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REGIONS FINANCIAL CORP — Director's Dealing 2025
Apr 3, 2025
30234_dirs_2025-04-03_086adfef-837e-47bb-b498-3744125ba756.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: REGIONS FINANCIAL CORP (RF)
CIK: 0001281761
Period of Report: 2025-04-01
Reporting Person: Plimpton Tara A (SEVP & Chief Legal Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-04-01 | Common Stock | A | 18873.0000 | $0.0000 | Acquired | 77445.0000 | Direct |
| 2025-04-01 | Common Stock | M | 13198.0000 | — | Acquired | 90643.0000 | Direct |
| 2025-04-01 | Common Stock | M | 747.5400 | — | Acquired | 91390.5400 | Direct |
| 2025-04-01 | Common Stock | D | 747.5400 | $21.5700 | Disposed | 90643.0000 | Direct |
| 2025-04-01 | Common Stock | F | 14225.0000 | $21.5700 | Disposed | 76418.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-04-01 | Restricted Stock Units | $ | A | 16827.0000 | Acquired | Common Stock (16827.0000) | Direct | |
| 2025-04-01 | Restricted Stock Units | $ | M | 747.5400 | Disposed | Common Stock (747.5400) | Direct | |
| 2025-04-01 | Restricted Stock Units | $ | M | 13198.0000 | Disposed | Common Stock (13198.0000) | Direct |
Footnotes
F1: Performance share units vested and were settled in shares of common stock at a conversion rate of 1.43 shares of common stock for each performance share unit. The number of performance share units earned was based on the issuer meeting certain performance thresholds and goals during the period from January 1, 2022 through December 31, 2024.
F2: Represents the vesting of restricted stock units granted on April 1, 2022 that settle in shares of common stock on a 1-for-1 basis.
F3: Represents the vesting of cash dividends on restricted stock units granted on April 1, 2022 that were deemed reinvested in restricted stock units that settle in cash.
F4: Represents the disposition of cash dividends that were deemed reinvested in restricted stock units and settle in cash.
F5: Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units.
F6: The restricted stock units vest on April 1, 2028, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2025 through December 31, 2027.
F7: Includes quarterly cash dividends that have been deemed reinvested in restricted stock units and settle in cash.
F8: Each restricted stock unit represents a contingent right to receive cash due to cash dividends that have been deemed reinvested in restricted stock units.
F9: Each restricted stock unit represents a contingent right to receive one share of common stock.