Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

REGIS RESOURCES LIMITED Major Shareholding Notification 2017

Jun 20, 2017

65733_rns_2017-06-20_3901b4a1-9269-4199-9679-9f197758923e.pdf

Major Shareholding Notification

Open in viewer

Opens in your device viewer

Form 604 Corporations Act 2001
Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme Regis Resources Limited
ACN/ARSN 009 174 761
Details of substantial holder (1)
1.
Name
ACN/ARSN (if applicable)
Van Eck Associates Corporation (and its associates referred to in paragraph 6).
N/A
There was a change in the interests of the
substantial holder on
The previous notice was given to the company on
The previous notice was dated
16/06/2017
16/06/2017
15/06/2017

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4) Previous notice Present notice
Person's votes Voting power (5) Person's votes Voting power (5)
Ordinary shares 84,204,818 $16.81\%$ 52.916.826 10.56%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
change
Person whose
relevant interest
changed
Nature of
change (6)
Consideration
given in relation
to change (7)
Class and
number of
securities
affected
Person's votes
affected
Van Eck Associates See Annexure A
Corporation (VEAC)

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of
relevant
interest
Registered
holder of
securities
Person entitled
to be registered
as holder (8)
Nature of
relevant
interest (6)
Class and
number of
securities
Person's votes
IVEAC Bank of New York
lMellon as custodian
lfor VanEck Vectors
IGold Miners ETF
Miners ETF (GDX) NanEck Vectors Gold IVEAC holds its relevant
linterest by having the
bower to exercise, control
the exercise of, or
linfluence the exercise of.
the voting powers or
disposal of the securities.
Ordinary shares
24,411,891
4.87%
VEAC Bank of New York
Mellon as custodian
for VanEck Vectors
Junior Gold Miners
ETF
VanEck Vectors
Junior Gold Miners
ETF (GDXJ)
Same as above. Ordinary shares
27,286,962
5.45%
VEAC Bank of New York
Mellon as custodian
for VanEck Vectors
Australian Resources
ETF
VanEck Vectors
Australian Resources
ETF (MVR.AU)
Same as above. Ordinary shares
168,479
0.03%
VEAC Bank of New York
Mellon as custodian
for VanEck Vectors
Small Cap Dividend
Payers ETF
VanEck Vectors
Small Cap Dividend
Payers ETF
(MVS.AU)
Same as above. Ordinary shares
279,399
0.06%
VEAC Bank of New York
Mellon as custodian
for VanEck Vectors
Gold Miners UCITS
ETF
VanEck Vectors Gold Same as above.
Miners UCITS ETF
(UCTGDX)
Ordinary shares
323,211
0.06%
VEAC Bank of New York
Mellon as custodian
for VanEck Vectors
Junior Gold Miners
UCITS ETF
VanEck Vectors
Junior Gold Miners
UCITS ETF
(UCTGDXJ)
Same as above. Ordinary shares
446,884
0.09%

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

(if
ACN/ARSN
Name
and
applicable)
_
______
_
Nature of association
_
______
_____

the control of the control of
and the company's company's company's
__ the contract of the contract of the contract of

6. Addresses

The addresses of persons named in this form are as follows:

Name Address
VEAC 666 Third Avenue, New York, NY 10017
Van Eck Securities Corporation 666 Third Avenue, New York, NY 10017
Van Eck Absolute Return Advisers, Inc. 666 Third Avenue, New York, NY 10017
VanEck Australia Pty Ltd Level 4 Aurora Place, 88 Phillip Street, Sydney NSW 2000
VanEck Investments Limited Level 4 Aurora Place, 88 Phillip Street, Sydney NSW 2000
Signature
print name Andrew Tilzer capacity AVP
sign here date 20/06/2017
DIRECTIONS
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and
trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar,
is clearly set out in paragraph 6 of the form. they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
(4) The voting shares of a company constitute one class unless divided into separate classes.
(5) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
(6) Include details of:
(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy
of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract,
scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the
securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
(7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may,
become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a
contingency. Details must be included on any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they
are not paid directly to the person from whom the relevant interest was acquired.
(8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".
(9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

This guide does not form part of the prescribed form GUIDE and is included by ASIC to assist you in completing and lodging form 604.

Signature This form must be signed by either a director or a secretary of the substantial holder.
Lodging period Nil
Lodging Fee Nil
Other forms to be
completed
Nil
Additional information (a) If additional space is required to complete a question, the information may be included on a separate piece of
paper annexed to the form.
(b) This notice must be given to a listed company, or the responsible entity for a listed managed investment scheme.
A copy of this notice must also be given to each relevant securities exchange.
(c) The person must give a copy of this notice:
$95 - 279$
within 2 business days after they become aware of the information; or
(i)
by 9.30 am on the next trading day of the relevant securities exchange after they become aware of the
(ii)
information if:
(A)
a takeover bid is made for voting shares in the company or voting interests in the scheme; and
(B)
the person becomes aware of the information during the bid period.
To make any annexure conform to the regulations, you must
Annexures 1 use A4 size paper of white or light pastel colour with a margin of at least 10mm on all sides
2 show the corporation name and A.C.N or ARBN
3 number the pages consecutively
4 print or type in BLOCK letters in dark blue or black ink so that the document is clearly legible when photocopied
5 identify the annexure with a mark such as A, B, C, etc.
6 endorse the annexure with the words:
This is annexure (mark) of (number) pages referred to in form (form number and title)
7 sign and date the annexure.
The annexure must be signed by the same person(s) who signed the form

Information in this guide is intended as a guide only. Please consult your accountant or solicitor for further advice.

