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REGIS RESOURCES LIMITED Major Shareholding Notification 2020

Sep 27, 2020

65733_rns_2020-09-27_4347c876-a581-4159-a1f9-95dfdef36a96.pdf

Major Shareholding Notification

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604 GUIDE page 1/1 13 March 2000

Form 604 Corporations Act 2001 Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme Regis Resources Limited

ACN/ARSN 009 174 761

1. Details of substantial holder (1)
Name
Van Eck Associates Corporation (and its associates referred to in paragraph 6).
ACN/ARSN (if applicable)
N/A
There was a change in the interests of the
substantial holder on
23/09/2020
The previous notice was given to the company on
22/04/2020
The previous notice was dated
21/04/2020
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a
relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Previous notice Present notice
Class of securities (4)
Person’s votes
Voting power(5) Person’s votes Voting power(5)
Ordinaryshares
50,114,089
9.86% 55,453,313 10.87%
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or
scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of
change
Person whose
relevant interest
changed
Nature of
change (6)
Consideration
given in relation
to change (7)
Class and
number of
securities
affected
Person’s votes
affected
Van Eck Associates
Corporation(VEAC)
See Annexure A
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of Registered Person entitled Nature of Class and
relevant holder of to be registered relevant number of Person’s votes
interest securities as holder (8) interest (6) securities
VEAC Bank of New York VanEck Vectors Gold VEAC holds its relevant Ordinary shares 5.65%
Mellon as custodian
for VanEck Vectors
Miners ETF (GDX) interest by having the
power to exercise, control
28,828,666
Gold Miners ETF the exercise of, or
influence the exercise of,
the voting powers or
disposal of the securities
VEAC Bank of New York VanEck Vectors Same as above. Ordinary shares 4.53%
Mellon as custodian Junior Gold Miners
for VanEck Vectors ETF (GDXJ) 23,110,736
Junior Gold Miners
ETF

ME_170069485_1

VEAC Bank of New York
Mellon as custodian
for VanEck Vectors
Australian Resources
ETF
VanEck Vectors
Australian Resources
ETF (MVR.AU)
Same as above. Ordinary shares
377,035
0.07%
VEAC Bank of New York
Mellon as custodian
for VanEck Vectors
Small Cap Dividend
Payers ETF
VanEck Vectors
Small Cap Dividend
Payers ETF
(MVS.AU)
Same as above. Ordinary shares
417,269
0.08%
VEAC Bank of New York
Mellon as custodian
for VanEck Vectors
Global Mining UCITS
ETF
VanEck Vectors
Global Mining UCITS
ETF (UCTGDIG)
Same as above. Ordinary shares
8,933
0.00%
VEAC Bank of New York
Mellon as custodian
for VanEck Vectors
Gold Miners UCITS
ETF
VanEck Vectors Gold
Miners UCITS ETF
(UCTGDX)
Same as above. Ordinary shares
1,347,790
0.26%
VEAC Bank of New York
Mellon as custodian
for VanEck Vectors
Junior Gold Miners
UCITS ETF
VanEck Vectors
Junior Gold Miners
UCITS ETF
(UCTGDXJ)
Same as above. Ordinary shares
1,362,884
0.27%

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association

6. Addresses

The addresses of persons named in this form are as follows:

Name Address
VEAC 666 Third Avenue, New York, NY 10017
Van Eck Securities Corporation 666 Third Avenue, New York, NY 10017
Van Eck Absolute Return Advisers, Inc. 666 Third Avenue, New York, NY 10017
VanEck Australia PtyLtd Level 4 Aurora Place, 88 PhillipStreet, SydneyNSW 2000
VanEck Investments Limited Level 4 Aurora Place, 88 PhillipStreet, SydneyNSW 2000

Signature

print name ANDREW TILZER
capacity
AVP
sign here
date
25/09/2020
DIRECTIONS
er of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and
trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar,
d to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members
paragraph 6 of the form.
f "associate" in section 9 of the Corporations Act 2001.
  • (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.

(2) See the definition of "associate" in section 9 of the Corporations Act 2001.

ME_170069485_1

(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.

  • (4) The voting shares of a company constitute one class unless divided into separate classes.

