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Regional Management Corp. Director's Dealing 2021

Aug 14, 2021

33053_dirs_2021-08-13_9945c536-5adc-4ed9-b8c3-143a377f6c49.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Regional Management Corp. (RM)
CIK: 0001519401
Period of Report: 2021-08-11

Reporting Person: BASSWOOD CAPITAL MANAGEMENT, L.L.C. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: LINDENBAUM MATTHEW A (Director, 10% Owner, Director-by-Deputization)
Reporting Person: LINDENBAUM BENNETT D (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD PARTNERS, L.L.C. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD OPPORTUNITY PARTNERS, L.P. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD OPPORTUNITY FUND INC (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD FINANCIAL FUND, L.P. (10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD FINANCIAL LONG ONLY FUND, L.P. (Director, 10% Owner, Director-by-Deputization)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-08-11 Common Stock, par value $0.10 per share ("Common Stock") S 7808 $57.16 Disposed 912562 Indirect
2021-08-11 Common Stock S 4401 $57.16 Disposed 221975 Indirect
2021-08-11 Common Stock S 178 $57.16 Disposed 4772 Indirect
2021-08-11 Common Stock S 1759 $57.16 Disposed 86794 Indirect
2021-08-11 Common Stock S 854 $57.16 Disposed 43649 Indirect
2021-08-12 Common Stock S 1374 $57.00 Disposed 911188 Indirect
2021-08-12 Common Stock S 933 $57.00 Disposed 221042 Indirect
2021-08-12 Common Stock S 43 $57.00 Disposed 4729 Indirect
2021-08-12 Common Stock S 377 $57.00 Disposed 86417 Indirect
2021-08-12 Common Stock S 169 $57 Disposed 43480 Indirect
2021-08-13 Common Stock S 4744 $56.62 Disposed 906444 Indirect
2021-08-13 Common Stock S 3221 $56.62 Disposed 217821 Indirect
2021-08-13 Common Stock S 149 $56.62 Disposed 4580 Indirect
2021-08-13 Common Stock S 1301 $56.62 Disposed 85116 Indirect
2021-08-13 Common Stock S 585 $56.62 Disposed 42895 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 15254 Indirect

Footnotes

F1: Notes are included on Exhibit 99.1 hereto.

F2: Notes are included on Exhibit 99.1 hereto.

F3: Notes are included on Exhibit 99.1 hereto.

F4: Notes are included on Exhibit 99.1 hereto.

F5: Notes are included on Exhibit 99.1 hereto.

F6: Notes are included on Exhibit 99.1 hereto.

F7: Notes are included on Exhibit 99.1 hereto.