Holder of relevant Consideration Consideration
interest Date of Acquisition B/S Cash Non-Cash Number of Securities
GDX 02/16/2017 B In-Kind 319,000
GDX 05/02/2017 S 2,623,579.93 816,704
GDX 05/08/2017 S 1,366,904.77 436,445
GDX 05/19/2017 S 959,346.78 293,234
GDX 05/22/2017 S 917,201.03 287,581
GDX 05/24/2017 S 5,704,919.77 1,791,707
GDX 05/25/2017 S 3,281,096.58 1,052,269
GDX 06/16/2017 S 6,305,427.66 1,777,421
GDXJ 04/26/2017 S 9,678,427.30 3,040,404
GDXJ 05/02/2017 B 4,259,318.15 1,324,949
GDXJ 05/11/2017 S 1,090,389.74 334,566
GDXJ 05/12/2017 S 1,447,714.08 441,040
GDXJ 05/15/2017 S 1,569,588.82 487,292
GDXJ 05/16/2017 S 1,593,688.46 495,281
GDXJ 05/17/2017 S 2,527,700.13 761,797
GDXJ 05/22/2017 B 1,475,134.11 459,967
GDXJ 05/24/2017 S 4,233,185.42 1,337,211
GDXJ 05/25/2017 S 3,161,332.98 1,012,562
GDXJ 06/13/2017 S 11,185,711.26 3,189,499
GDXJ 06/14/2017 S 5,045,361.33 1,409,676
GDXJ 06/15/2017 S 4,357,164.14 1,205,412
GDXJ 06/16/2017 S 93,216,058.48 26,257,305
MVRAU 02/23/2017 B 1,375.48 391
MVRAU 02/28/2017 B 1,436.90 425
MVRAU
MVRAU
03/01/2017 B
03/08/2017 B
2,787.97
2,110.34
832
694
MVRAU 03/10/2017B In-Kind 7,188
MVRAU 03/13/2017 S In-Kind 7,188
MVRAU 03/17/2017 S 73,411.30 22,525
MVRAU 05/22/2017B In-Kind 6,290
MVRAU 06/16/2017B 17,858.85 5,029
UCTGDX 03/17/2017B 54,417.02 16,689
UCTGDX 03/20/2017B 1,462.96 443
UCTGDX 04/11/2017 B 1,320.92 375
UCTGDX 05/19/2017 S 6,474.15 1,988
UCTGDX 05/23/2017 B 23,149.95 6,968
UCTGDX 06/16/2017 S 51,751.15 14,588
UCTGDXJ 02/21/2017B 87,760.89 25,057
UCTGDXJ 02/24/2017 S 28,004.08 7,894
UCTGDXJ 03/01/2017 B 83,339.30 24,860
UCTGDXJ 03/09/2017 B 75,940.17 24,881
UCTGDXJ 03/17/2017 B 157,797.04 48,404
UCTGDXJ 03/20/2017 B 44.863.63 13.693

This is Annexure A of 1 page referred to in Form 604 - Notice of change of interests of substantial holder.

$AT$

Page 1 of 2

Holder of relevant Consideration Consideration
interest Date of Acquisition B/S Cash Non-Cash Number of Securities
UCTGDXJ 03/27/2017 B 82,411.25 24,510
UCTGDXJ 04/10/2017 S 3,253.94 902
UCTGDXJ 06/01/2017 S 15,205.42 4,597
UCTGDXJ 06/16/2017 S 2,230,623.68 628,327
MVSAU 02/23/2017B 2,033.32 578
MVSAU 03/01/2017B 2,090.97 624
MVSAU 03/02/2017 B In-Kind 11,768
MVSAU 03/07/2017 B 2,657.69 874
MVSAU 03/15/2017 B 1,316.88 414
MVSAU 03/16/2017B In-Kind 11,830
MVSAU 03/17/2017 S 85,391.77 26,201
MVSAU 03/22/2017 B In-Kind 10,735
MVSAU 03/29/2017 B 1,697.22 502
MVSAU 04/10/2017 S 223.75 62
MVSAU 05/17/2017 S 1,128.56 339
MVSAU 05/31/2017B 1,121.92 343
MVSAU 06/01/2017B In-Kind 10,753
MVSAU 06/16/2017 S 1,036.31 292
In-Kind transactions result from MVSAU receiving a basket of securities (including REGIS
RESOURCES LTD) in exchange for securities in MVSAU.

This is Annexure A of 1 page referred to in Form 604 - Notice of change of interests of substantial holder.

$AT$

$\bar{a}$