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Regional Management Corp. Director's Dealing 2021

Aug 12, 2021

33053_dirs_2021-08-11_cf273cb3-217d-4823-82fb-1afd23349cbc.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Regional Management Corp. (RM)
CIK: 0001519401
Period of Report: 2021-08-09

Reporting Person: BASSWOOD CAPITAL MANAGEMENT, L.L.C. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: LINDENBAUM MATTHEW A (Director, 10% Owner, Director-by-Deputization)
Reporting Person: LINDENBAUM BENNETT D (10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD PARTNERS, L.L.C. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD OPPORTUNITY PARTNERS, L.P. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD OPPORTUNITY FUND INC (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD FINANCIAL FUND, L.P. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD FINANCIAL LONG ONLY FUND, L.P. (Director, 10% Owner, Director-by-Deputization)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-08-09 Common Stock, par value $0.10 per share ("Common Stock") S 2030 $58.34 Disposed 928179 Indirect
2021-08-09 Common Stock S 1144 $58.34 Disposed 230777 Indirect
2021-08-09 Common Stock S 46 $58.34 Disposed 5127 Indirect
2021-08-09 Common Stock S 457 $58.34 Disposed 90312 Indirect
2021-08-09 Common Stock S 223 $58.34 Disposed 45357 Indirect
2021-08-10 Common Stock S 7809 $57.64 Disposed 920370 Indirect
2021-08-10 Common Stock S 4401 $57.64 Disposed 226376 Indirect
2021-08-10 Common Stock S 177 $57.64 Disposed 4950 Indirect
2021-08-10 Common Stock S 1759 $57.64 Disposed 88553 Indirect
2021-08-10 Common Stock S 854 $57.64 Disposed 44503 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 15254 Indirect

Footnotes

F1: Notes are included on Exhibit 99.1 hereto.

F2: Notes are included on Exhibit 99.1 hereto.

F3: Notes are included on Exhibit 99.1 hereto.

F4: Notes are included on Exhibit 99.1 hereto.

F5: Notes are included on Exhibit 99.1 hereto.

F6: Notes are included on Exhibit 99.1 hereto.

F7: Notes are included on Exhibit 99.1 hereto.