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REGIONS FINANCIAL CORP — Director's Dealing 2021
Apr 6, 2021
30234_dirs_2021-04-06_04bf1816-16bb-4fa1-8bcc-4b568978dfe0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: REGIONS FINANCIAL CORP (RF)
CIK: 0001281761
Period of Report: 2021-04-02
Reporting Person: Turner John M JR (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-11 | Common Stock | G | 5000.0000 | $0.0000 | Disposed | 362061.9999 | Direct |
| 2021-04-02 | Common Stock | M | 30240.0000 | $0.0000 | Acquired | 392301.9999 | Direct |
| 2021-04-02 | Common Stock | M | 29938.0000 | — | Acquired | 422239.9999 | Direct |
| 2021-04-02 | Common Stock | F | 26690.0000 | $21.0600 | Disposed | 395549.9999 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-02 | Performance Stock Units - 2018 | $ | M | 30240.0000 | Disposed | Common Stock (29937.6000) | Direct | |
| 2021-04-02 | Restricted Stock Units | $0.0000 | M | 30240.0000 | Disposed | Common Stock (30240.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4387.6669 | Indirect |
| Common Stock (phantom stock) | 6721.3085 | Indirect |
Footnotes
F1: The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 2, 2021.
F2: The performance stock units vested and were settled in shares of common stock as of April 2, 2021, at the conversion rate of 0.99 shares of common stock for each unit, based on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2018, through December 31, 2020.
F3: Expressed as ownership units in the respective plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.