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REGIS RESOURCES LIMITED Major Shareholding Notification 2017

Nov 13, 2017

65733_rns_2017-11-13_804b7bd9-2589-4317-b49b-02bc7f03e0e5.pdf

Major Shareholding Notification

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Form 604 Corporations Act 2001
Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme Regis Resources Limited
ACN/ARSN 009 174 761
1. Details of substantial holder (1)
Name
Van Eck Associates Corporation (and its associates referred to in paragraph 6).
ACN/ARSN (if applicable) N/A
There was a change in the interests of the
substantial holder on 09/11/2017
The previous notice was given to the company on 21/06/2017
The previous notice was dated 20/06/2017

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4) Previous notice Present notice
Person's votes Voting power (5) Person's votes Voting power (5)
Ordinary shares 52.916.826 110.56% 58,425,492 11.59%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
change
Person whose
relevant interest
changed
Nature of
change (6)
Consideration
given in relation
to change (7)
Class and
number of
securities
affected
Person's votes
affected
Van
Corporation (VEAC)
. Eck Associates See Annexure A

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of Registered Person entitled Nature of Class and Person's votes
relevant holder of to be registered relevant number of
interest securities as holder (8) interest (6) securities
VEAC Bank of New York
Mellon as custodian
lfor VanEck Vectors
lGold Miners ETF
IMiners ETF (GDX) VanEck Vectors Gold VEAC holds its relevant
linterest by having the
power to exercise, control
the exercise of, or
influence the exercise of
the voting powers or
disposal of the securities
Ordinary shares
22,141,548
14.40%
VEAC Bank of New York
Mellon as custodian
for VanEck Vectors
Junior Gold Miners
ETF
VanEck Vectors
Junior Gold Miners
ETF (GDXJ)
Same as above. Ordinary shares
34,939,175
6.93%
VEAC Bank of New York
Mellon as custodian
for VanEck Vectors
Australian Resources
ETF
VanEck Vectors
Australian Resources
ETF (MVR.AU)
Same as above. Ordinary shares
167,186
0.03%
VEAC Bank of New York
Mellon as custodian
for VanEck Vectors
Small Cap Dividend
Payers ETF
VanEck Vectors
Small Cap Dividend
Payers ETF
(MVS.AU)
Same as above. Ordinary shares
310,425
0.06%
VEAC Bank of New York
Mellon as custodian
for VanEck Vectors
Gold Miners UCITS
ETF
VanEck Vectors Gold Same as above.
Miners UCITS ETF
(UCTGDX)
Ordinary shares
314,506
0.06%
VEAC Bank of New York
Mellon as custodian
for VanEck Vectors
Junior Gold Miners
UCITS ETF
VanEck Vectors
Junior Gold Miners
UCITS ETF
(UCTGDXJ)
Same as above.
$\sim$
Ordinary shares
552,652
0.11%

5. Changes in association

$\tilde{\chi}^{\prime}_{2}$

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association

6. Addresses

ä.

The addresses of persons named in this form are as follows:

Name Address
VEAC 666 Third Avenue, New York, NY 10017
Van Eck Securities Corporation 666 Third Avenue, New York, NY 10017
Van Eck Absolute Return Advisers, Inc.: 666 Third Avenue, New York, NY 10017
VanEck Australia Pty Ltd Level 4 Aurora Place, 88 Phillip Street, Sydney NSW 2000
VanEck Investments Limited Level 4 Aurora Place, 88 Phillip Street, Sydney NSW 2000
Signature
print name ANDREW TILZER capacity AVP
sign here date 13/11/2017
DIRECTIONS
(1) is clearly set out in paragraph 6 of the form. If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and
trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar,
they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
(4) The voting shares of a company constitute one class unless divided into separate classes.
(5) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
(6) Include details of:
(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy
of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract,
scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the
securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
(7) are not paid directly to the person from whom the relevant interest was acquired. Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may,
become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a
contingency. Details must be included on any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they
(8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".
(9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

