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REGIONS FINANCIAL CORP — Director's Dealing 2021
Feb 12, 2021
30234_dirs_2021-02-12_3ec9d4ca-6f63-426b-9cb3-b4353bd03782.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: REGIONS FINANCIAL CORP (RF)
CIK: 0001281761
Period of Report: 2020-12-31
Reporting Person: MCCRARY CHARLES D (Director, Non-Executive Chair)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-31 | Common Stock | J | 5948.3191 | $0.0000 | Acquired | 150545.8055 | Direct |
| 2020-12-31 | Common Stock | J | 944.1600 | $0.0000 | Acquired | 151489.9655 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-31 | Phantom Stock | $ | J | 11995.5194 | Acquired | Common Stock (11995.5194) | Direct | |
| 2020-12-31 | Restricted Stock Units | $0.0000 | J | 767.2179 | Acquired | Common Stock (767.2179) | Direct |
Footnotes
F1: Shares acquired quarterly in 2020 pursuant to the issuer's dividend reinvestment plan.
F2: Shares acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the AmSouth Bancorporation Amended and Restated Deferred Compensation Plan for Directors.
F3: The phantom stock was accrued under the Regions Financial Corporation Directors' Deferred Investment Plan. Each share of phantom stock is the economic equivalent of one share of Regions Financial Corporation common stock. The shares of phantom stock become payable in cash at the end of the deferral period elected by the reporting person in accordance with the Plan.
F4: Shares of phantom stock acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation Directors' Deferred Investment Plan.
F5: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock.
F6: Restricted stock units acquired quarterly in 2020 pursuant to a dividend reinvestment feature of the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.