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Regional Management Corp. Director's Dealing 2021

Aug 10, 2021

33053_dirs_2021-08-10_e06b1f81-3f2e-4196-a3ff-caf3c55e4a2c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Regional Management Corp. (RM)
CIK: 0001519401
Period of Report: 2021-08-06

Reporting Person: Campos Roel C (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-08-06 Common Stock M 6000 $15.00 Acquired 83072 Direct
2021-08-06 Common Stock F 1528 $58.93 Disposed 81544 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-08-06 Stock Option (right to buy) $15.00 M 6000 Disposed 2022-03-27 Common Stock (10000) Direct

Footnotes

F1: Represents a "net exercise" of outstanding stock options. These shares were withheld by the issuer for payment of the exercise price, based on the market price of the issuer's common stock at the time of the option exercise on August 6, 2021.

F2: Represents the closing market price of the issuer's common stock at the time of the option exercise on August 6, 2021.

F3: The option became fully vested and exercisable on March 27, 2017.