kind 90,840
GDX 09/22/2021 S - In-Kind 18,168
GDX 09/27/2021 S - In-Kind 172,634
GDX 09/30/2021 B - In-Kind 109,056
GDX 10/01/2021 S - In-Kind 131,776
GDX 10/04/2021 S - In-Kind 18,184
GDX 10/05/2021 S - In-Kind 90,900
GDX 10/06/2021 S - In-Kind 113,625
GDX 10/07/2021 S - In-Kind 59,085
GDX 10/25/2021 B - In-Kind 109,056
GDX 10/27/2021 B - In-Kind 109,032
GDX 10/29/2021 B - In-Kind 68,145
GDX 11/03/2021 B - In-Kind 136,290

This is Annexure A of 2 pages referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant Consideration Consideration
interest Date of Acquisition B/S Cash Non-Cash Number of Securities
GDX 11/05/2021 B - In-Kind 204,435
GDX 11/05/2021 B 160,570.93 - 82,498
GDX 11/08/2021 B - In-Kind 18,172
GDX 11/09/2021 B - In-Kind 113,575
GDX 11/10/2021 B - In-Kind 40,887
GDX 11/11/2021 B - In-Kind 49,973
GDX 11/15/2021 S - In-Kind 54,516
GDX 11/23/2021 S - In-Kind 9,088
GDX 11/29/2021 B - In-Kind 18,176
GDX 12/01/2021 S - In-Kind 50,050
GDX 12/02/2021 S - In-Kind 186,550
GDX 12/07/2021 B - In-Kind 18,204
GDX 12/14/2021 S - In-Kind 164,088
GDX 12/15/2021 S - In-Kind 232,458
GDX 12/16/2021 S - In-Kind 59,254
GDX 12/17/2021 S - In-Kind 132,182
GDX 12/17/2021 S 7,750,862.86 - 4,060,886
GDXJ 06/25/2021 B - In-Kind 99,528
GDXJ 07/01/2021 B - In-Kind 99,552
GDXJ 07/16/2021 B - In-Kind 99,522
GDXJ 07/22/2021 S - In-Kind 199,056
GDXJ 07/29/2021 B - In-Kind 99,522
GDXJ 07/30/2021 B - In-Kind 116,102
GDXJ 08/02/2021 B - In-Kind 66,340
GDXJ 08/09/2021 S - In-Kind 165,850
GDXJ 08/13/2021 S - In-Kind 132,680
GDXJ 08/16/2021 S - In-Kind 248,790
GDXJ 08/17/2021 S - In-Kind 116,102
GDXJ 08/20/2021 S - In-Kind 165,790
GDXJ 08/24/2021 S - In-Kind 132,648
GDXJ 08/25/2021 S - In-Kind 82,915
GDXJ 08/27/2021 S - In-Kind 116,088
GDXJ 08/31/2021 S - In-Kind 99,546
GDXJ 09/03/2021 S - In-Kind 66,400
GDXJ 09/07/2021 S - In-Kind 182,589
GDXJ 09/08/2021 S - In-Kind 448,173
GDXJ 09/09/2021 S - In-Kind 49,803
GDXJ 09/10/2021 S - In-Kind 232,442
GDXJ 09/17/2021 S 7,036,558.84 - 3,418,198
GDXJ 09/20/2021 B - In-Kind 104,923
GDXJ 09/21/2021 B - In-Kind 149,880
GDXJ 09/22/2021 B - In-Kind 104,951
GDXJ 10/04/2021 B - In-Kind 135,081

This is Annexure A of 2 pages referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant Consideration Consideration
interest Date of Acquisition B/S Cash Non-Cash Number of Securities
GDXJ 10/13/2021 B - In-Kind 45,009
GDXJ 10/15/2021 B - In-Kind 75,010
GDXJ 10/19/2021 S - In-Kind 90,012
GDXJ 10/21/2021 S - In-Kind 60,000
GDXJ 10/22/2021 S - In-Kind 135,000
GDXJ 10/25/2021 S - In-Kind 120,000
GDXJ 11/10/2021 B - In-Kind 104,881
GDXJ 11/12/2021 B - In-Kind 104,874
GDXJ 11/16/2021 B - In-Kind 179,448
GDXJ 12/07/2021 B - In-Kind 14,963
GDXJ 12/16/2021 S - In-Kind 344,402
GDXJ 12/17/2021 S 1,290,376.43 - 676,063
MVRAU 06/30/2021 S 26,407.86 - 11,191
MVRAU 07/08/2021 B - In-Kind 30,856
MVRAU 07/22/2021 S - In-Kind 15,426
MVRAU 08/11/2021 B 7,730.69 - 3,261
MVRAU 08/16/2021 B 2,647.49 - 1,103
MVRAU 08/20/2021 B 4,552.53 - 1,881
MVRAU 08/26/2021 B 2,986.56 - 1,209
MVRAU 08/27/2021 B 2,278.98 - 915
MVRAU 09/01/2021 B 10,738.87 - 4,329
MVRAU 09/01/2021 B - In-Kind 31,272
MVRAU 09/03/2021 B 14,706.51 - 6,152
MVRAU 09/06/2021 S 9,966.20 - 4,171
MVRAU 09/09/2021 B 3,147.11 - 1,484
MVRAU 09/17/2021 S 501,556.44 - 243,474
MVRAU 10/12/2021 S - In-Kind 15,753
MVRAU 10/26/2021 S 13,223.75 - 6,180
MVRAU 12/03/2021 S - In-Kind 5,188
MVRAU 12/17/2021 S 110,206.67 - 57,703
UCTGDX 06/21/2021 B 23,151.21 - 9,449
UCTGDX 06/25/2021 S 62,911.97 - 25,369
UCTGDX 07/13/2021 B 37,193.61 - 14,585
UCTGDX 07/20/2021 B 25,295.58 - 9,804
UCTGDX 07/26/2021 B 23,576.18 - 9,430
UCTGDX 08/03/2021 B 24,567.26 - 9,448
UCTGDX 08/10/2021 B 22,801.10 - 9,421
UCTGDX 09/09/2021 B 48,995.65 - 23,110
UCTGDX 09/17/2021 B 98,366.60 - 47,746
UCTGDX 10/06/2021 B 21,869.80 - 10,267
UCTGDX 10/13/2021 B 10,547.57 - 4,816
UCTGDX 10/29/2021 B 30,703.54 - 15,351
UCTGDX 11/02/2021 B 14,722.78 - 7,628

