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REGIONS FINANCIAL CORP Director's Dealing 2021

Feb 12, 2021

30234_dirs_2021-02-12_3ec9d4ca-6f63-426b-9cb3-b4353bd03782.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: REGIONS FINANCIAL CORP (RF)
CIK: 0001281761
Period of Report: 2020-12-31

Reporting Person: MCCRARY CHARLES D (Director, Non-Executive Chair)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-12-31 Common Stock J 5948.3191 $0.0000 Acquired 150545.8055 Direct
2020-12-31 Common Stock J 944.1600 $0.0000 Acquired 151489.9655 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-12-31 Phantom Stock $ J 11995.5194 Acquired Common Stock (11995.5194) Direct
2020-12-31 Restricted Stock Units $0.0000 J 767.2179 Acquired Common Stock (767.2179) Direct

Footnotes

F1: Shares acquired quarterly in 2020 pursuant to the issuer's dividend reinvestment plan.

F2: Shares acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the AmSouth Bancorporation Amended and Restated Deferred Compensation Plan for Directors.

F3: The phantom stock was accrued under the Regions Financial Corporation Directors' Deferred Investment Plan. Each share of phantom stock is the economic equivalent of one share of Regions Financial Corporation common stock. The shares of phantom stock become payable in cash at the end of the deferral period elected by the reporting person in accordance with the Plan.

F4: Shares of phantom stock acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation Directors' Deferred Investment Plan.

F5: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock.

F6: Restricted stock units acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.