  • (5) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.

  • (6) Include details of:

  • (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

  • (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

  • See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • (7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included on any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

  • (8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write “unknown’”.

  • (9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

ME_170069485_1

This is Annexure A of 2 pages referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant
interest
Date of Acquisition B/S Consideration
Cash
Consideration
Non-Cash
Number of Securities
GDX 04/22/2020 B - In-Kind 95,850
GDX 04/23/2020 B - In-Kind 172,530
GDX 04/24/2020 B - In-Kind 159,800
GDX 04/29/2020 B - In-Kind 271,575
GDX 05/01/2020 B - In-Kind 6,392
GDX 05/04/2020 B - In-Kind 159,800
GDX 05/06/2020 B - In-Kind 172,584
GDX 05/11/2020 B - In-Kind 159,800
GDX 05/14/2020 B - In-Kind 172,530
GDX 05/15/2020 B - In-Kind 95,850
GDX 05/18/2020 B - In-Kind 3,195
GDX 05/19/2020 B - In-Kind 95,850
GDX 05/20/2020 B - In-Kind 338,670
GDX 05/21/2020 B - In-Kind 6,390
GDX 05/22/2020 B - In-Kind 159,800
GDX 05/26/2020 B - In-Kind 3,196
GDX 05/27/2020 B - In-Kind 12,780
GDX 05/28/2020 B - In-Kind 178,920
GDX 05/29/2020 B - In-Kind 9,588
GDX 06/01/2020 B - In-Kind 134,274
GDX 06/10/2020 B - In-Kind 6,396
GDX 06/11/2020 B - In-Kind 175,945
GDX 06/15/2020 S - In-Kind 124,761
GDX 06/17/2020 S - In-Kind 275,114
GDX 06/19/2020 S - In-Kind 9,597
GDX 06/19/2020 B 326,975.52 - 64,068
GDX 06/22/2020 S - In-Kind 35,244
GDX 06/23/2020 B - In-Kind 86,508
GDX 06/25/2020 S - In-Kind 9,612
GDX 06/26/2020 B - In-Kind 118,548
GDX 06/29/2020 B - In-Kind 96,120
GDX 06/30/2020 B - In-Kind 25,632
GDX 07/06/2020 S - In-Kind 22,428
GDX 07/07/2020 S - In-Kind 96,120
GDX 07/08/2020 S - In-Kind 38,448
GDX 07/09/2020 S - In-Kind 80,100
GDX 07/13/2020 S - In-Kind 22,428
GDX 07/14/2020 S - In-Kind 48,060
GDX 07/15/2020 S - In-Kind 6,408
GDX 07/20/2020 B - In-Kind 128,160
GDX 07/21/2020 B - In-Kind 3,204
GDX 07/22/2020 S - In-Kind 70,488
GDX 07/24/2020 S - In-Kind 201,789
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This is Annexure A of 2 pages referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant
interest
Date of Acquisition B/S Consideration
Cash
Consideration
Non-Cash
Number of Securities
GDX 07/27/2020 S - In-Kind 48,045
GDX 07/28/2020 S - In-Kind 54,451
GDX 07/30/2020 S - In-Kind 3,203
GDX 08/04/2020 S - In-Kind 60,857
GDX 08/05/2020 B - In-Kind 83,278
GDX 08/10/2020 B - In-Kind 16,015
GDX 08/11/2020 S - In-Kind 60,857
GDX 08/12/2020 B - In-Kind 28,827
GDX 08/13/2020 S - In-Kind 121,714
GDX 08/17/2020 B - In-Kind 12,812
GDX 08/18/2020 S - In-Kind 57,654
GDX 08/19/2020 S - In-Kind 64,060
GDX 08/24/2020 S - In-Kind 35,244
GDX 08/25/2020 B - In-Kind 22,435
GDX 08/26/2020 B - In-Kind 201,915
GDX 08/27/2020 B - In-Kind 25,640
GDX 09/02/2020 S - In-Kind 32,060
GDX 09/04/2020 B - In-Kind 121,828
GDX 09/08/2020 B - In-Kind 230,832
GDX 09/10/2020 S - In-Kind 3,209
GDX 09/11/2020 S - In-Kind 19,260
GDX 09/16/2020 S - In-Kind 89,852
GDX 09/17/2020 S - In-Kind 73,807
GDX 09/18/2020 S - In-Kind 3,209
GDX 09/18/2020 B 6,541,990.83 - 1,175,794
GDX 09/21/2020 S - In-Kind 6,684
GDX 09/22/2020 B - In-Kind 23,387
GDX 09/23/2020 B - In-Kind 123,617
GDXJ 04/20/2020 S - In-Kind 101,560
GDXJ 04/27/2020 S - In-Kind 81,240
GDXJ 04/29/2020 S - In-Kind 406,160
GDXJ 05/06/2020 S - In-Kind 284,116
GDXJ 05/11/2020 S - In-Kind 162,352
GDXJ 05/14/2020 S - In-Kind 233,381
GDXJ 05/20/2020 B - In-Kind 142,030
GDXJ 05/21/2020 B - In-Kind 142,030
GDXJ 05/22/2020 B - In-Kind 81,160
GDXJ 05/29/2020 B - In-Kind 405,840
GDXJ 06/02/2020 S - In-Kind 40,576
GDXJ 06/10/2020 S - In-Kind 71,015
GDXJ 06/11/2020 B - In-Kind 81,144
GDXJ 06/15/2020 S - In-Kind 263,744
GDXJ 06/16/2020 B - In-Kind 131,846