This is Annexure A of 1 page referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant Consideration Consideration
interest Date of Acquisition B/S Cash Non-Cash Number of Securities
UCTGDX 11/16/2021 B 20,376.60 - 9,566
UCTGDX 11/29/2021 B 161,645.27 - 86,437
UCTGDX 12/08/2021 S 121,291.07 - 67,575
UCTGDX 12/17/2021 S 345,576.12 - 180,948
UCTGDXJ 07/12/2021 B 77,483.59 - 30,264
UCTGDXJ 07/28/2021 B 36,323.23 - 14,645
UCTGDXJ 08/03/2021 B 39,934.79 - 15,358
UCTGDXJ 08/03/2021 B 69,348.07 - 26,671
UCTGDXJ 08/09/2021 B 33,127.31 - 13,520
UCTGDXJ 09/08/2021 B 56,261.18 - 25,455
UCTGDXJ 09/17/2021 S 752,209.99 - 365,187
UCTGDXJ 10/15/2021 B 33,134.81 - 14,405
UCTGDXJ 10/19/2021 B 56,681.95 - 25,078
UCTGDXJ 11/09/2021 B 315,583.67 - 155,521
UCTGDXJ 11/15/2021 S 16,936.01 - 7,878
UCTGDXJ 11/16/2021 B 34,486.02 - 16,189
UCTGDXJ 11/17/2021 B 26,237.92 - 12,493
UCTGDXJ 11/19/2021 B 28,785.57 - 13,513
UCTGDXJ 11/22/2021 B 25,623.08 - 12,301
UCTGDXJ 12/07/2021 S 201,203.92 - 115,646
MVSAU 06/25/2021 S 4,713.18 - 1,901
MVSAU 06/28/2021 B 6,566.04 - 2,691
MVSAU 06/29/2021 S - In-Kind 135,954
MVSAU 06/30/2021 S 24,668.72 - 10,454
MVSAU 07/05/2021 S 5,455.50 - 2,123
MVSAU 07/15/2021 B 26,963.77 - 10,060
MVSAU 07/21/2021 S 2,465.00 - 963
MVSAU 08/06/2021 S - In-Kind 22,531
MVSAU 08/27/2021 B 2,886.55 - 1,159
MVSAU 08/31/2021 B 2,569.09 - 1,040
MVSAU 09/03/2021 B 3,136.37 - 1,312
MVSAU 09/06/2021 S 2,093.12 - 876
MVSAU 09/08/2021 B 3,120.86 - 1,412
MVSAU 09/15/2021 S - In-Kind 158,830
MVSAU 09/17/2021 S 57,690.30 - 28,005
MVSAU 09/24/2021 S 9,481.17 - 4,789
MVSAU 09/28/2021 B 1,166.92 - 614
MVSAU 10/22/2021 S - In-Kind 63,444
MVSAU 10/26/2021 S 2,627.63 - 1,228
MVSAU 11/01/2021 S 2,718.81 - 1,398
MVSAU 11/15/2021 S 2,764.14 - 1,286
MVSAU 11/30/2021 S 1,641.51 - 912
MVSAU 12/17/2021 B 22,231.71 - 11,639

This is Annexure A of 1 page referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant Consideration Consideration
interest Date of Acquisition B/S Cash Non-Cash Number of Securities
UCTGDIG 06/22/2021 B 13,835.35 - 5,623
UCTGDIG 06/24/2021 B 13,499.75 - 5,509
UCTGDIG 07/29/2021 B 13,777.17 - 5,423
UCTGDIG 09/09/2021 S 14,663.23 - 6,918
UCTGDIG 10/27/2021 B 12,383.06 - 6,129
UCTGDIG 10/28/2021 B 6,870.89 - 3,384
In-Kind transactions result from UCTGDIG receiving a basket of securities (including REGISRESOURCES LTD) in exchange for securities in UCTGDIG.

This is Annexure A of 1 page referred to in Form 604 - Notice of change of interests of substantial holder.