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REGIONS FINANCIAL CORP — Director's Dealing 2017
Jan 27, 2017
30234_dirs_2017-01-27_48c73759-e85c-4a1f-8606-3d7542b09d6a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: REGIONS FINANCIAL CORP (RF)
CIK: 0001281761
Period of Report: 2017-01-26
Reporting Person: Couch Brett D (SEVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-03 | Common Stock | J | 139.2589 | $14.3627 | Acquired | 240658.6731 | Direct |
| 2017-01-26 | Common Stock | M | 106165.0000 | $3.2900 | Acquired | 346823.6731 | Direct |
| 2017-01-26 | Common Stock | F | 6832.0000 | $14.6363 | Disposed | 339991.6731 | Direct |
| 2017-01-26 | Common Stock | F | 33485.0000 | $14.6363 | Disposed | 306506.6731 | Direct |
| 2017-01-26 | Common Stock | S | 65848.0000 | $14.6363 | Disposed | 240658.6731 | Direct |
| 2016-12-31 | Common Stock | J | 439.4990 | — | Acquired | 15889.8180 | Indirect |
| 2016-12-31 | Common Stock (phantom stock) | J | 170.0000 | — | Acquired | 6299.0000 | Indirect |
| 2016-12-31 | Common Stock (phantom stock) | J | 625.7090 | — | Acquired | 22636.7200 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-26 | Stock Option (Right to Buy) | $3.2900 | M | 106165.0000 | Disposed | 2019-02-23 | Common Stock (106165.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3000.0000 | Indirect |
| Common Stock | 4000.0000 | Indirect |
Footnotes
F1: These shares were acquired through regular dividend reinvestments.
F2: Price per share of shares netted and sold, representing payment of exercise price of incentive stock options. Valued at execution price.
F3: Price per share of shares withheld and sold, representing payment of exercise price of nonqualified options and associated tax liability. Valued at execution price.
F4: Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.