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Regional Management Corp. — Director's Dealing 2021
Jun 5, 2021
33053_dirs_2021-06-04_ff5f4d61-e470-48de-8dcd-86a53d1a91ed.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Regional Management Corp. (RM)
CIK: 0001519401
Period of Report: 2021-06-02
Reporting Person: BASSWOOD CAPITAL MANAGEMENT, L.L.C. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: LINDENBAUM MATTHEW A (Director, 10% Owner, Director-by-Deputization)
Reporting Person: LINDENBAUM BENNETT D (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD PARTNERS, L.L.C. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD OPPORTUNITY PARTNERS, L.P. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD OPPORTUNITY FUND INC (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD FINANCIAL FUND, L.P. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD FINANCIAL LONG ONLY FUND, L.P. (Director, 10% Owner, Director-by-Deputization)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-02 | Common Stock, par value $0.10 per share ("Common Stock") | S | 9331 | $49.50 | Disposed | 912076 | Indirect |
| 2021-06-02 | Common Stock | S | 5252 | $49.18 | Disposed | 906824 | Indirect |
| 2021-06-02 | Common Stock | P | 12191 | $49.39 | Acquired | 919015 | Indirect |
| 2021-06-02 | Common Stock | S | 10479 | $49.50 | Disposed | 280738 | Indirect |
| 2021-06-02 | Common Stock | S | 5898 | $49.18 | Disposed | 274840 | Indirect |
| 2021-06-02 | Common Stock | S | 939 | $49.50 | Disposed | 25024 | Indirect |
| 2021-06-02 | Common Stock | S | 529 | $49.18 | Disposed | 24495 | Indirect |
| 2021-06-02 | Common Stock | S | 4507 | $49.50 | Disposed | 117992 | Indirect |
| 2021-06-02 | Common Stock | S | 2537 | $49.18 | Disposed | 115455 | Indirect |
| 2021-06-02 | Common Stock | S | 505 | $49.50 | Disposed | 47934 | Indirect |
| 2021-06-02 | Common Stock | S | 284 | $49.18 | Disposed | 47650 | Indirect |
| 2021-06-03 | Common Stock | S | 22354 | $48.19 | Disposed | 896661 | Indirect |
| 2021-06-03 | Common Stock | P | 15852 | $48.24 | Acquired | 912513 | Indirect |
| 2021-06-03 | Common Stock | S | 25104 | $48.19 | Disposed | 249736 | Indirect |
| 2021-06-03 | Common Stock | S | 2249 | $48.19 | Disposed | 22246 | Indirect |
| 2021-06-03 | Common Stock | S | 10796 | $48.19 | Disposed | 104659 | Indirect |
| 2021-06-03 | Common Stock | S | 1211 | $48.19 | Disposed | 46439 | Indirect |
| 2021-06-04 | Common Stock | S | 15863 | $46.91 | Disposed | 896650 | Indirect |
| 2021-06-04 | Common Stock | P | 33559 | $46.95 | Acquired | 930209 | Indirect |
| 2021-06-04 | Common Stock | S | 17815 | $46.91 | Disposed | 231921 | Indirect |
| 2021-06-04 | Common Stock | S | 17073 | $46.91 | Disposed | 5173 | Indirect |
| 2021-06-04 | Common Stock | S | 13890 | $46.91 | Disposed | 90769 | Indirect |
| 2021-06-04 | Common Stock | S | 859 | $46.91 | Disposed | 45580 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15254 | Indirect |
Footnotes
F1: See Footnote 99.1
F2: See Footnote 99.1
F3: See Footnote 99.1
F4: See Footnote 99.1
F5: See Footnote 99.1
F6: See Footnote 99.1
F7: See Footnote 99.1