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Regional Management Corp. Director's Dealing 2021

Jun 5, 2021

33053_dirs_2021-06-04_ff5f4d61-e470-48de-8dcd-86a53d1a91ed.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Regional Management Corp. (RM)
CIK: 0001519401
Period of Report: 2021-06-02

Reporting Person: BASSWOOD CAPITAL MANAGEMENT, L.L.C. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: LINDENBAUM MATTHEW A (Director, 10% Owner, Director-by-Deputization)
Reporting Person: LINDENBAUM BENNETT D (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD PARTNERS, L.L.C. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD OPPORTUNITY PARTNERS, L.P. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD OPPORTUNITY FUND INC (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD FINANCIAL FUND, L.P. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD FINANCIAL LONG ONLY FUND, L.P. (Director, 10% Owner, Director-by-Deputization)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-06-02 Common Stock, par value $0.10 per share ("Common Stock") S 9331 $49.50 Disposed 912076 Indirect
2021-06-02 Common Stock S 5252 $49.18 Disposed 906824 Indirect
2021-06-02 Common Stock P 12191 $49.39 Acquired 919015 Indirect
2021-06-02 Common Stock S 10479 $49.50 Disposed 280738 Indirect
2021-06-02 Common Stock S 5898 $49.18 Disposed 274840 Indirect
2021-06-02 Common Stock S 939 $49.50 Disposed 25024 Indirect
2021-06-02 Common Stock S 529 $49.18 Disposed 24495 Indirect
2021-06-02 Common Stock S 4507 $49.50 Disposed 117992 Indirect
2021-06-02 Common Stock S 2537 $49.18 Disposed 115455 Indirect
2021-06-02 Common Stock S 505 $49.50 Disposed 47934 Indirect
2021-06-02 Common Stock S 284 $49.18 Disposed 47650 Indirect
2021-06-03 Common Stock S 22354 $48.19 Disposed 896661 Indirect
2021-06-03 Common Stock P 15852 $48.24 Acquired 912513 Indirect
2021-06-03 Common Stock S 25104 $48.19 Disposed 249736 Indirect
2021-06-03 Common Stock S 2249 $48.19 Disposed 22246 Indirect
2021-06-03 Common Stock S 10796 $48.19 Disposed 104659 Indirect
2021-06-03 Common Stock S 1211 $48.19 Disposed 46439 Indirect
2021-06-04 Common Stock S 15863 $46.91 Disposed 896650 Indirect
2021-06-04 Common Stock P 33559 $46.95 Acquired 930209 Indirect
2021-06-04 Common Stock S 17815 $46.91 Disposed 231921 Indirect
2021-06-04 Common Stock S 17073 $46.91 Disposed 5173 Indirect
2021-06-04 Common Stock S 13890 $46.91 Disposed 90769 Indirect
2021-06-04 Common Stock S 859 $46.91 Disposed 45580 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 15254 Indirect

Footnotes

F1: See Footnote 99.1

F2: See Footnote 99.1

F3: See Footnote 99.1

F4: See Footnote 99.1

F5: See Footnote 99.1

F6: See Footnote 99.1

F7: See Footnote 99.1