This is Annexure A of 1 page referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant
interest
Date of Acquisition B/S Consideration
Cash
Consideration
Non-Cash
Number of Securities
GDXJ 06/17/2020 S - In-Kind 192,717
GDXJ 06/19/2020 B 552,934.43 - 108,386
GDXJ 06/23/2020 S - In-Kind 61,278
GDXJ 06/24/2020 S - In-Kind 51,065
GDXJ 06/26/2020 S - In-Kind 142,982
GDXJ 07/08/2020 B - In-Kind 20,422
GDXJ 07/09/2020 B - In-Kind 71,302
GDXJ 07/10/2020 B - In-Kind 122,232
GDXJ 07/17/2020 B - In-Kind 81,488
GDXJ 07/21/2020 B - In-Kind 101,840
GDXJ 07/22/2020 B - In-Kind 81,480
GDXJ 07/23/2020 B - In-Kind 112,024
GDXJ 07/27/2020 S - In-Kind 30,552
GDXJ 07/28/2020 B - In-Kind 81,464
GDXJ 07/29/2020 S 507,706.96 - 87,597
GDXJ 08/05/2020 B - In-Kind 294,379
GDXJ 08/10/2020 B - In-Kind 101,510
GDXJ 08/12/2020 S - In-Kind 40,608
GDXJ 08/14/2020 S - In-Kind 30,465
GDXJ 08/18/2020 B - In-Kind 81,240
GDXJ 08/19/2020 B - In-Kind 20,310
GDXJ 09/02/2020 S - In-Kind 30,483
GDXJ 09/10/2020 S - In-Kind 40,672
GDXJ 09/14/2020 S - In-Kind 50,865
GDXJ 09/18/2020 B 3,506,598.42 - 630,242
GDXJ 09/21/2020 B 346,979.68 - 63,390
GDXJ 09/23/2020 B - In-Kind 31,416
MVRAU 05/08/2020 B - In-Kind 34,914
MVRAU 05/19/2020 B - In-Kind 5,818
MVRAU 05/19/2020 B - In-Kind 11,636
MVRAU 05/20/2020 B - In-Kind 11,636
MVRAU 05/25/2020 B - In-Kind 5,818
MVRAU 06/19/2020 S 111,042.30 - 21,773
MVRAU 06/30/2020 S 29,171.78 - 5,590
MVRAU 07/07/2020 B - In-Kind 5,281
MVRAU 07/22/2020 B - In-Kind 5,281
MVRAU 07/29/2020 B - In-Kind 5,280
MVRAU 08/05/2020 B 2,422.82 - 412
MVRAU 08/07/2020 B - In-Kind 5,288
MVRAU 08/21/2020 B - In-Kind 5,290
MVRAU 08/21/2020 B 4,878.00 - 882
MVRAU 08/24/2020 B 2,598.11 - 468
MVRAU 08/26/2020 B - In-Kind 31,872

