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REGIS CORP — Director's Dealing 2018
Nov 13, 2018
34408_dirs_2018-11-13_d38d19af-51ea-4b8c-925f-e45620502847.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: REGIS CORP (RGS)
CIK: 0000716643
Period of Report: 2018-11-11
Reporting Person: LAIN JIM BRIAN (EVP & Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-11 | Common Stock | F | 17776 | $17.97 | Disposed | 146771 | Direct |
| 2018-11-12 | Common Stock | S | 9177 | $17.88 | Disposed | 137594 | Direct |
| 2018-11-12 | Common Stock | M | 2173 | $15.50 | Acquired | 139767 | Direct |
| 2018-11-12 | Common Stock | F | 139 | $17.82 | Disposed | 139628 | Direct |
| 2018-11-13 | Common Stock | S | 143 | $17.80 | Disposed | 139485 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-11-12 | Stock Appreciation Right | $15.5 | M | 2173 | Disposed | 2023-11-11 | Common Stock (2173.0) | Direct |
Footnotes
F1: Reflects the weighted average price of 9,177 shares of common stock of Issuer sold by the Reporting Person in multiple transactions on November 12, 2018 with prices ranging from $17.79 to $17.95 per share. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
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