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Regional Management Corp. — Director's Dealing 2021
Aug 12, 2021
33053_dirs_2021-08-11_cf273cb3-217d-4823-82fb-1afd23349cbc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Regional Management Corp. (RM)
CIK: 0001519401
Period of Report: 2021-08-09
Reporting Person: BASSWOOD CAPITAL MANAGEMENT, L.L.C. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: LINDENBAUM MATTHEW A (Director, 10% Owner, Director-by-Deputization)
Reporting Person: LINDENBAUM BENNETT D (10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD PARTNERS, L.L.C. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD OPPORTUNITY PARTNERS, L.P. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD OPPORTUNITY FUND INC (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD FINANCIAL FUND, L.P. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD FINANCIAL LONG ONLY FUND, L.P. (Director, 10% Owner, Director-by-Deputization)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-09 | Common Stock, par value $0.10 per share ("Common Stock") | S | 2030 | $58.34 | Disposed | 928179 | Indirect |
| 2021-08-09 | Common Stock | S | 1144 | $58.34 | Disposed | 230777 | Indirect |
| 2021-08-09 | Common Stock | S | 46 | $58.34 | Disposed | 5127 | Indirect |
| 2021-08-09 | Common Stock | S | 457 | $58.34 | Disposed | 90312 | Indirect |
| 2021-08-09 | Common Stock | S | 223 | $58.34 | Disposed | 45357 | Indirect |
| 2021-08-10 | Common Stock | S | 7809 | $57.64 | Disposed | 920370 | Indirect |
| 2021-08-10 | Common Stock | S | 4401 | $57.64 | Disposed | 226376 | Indirect |
| 2021-08-10 | Common Stock | S | 177 | $57.64 | Disposed | 4950 | Indirect |
| 2021-08-10 | Common Stock | S | 1759 | $57.64 | Disposed | 88553 | Indirect |
| 2021-08-10 | Common Stock | S | 854 | $57.64 | Disposed | 44503 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15254 | Indirect |
Footnotes
F1: Notes are included on Exhibit 99.1 hereto.
F2: Notes are included on Exhibit 99.1 hereto.
F3: Notes are included on Exhibit 99.1 hereto.
F4: Notes are included on Exhibit 99.1 hereto.
F5: Notes are included on Exhibit 99.1 hereto.
F6: Notes are included on Exhibit 99.1 hereto.
F7: Notes are included on Exhibit 99.1 hereto.