This is Annexure A of 1 page referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant
interest
Date of Acquisition B/S Consideration
Cash
Consideration
Non-Cash
Number of Securities
MVRAU 08/28/2020 B 8,838.45 - 1,709
MVRAU 08/31/2020 B - In-Kind 21,360
MVRAU 08/31/2020 B - In-Kind 5,340
MVRAU 09/02/2020 B 4,387.51 - 826
MVRAU 09/07/2020 B 4,119.76 - 792
MVRAU 09/08/2020 B - In-Kind 10,726
MVRAU 09/18/2020 B 35,656.28 - 6,413
UCTGDX 04/24/2020 B 13,740.79 - 3,026
UCTGDX 04/29/2020 B 15,255.87 - 3,382
UCTGDX 04/29/2020 B 15,263.50 - 3,382
UCTGDX 05/07/2020 B 15,695.62 - 3,382
UCTGDX 05/12/2020 B 16,270.67 - 3,382
UCTGDX 05/14/2020 B 100,450.42 - 20,292
UCTGDX 05/15/2020 B 17,860.53 - 3,382
UCTGDX 05/19/2020 B 52,871.23 - 10,146
UCTGDX 05/20/2020 B 71,164.40 - 13,528
UCTGDX 05/29/2020 B 36,532.91 - 6,764
UCTGDX 06/01/2020 B 18,508.71 - 3,383
UCTGDX 06/01/2020 B 74,027.44 - 13,532
UCTGDX 06/10/2020 B 34,185.24 - 6,768
UCTGDX 06/15/2020 B 86,156.86 - 16,925
UCTGDX 06/16/2020 B 17,673.23 - 3,385
UCTGDX 06/19/2020 B 4,810.74 - 943
UCTGDX 06/22/2020 B 4,967.79 - 949
UCTGDX 06/22/2020 B 141,893.63 - 27,128
UCTGDX 06/23/2020 B 35,612.62 - 6,782
UCTGDX 06/24/2020 B 18,207.94 - 3,390
UCTGDX 06/24/2020 B 36,415.88 - 6,780
UCTGDX 06/25/2020 B 52,487.70 - 10,170
UCTGDX 06/25/2020 B 52,482.45 - 10,170
UCTGDX 07/06/2020 B 36,290.96 - 6,782
UCTGDX 07/07/2020 B 18,614.82 - 3,390
UCTGDX 07/08/2020 B 112,095.81 - 20,340
UCTGDX 07/08/2020 B 56,042.30 - 10,170
UCTGDX 07/13/2020 B 130,141.49 - 23,574
UCTGDX 07/21/2020 B 175,450.04 - 30,510
UCTGDX 07/21/2020 B 116,978.39 - 20,340
UCTGDX 07/24/2020 B 38,857.17 - 6,780
UCTGDX 07/27/2020 B 60,398.02 - 10,167
UCTGDX 08/04/2020 B 157,807.62 - 27,112
UCTGDX 08/04/2020 B 59,183.77 - 10,167
UCTGDX 08/06/2020 B 19,761.82 - 3,389
UCTGDX 08/12/2020 B 110,842.46 - 20,334

