Regional Management Corp. — Director's Dealing 2021

Mar 9, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Regional Management Corp. (RM)
CIK: 0001519401
Period of Report: 2021-03-05

Reporting Person: Dunn Michael R (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-05	Common Stock	M	50000	$14.75	Acquired	120934	Direct
2021-03-05	Common Stock	F	30056	$36.73	Disposed	90878	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-05	Stock Option (right to buy)	$14.75	M	50000	Disposed	2025-04-22	Common Stock (50000)	Direct

Footnotes

F1: Represents a "net exercise" of outstanding stock options. These shares were withheld by the issuer (1) for payment of the exercise price based on the market price of the issuer's common stock at the time of the option exercise on March 5, 2021; and (2) in satisfaction of tax withholding obligations upon the exercise of stock options. This is a non-market transaction.

F2: Represents the closing market price of the issuer's common stock at the time of option exercise on March 5, 2021.

F3: The option became fully vested and exercisable on December 31, 2017.