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REGIS CORP Director's Dealing 2018

Nov 13, 2018

34408_dirs_2018-11-13_d38d19af-51ea-4b8c-925f-e45620502847.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: REGIS CORP (RGS)
CIK: 0000716643
Period of Report: 2018-11-11

Reporting Person: LAIN JIM BRIAN (EVP & Chief Operating Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-11-11 Common Stock F 17776 $17.97 Disposed 146771 Direct
2018-11-12 Common Stock S 9177 $17.88 Disposed 137594 Direct
2018-11-12 Common Stock M 2173 $15.50 Acquired 139767 Direct
2018-11-12 Common Stock F 139 $17.82 Disposed 139628 Direct
2018-11-13 Common Stock S 143 $17.80 Disposed 139485 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-11-12 Stock Appreciation Right $15.5 M 2173 Disposed 2023-11-11 Common Stock (2173.0) Direct

Footnotes

F1: Reflects the weighted average price of 9,177 shares of common stock of Issuer sold by the Reporting Person in multiple transactions on November 12, 2018 with prices ranging from $17.79 to $17.95 per share. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.