Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Regional Management Corp. Director's Dealing 2021

Jun 2, 2021

33053_dirs_2021-06-01_f2e8c678-1057-4682-80e9-06a3fcc61bb2.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Regional Management Corp. (RM)
CIK: 0001519401
Period of Report: 2021-05-27

Reporting Person: BASSWOOD CAPITAL MANAGEMENT, L.L.C. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: LINDENBAUM MATTHEW A (Director, 10% Owner, Director-by-Deputization)
Reporting Person: LINDENBAUM BENNETT D (10% Owner, Director-by-Deputization)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-05-27 Common Stock, par value $0.10 per share ("Common Stock") A 2105 Acquired 15254 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 921407 Indirect
Common Stock 291217 Indirect
Common Stock 25963 Indirect
Common Stock 122499 Indirect
Common Stock 48439 Indirect

Footnotes

F1: See Footnote 99.1

F2: See Footnote 99.1

F3: See Footnote 99.1

F4: See Footnote 99.1

F5: See Footnote 99.1

F6: See Footnote 99.1

F7: See Footnote 99.1