This is Annexure A of 2 pages referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant
interest
Date of Acquisition B/S Consideration
Cash
Consideration
Non-Cash
Number of Securities
UCTGDX 08/13/2020 B 36,879.69 - 6,778
UCTGDX 08/14/2020 B 37,614.32 - 6,776
UCTGDX 08/14/2020 B 18,807.16 - 3,388
UCTGDX 08/17/2020 B 18,948.30 - 3,389
UCTGDX 08/17/2020 B 37,896.60 - 6,778
UCTGDX 08/19/2020 B 366,458.07 - 64,391
UCTGDX 08/24/2020 B 112,876.27 - 20,334
UCTGDX 08/24/2020 B 37,625.42 - 6,778
UCTGDX 08/27/2020 B 145,068.21 - 26,760
UCTGDX 09/02/2020 B 180,151.22 - 33,920
UCTGDX 09/03/2020 B 17,777.63 - 3,392
UCTGDX 09/03/2020 B 53,332.90 - 10,176
UCTGDX 09/11/2020 B 89,127.66 - 16,975
UCTGDX 09/14/2020 B 18,138.27 - 3,396
UCTGDX 09/17/2020 B 18,846.02 - 3,395
UCTGDX 09/18/2020 B 297,050.63 - 53,389
UCTGDX 09/21/2020 B 36,661.27 - 6,813
UCTGDX 09/23/2020 B 18,421.03 - 3,535
UCTGDXJ 04/29/2020 S 3,366.61 - 747
UCTGDXJ 04/29/2020 S 38,380.27 - 8,516
UCTGDXJ 05/12/2020 S 122,832.45 - 25,542
UCTGDXJ 05/14/2020 B 252,886.67 - 51,078
UCTGDXJ 05/27/2020 B 127,201.32 - 25,084
UCTGDXJ 06/10/2020 B 343,797.98 - 68,072
UCTGDXJ 06/19/2020 B 42,720.21 - 8,374
UCTGDXJ 06/24/2020 B 276,443.02 - 51,474
UCTGDXJ 07/08/2020 S 10,395.60 - 1,888
UCTGDXJ 07/22/2020 B 93,775.35 - 15,945
UCTGDXJ 07/24/2020 B 49,041.42 - 8,557
UCTGDXJ 07/27/2020 B 50,838.75 - 8,557
UCTGDXJ 07/27/2020 B 203,334.65 - 34,228
UCTGDXJ 07/29/2020 S 15,480.96 - 2,671
UCTGDXJ 08/05/2020 B 100,356.39 - 17,064
UCTGDXJ 08/14/2020 B 189,407.14 - 34,124
UCTGDXJ 08/18/2020 B 50,110.47 - 8,535
UCTGDXJ 08/20/2020 B 47,287.82 - 8,534
UCTGDXJ 08/24/2020 B 94,746.35 - 17,068
UCTGDXJ 09/02/2020 B 181,365.25 - 34,152
UCTGDXJ 09/10/2020 B 227,342.46 - 42,725
UCTGDXJ 09/14/2020 B 91,321.58 - 17,098
UCTGDXJ 09/18/2020 B 200,876.32 - 36,118
UCTGDXJ 09/21/2020 B 25,730.14 - 4,682
MVSAU 04/29/2020 S 14,721.10 - 3,265
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This is Annexure A of 1 page referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant
interest
Date of Acquisition B/S Consideration
Cash
Consideration
Non-Cash
Number of Securities
MVSAU 04/30/2020 B - In-Kind 11,562
MVSAU 05/19/2020 S 21,714.52 - 4,169
MVSAU 06/15/2020 S 2,152.48 - 423
MVSAU 06/19/2020 B 6,759.36 - 1,325
MVSAU 06/19/2020 B 68,426.70 - 13,417
MVSAU 06/26/2020 B 7,517.83 - 1,451
MVSAU 06/30/2020 S 33,518.84 - 6,423
MVSAU 07/29/2020 S 2,162.68 - 373
MVSAU 08/05/2020 S 6,067.49 - 1,032
MVSAU 08/13/2020 S 4,411.36 - 811
MVSAU 09/01/2020 B - In-Kind 11,672
MVSAU 09/01/2020 S 6,179.17 - 1,151
MVSAU 09/04/2020 B 2,121.05 - 407
MVSAU 09/11/2020 B 3,571.18 - 680
MVSAU 09/18/2020 B 371,280.12 - 66,777
UCTGDIG 05/06/2020 B 3,588.17 - 768
UCTGDIG 07/15/2020 B 4,644.61 - 838
UCTGDIG 07/27/2020 B 13,531.47 - 2,277
UCTGDIG 08/14/2020 B 4,253.21 - 766
UCTGDIG 08/27/2020 S 4,144.43 - 765
UCTGDIG 09/17/2020 B 4,353.16 - 784
UCTGDIG 09/18/2020 S 3,223.35 - 580
In-Kind transactions result from UCTGDIG receiving a basket of securities (including REGIS
RESOURCES LTD) in exchange for securities in UCTGDIG.

==> picture [46 x 26] intentionally omitted <==

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