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Regional Management Corp. — Director's Dealing 2021
Mar 30, 2021
33053_dirs_2021-03-30_38d2096a-d844-4072-81dd-e4406b146bed.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Regional Management Corp. (RM)
CIK: 0001519401
Period of Report: 2021-03-28
Reporting Person: Fisher Brian J. (EVP, Chief Strat/Dev Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-01 | Common Stock | G | 1000 | $0.00 | Disposed | 36585 | Direct |
| 2021-03-28 | Common Stock | A | 4050 | $0.00 | Acquired | 40635 | Direct |
| 2021-03-28 | Common Stock | F | 1270 | $35.71 | Disposed | 39365 | Direct |
Footnotes
F1: Represents shares of Common Stock that the reporting person donated as a gift to the Fisher Family Philanthropic Fund, a donor advised fund, pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
F2: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting of performance contingent restricted stock units. This is a non-market transaction.
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