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Regional Management Corp. — Director's Dealing 2021
Aug 14, 2021
33053_dirs_2021-08-13_9945c536-5adc-4ed9-b8c3-143a377f6c49.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Regional Management Corp. (RM)
CIK: 0001519401
Period of Report: 2021-08-11
Reporting Person: BASSWOOD CAPITAL MANAGEMENT, L.L.C. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: LINDENBAUM MATTHEW A (Director, 10% Owner, Director-by-Deputization)
Reporting Person: LINDENBAUM BENNETT D (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD PARTNERS, L.L.C. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD OPPORTUNITY PARTNERS, L.P. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD OPPORTUNITY FUND INC (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD FINANCIAL FUND, L.P. (10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD FINANCIAL LONG ONLY FUND, L.P. (Director, 10% Owner, Director-by-Deputization)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-11 | Common Stock, par value $0.10 per share ("Common Stock") | S | 7808 | $57.16 | Disposed | 912562 | Indirect |
| 2021-08-11 | Common Stock | S | 4401 | $57.16 | Disposed | 221975 | Indirect |
| 2021-08-11 | Common Stock | S | 178 | $57.16 | Disposed | 4772 | Indirect |
| 2021-08-11 | Common Stock | S | 1759 | $57.16 | Disposed | 86794 | Indirect |
| 2021-08-11 | Common Stock | S | 854 | $57.16 | Disposed | 43649 | Indirect |
| 2021-08-12 | Common Stock | S | 1374 | $57.00 | Disposed | 911188 | Indirect |
| 2021-08-12 | Common Stock | S | 933 | $57.00 | Disposed | 221042 | Indirect |
| 2021-08-12 | Common Stock | S | 43 | $57.00 | Disposed | 4729 | Indirect |
| 2021-08-12 | Common Stock | S | 377 | $57.00 | Disposed | 86417 | Indirect |
| 2021-08-12 | Common Stock | S | 169 | $57 | Disposed | 43480 | Indirect |
| 2021-08-13 | Common Stock | S | 4744 | $56.62 | Disposed | 906444 | Indirect |
| 2021-08-13 | Common Stock | S | 3221 | $56.62 | Disposed | 217821 | Indirect |
| 2021-08-13 | Common Stock | S | 149 | $56.62 | Disposed | 4580 | Indirect |
| 2021-08-13 | Common Stock | S | 1301 | $56.62 | Disposed | 85116 | Indirect |
| 2021-08-13 | Common Stock | S | 585 | $56.62 | Disposed | 42895 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15254 | Indirect |
Footnotes
F1: Notes are included on Exhibit 99.1 hereto.
F2: Notes are included on Exhibit 99.1 hereto.
F3: Notes are included on Exhibit 99.1 hereto.
F4: Notes are included on Exhibit 99.1 hereto.
F5: Notes are included on Exhibit 99.1 hereto.
F6: Notes are included on Exhibit 99.1 hereto.
F7: Notes are included on Exhibit 99.1 hereto.