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Regional Management Corp. — Director's Dealing 2021
Mar 9, 2021
33053_dirs_2021-03-09_0a514474-c45a-4843-a921-1fcc12000c11.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Regional Management Corp. (RM)
CIK: 0001519401
Period of Report: 2021-03-05
Reporting Person: Palomares Carlos (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-05 | Common Stock | M | 10000 | $15.00 | Acquired | 55660 | Direct |
| 2021-03-05 | Common Stock | F | 4084 | $36.73 | Disposed | 51576 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-05 | Stock Option (right to buy) | $15.00 | M | 10000 | Disposed | 2022-03-27 | Common Stock (10000) | Direct |
Footnotes
F1: Represents a "net exercise" of outstanding stock options. These shares were withheld by the issuer for payment of the exercise price, based on the market price of the issuer's common stock at the time of option exercise on March 5, 2021.
F2: Represents the closing market price of the issuer's common stock at the time of option exercise on March 5, 2021.
F3: The option vested and became exercisable in five equal installments on each of March 27, 2013, March 27, 2014, March 27, 2015, March 27, 2016, and March 27, 2017. The option is now fully exercisable.