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Regional Management Corp. Director's Dealing 2021

Mar 17, 2021

33053_dirs_2021-03-16_0d2fe949-1849-4f44-b2a7-6fd93e502865.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Regional Management Corp. (RM)
CIK: 0001519401
Period of Report: 2021-03-12

Reporting Person: BASSWOOD CAPITAL MANAGEMENT, L.L.C. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: LINDENBAUM MATTHEW A (Director, 10% Owner, Director-by-Deputization)
Reporting Person: LINDENBAUM BENNETT D (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD OPPORTUNITY PARTNERS, L.P. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD OPPORTUNITY FUND INC (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD FINANCIAL FUND, L.P. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD FINANCIAL LONG ONLY FUND, L.P. (Director, 10% Owner, Director-by-Deputization)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-03-12 Common Stock, par value $0.10 per share ("Common Stock") J 96779 $36.96 Acquired 939229 Indirect
2021-03-12 Common Stock J 17822 $36.96 Disposed 921407 Indirect
2021-03-12 Common Stock J 52283 $36.96 Disposed 291217 Indirect
2021-03-12 Common Stock J 13050 $36.96 Disposed 25963 Indirect
2021-03-12 Common Stock J 12206 $36.96 Disposed 122499 Indirect
2021-03-12 Common Stock J 773 $36.96 Acquired 50630 Indirect
2021-03-12 Common Stock J 2191 $36.96 Disposed 48439 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 13149 Indirect

Footnotes

F1: See Footnote 99.1

F2: See Footnote 99.1

F3: See Footnote 99.1

F4: See Footnote 99.1

F5: See Footnote 99.1

F6: See Footnote 99.1

F7: See Footnote 99.1

F8: See Footnote 99.1