$\hat{\alpha}$

Holder of relevant Consideration Consideration
interest Date of Acquisition B/S Cash Non-Cash Number of Securities
GDX 06/16/2017 S 6,305,427.66 1,777,421
GDX 06/21/2017 B In-Kind 176,385
GDX 06/26/2017 S In-Kind 128,240
GDX 06/27/2017 S In-Kind 618,758
GDX 06/29/2017 S In-Kind 64,120
GDX 07/03/2017 S In-Kind 192,360
ä,
GDX 07/11/2017 S In-Kind 192,420
GDX 07/13/2017 S In-Kind 160,350
GDX 07/14/2017 S In-Kind 96,210
GDX 07/17/2017 S In-Kind 320,700
GDX 07/18/2017 S In-Kind 404,082
GDX 07/19/2017 S In-Kind 128,280
GDX 07/20/2017 S In-Kind 186,006
GDX 07/21/2017 S In-Kind 288,630
GDX 07/24/2017S In-Kind 262,974
GDX 07/25/2017 S In-Kind 105,831
GDX 07/27/2017 S In-Kind 224,420
GDX 08/01/2017 S In-Kind 12,824
GDX 08/02/2017 S In-Kind 240,450
GDX 08/03/2017 S In-Kind 3,206
GDX 08/07/2017 S In-Kind 128,240
GDX 08/08/2017 S In-Kind 423,192
GDX 08/10/2017B In-Kind 128,240
GDX
GDX
08/14/2017B
08/15/2017 B
In-Kind 64,120
211,596
GDX 08/16/2017 B In-Kind
In-Kind
25,648
GDX 08/23/2017 S In-Kind 12,820
GDX 08/24/2017 B In-Kind 224,420
GDX 08/25/2017B In-Kind 416,780
GDX 08/29/2017 S In-Kind 64,120
GDX 08/30/2017 B In-Kind 70,554
GDX 09/07/2017 S In-Kind 80,200
GDX 09/11/2017 S In-Kind 256,720
GDX 09/14/2017 S In-Kind 513,600
GDX 09/15/2017 S 2,219,147.36 562,203
GDX 09/21/2017B In-Kind 562,140
GDX 10/03/2017 S In-Kind 187,380
GDX 10/06/2017 S In-Kind 62,460
GDX 10/11/2017B In-Kind 805,734
GDX 10/12/2017B In-Kind 618,354
GDX 10/13/2017 S In-Kind 187,380
GDX 10/25/2017 B In-Kind 215,418
GDX 10/26/2017 B In-Kind 74,928

This is Annexure A of 2 pages referred to in Form 604 - Notice of change of interests of substantial holder.

Page $1$ of $3$

Holder of relevant Consideration Consideration
interest Date of Acquisition B/S Cash Non-Cash Number of Securities
GDX 10/27/2017B In-Kind 243,516
GDXJ 06/13/2017 S 11,185,711.26 3,189,499
GDXJ 06/14/2017 S 5,045,361.33 1,409,676
GDXJ 06/15/2017 S 4,357,164.14 1,205,412
GDXJ 06/16/2017 S 93,216,058.48 26,257,305
GDXJ 06/19/2017 B 1,296,772.45 365,071
GDXJ 06/21/2017 B In-Kind 1,182,016
GDXJ 06/22/2017 B In-Kind 642,350
GDXJ 06/26/2017 B In-Kind 256,900
GDXJ 06/30/2017B In-Kind 385,440
GDXJ 08/01/2017 B In-Kind 256,920
GDXJ 08/08/2017 S In-Kind 231,228
GDXJ 08/25/2017 S 243,638.94 61,413
GDXJ 09/06/2017 B In-Kind 101,704
GDXJ 09/13/2017B In-Kind 203,600
GDXJ 09/15/2017B In-Kind F.
190,935
GDXJ 09/15/2017B 1,758,114.77 444,781
GDXJ 09/19/2017 B In-Kind 130,100
GDXJ 09/22/2017 B R In-Kind 130,070
GDXJ 09/25/2017B In-Kind 91,161
GDXJ 09/26/2017 B In-Kind 754,348
GDXJ 09/27/2017 B In-Kind 338,156
GDXJ 10/03/2017 B In-Kind 104,064
GDXJ 10/05/2017 B In-Kind 338,182
GDXJ 10/06/2017 B In-Kind 260,140
GDXJ 10/10/2017B in-Kind 130,060
GDXJ 10/11/2017 B In-Kind 234,108
GDXJ 10/18/2017B In-Kind 104,064
GDXJ 10/25/2017 B In-Kind 312,192
GDXJ 10/27/2017 B In-Kind 260,140
GDXJ 10/30/2017 B In-Kind 208,112
GDXJ 10/31/2017B In-Kind 130,060
GDXJ 11/06/2017B In-Kind 130,060
GDXJ 11/09/2017B In-Kind 260,120
MVRAU 06/16/2017 B 17,858.85 5,029
MVRAU 06/30/2017 S 7,769.55 2,056
MVRAU 08/09/2017 B 1,070.90 265
MVRAU 08/24/2017 B 1,198.31 301
MVRAU 08/28/2017 B 1,303.86 330
MVRAU 08/31/2017 B 2,266.53 546
MVRAU 09/06/2017 B
09/13/2017B
1,627.32
1,822.74
381
459
MVRAU
MVRAU
09/15/2017 S 28,005.70 7,092

