AI assistant
REGIONS FINANCIAL CORP — Director's Dealing 2013
Apr 2, 2013
30234_dirs_2013-04-02_8e57aefe-3bab-4026-b65d-dc6cd6e8e0b9.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: REGIONS FINANCIAL CORP (RF)
CIK: 0001281761
Period of Report: 2013-04-01
Reporting Person: Ritter William D. (SEVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-02 | Common Stock | J | 25.1070 | $7.2000 | Acquired | 18102.3500 | Indirect |
| 2013-01-02 | Common Stock | J | 20.2080 | $7.2000 | Acquired | 14570.5480 | Indirect |
| 2013-01-02 | Common Stock | J | 14.5790 | $7.2000 | Acquired | 10511.6600 | Indirect |
| 2013-01-02 | Common Stock | J | 22.0720 | $7.2000 | Acquired | 15913.9460 | Indirect |
| 2013-01-02 | Common Stock | J | 1.3650 | $7.2000 | Acquired | 984.8290 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-04-01 | Performance Stock Units (2013) | $0.0000 | A | 22940.0000 | Acquired | Common Stock (34410.0000) | Direct | |
| 2013-04-01 | Restricted Stock Units | $0.0000 | A | 22940.0000 | Acquired | Common Stock (22940.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 160236.0000 | Direct |
| Common Stock | 19053.2960 | Indirect |
| Common Stock (phantom stock) | 20057.1550 | Indirect |
Footnotes
F1: These shares were acquired through regular dividend reinvestments.
F2: Reporting person disclaims beneficial ownership of these shares.
F3: Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.
F4: The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2013, through December 31, 2015.
F5: The performance stock units will be settled in shares of common stock as of April 1, 2016, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions.
F6: Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.
F7: The restricted stock units will be settled in shares of common stock as of April 1, 2016, subject to a service and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions.