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REGIONS FINANCIAL CORP Director's Dealing 2021

Apr 6, 2021

30234_dirs_2021-04-06_d3da0259-ae6c-47b8-84b0-aa089e20c0da.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: REGIONS FINANCIAL CORP (RF)
CIK: 0001281761
Period of Report: 2021-04-02

Reporting Person: KIMBROUGH HARDIE B. JR (Controller)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-04-02 Common Stock M 3456.0000 $0.0000 Acquired 15087.2238 Direct
2021-04-02 Common Stock M 3421.0000 Acquired 18508.2238 Direct
2021-04-02 Common Stock F 3051.0000 $21.0600 Disposed 15457.2238 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-04-02 Performance Stock Units - 2018 $ M 3456.0000 Disposed Common Stock (3421.4400) Direct
2021-04-02 Restricted Stock Units $0.0000 M 3456.0000 Disposed Common Stock (3456.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 14659.1747 Indirect
Common Stock (phantom stock) 8379.4338 Indirect

Footnotes

F1: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.

F2: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.

F3: Expressed as ownership units in the respective plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.