This is Annexure A of 1 page referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant Consideration Consideration
interest Date of Acquisition B/S Cash Non-Cash Number of Securities
MVRAU 09/29/2017 S 1,590.76 442
MVRAU 10/10/2017 S 1,566.92 405
MVRAU 11/08/2017B In-Kind 6,184
MVRAU 11/09/2017B 967.86 236
UCTGDX 06/16/2017 S 51,751.15 14,588
UCTGDX 09/15/2017 S 34,360.68 8,705
UCTGDXJ 06/16/2017 S 2,230,623.68 628,327
UCTGDXJ 06/19/2017 S 26,894.85 7,615
UCTGDXJ 06/27/2017B 40,342.94 10,722
UCTGDXJ 07/14/2017 B 40,768.32 10,721
UCTGDXJ 07/21/2017B 39,906.31 10,720
UCTGDXJ 07/26/2017B 41,940.63 10,719
UCTGDXJ 07/28/2017B 40,760.71 10,719
UCTGDXJ 08/10/2017 S 4,868.83 1,212
UCTGDXJ 08/25/2017 S 18,292.86 4,611
UCTGDXJ 09/07/2017B 45,065.00 10,603
UCTGDXJ 09/15/2017B 45,899.51 11,612
UCTGDXJ 10/12/2017B 86,193.41 21,696
UCTGDXJ 11/07/2017B 89,441.85 21,694
MVSAU 06/16/2017 S 1,036.31 292
MVSAU 06/28/2017B 2,217.76 585
MVSAU 06/30/2017 S 15,765.83 4,172
MVSAU 07/11/2017 S 1,141.99 303
MVSAU 07/14/2017B In-Kind 10,590
MVSAU 08/03/2017 S 2,020.91 517
MVSAU 08/24/2017 B 1,835.29 461
MVSAU 08/29/2017B In-Kind 10,579
MVSAU 09/05/2017B 3,368.92 800
MVSAU 09/07/2017B 2,410.41 567
MVSAU 09/11/2017B 2,540.22 609
MVSAU 09/15/2017B 43,876.82 11,105
MVSAU 09/27/2017 B 2,563.54 678
MVSAU 09/29/2017 S 2,911.60 809
MVSAU 10/11/2017 B 8,286.30 2,146
MVSAU 10/23/2017 S 963.37 249
MVSAU
. الأحداث المسائلات المسائل
10/26/2017 S
$14.4$ $14.410.811$
4,206.16
1.141
1,044

This is Annexure A of 1 page referred to in Form 604 - Notice of change of interests of substantial holder.

In-Kind transactions result from MVSAU receiving a basket of securities (including REGIS
RESOURCES LTD) in exchange for securities in MVSAU.

$\cancel{1}$

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