AI assistant
Regional Management Corp. — Director's Dealing 2021
Mar 17, 2021
33053_dirs_2021-03-16_0d2fe949-1849-4f44-b2a7-6fd93e502865.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Regional Management Corp. (RM)
CIK: 0001519401
Period of Report: 2021-03-12
Reporting Person: BASSWOOD CAPITAL MANAGEMENT, L.L.C. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: LINDENBAUM MATTHEW A (Director, 10% Owner, Director-by-Deputization)
Reporting Person: LINDENBAUM BENNETT D (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD OPPORTUNITY PARTNERS, L.P. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD OPPORTUNITY FUND INC (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD FINANCIAL FUND, L.P. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD FINANCIAL LONG ONLY FUND, L.P. (Director, 10% Owner, Director-by-Deputization)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-12 | Common Stock, par value $0.10 per share ("Common Stock") | J | 96779 | $36.96 | Acquired | 939229 | Indirect |
| 2021-03-12 | Common Stock | J | 17822 | $36.96 | Disposed | 921407 | Indirect |
| 2021-03-12 | Common Stock | J | 52283 | $36.96 | Disposed | 291217 | Indirect |
| 2021-03-12 | Common Stock | J | 13050 | $36.96 | Disposed | 25963 | Indirect |
| 2021-03-12 | Common Stock | J | 12206 | $36.96 | Disposed | 122499 | Indirect |
| 2021-03-12 | Common Stock | J | 773 | $36.96 | Acquired | 50630 | Indirect |
| 2021-03-12 | Common Stock | J | 2191 | $36.96 | Disposed | 48439 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 13149 | Indirect |
Footnotes
F1: See Footnote 99.1
F2: See Footnote 99.1
F3: See Footnote 99.1
F4: See Footnote 99.1
F5: See Footnote 99.1
F6: See Footnote 99.1
F7: See Footnote 99.1
F8: See Footnote 99.1