Regional Management Corp. — Director's Dealing 2021

Aug 23, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Regional Management Corp. (RM)
CIK: 0001519401
Period of Report: 2021-08-19

Reporting Person: Dunn Michael R (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-08-19	Common Stock	M	10000	$15.06	Acquired	93170	Direct
2021-08-19	Common Stock	M	21692	$14.75	Acquired	114862	Direct
2021-08-19	Common Stock	M	18000	$17.08	Acquired	132862	Direct
2021-08-19	Common Stock	F	30614	$55.06	Disposed	102248	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-08-19	Employee Stock Option (right to buy)	$15.06	M	10000	Disposed	2025-03-11	Common Stock (10000)	Direct
2021-08-19	Employee Stock Option (right to buy)	$14.75	M	21692	Disposed	2025-04-22	Common Stock (71692)	Direct
2021-08-19	Employee Stock Option (right to buy)	$17.08	M	18000	Disposed	2026-03-29	Common Stock (67174)	Direct

Footnotes

F1: Represents a "net exercise" of outstanding stock options. These shares were withheld by the issuer (1) for payment of the exercise prices based on the market price of the issuer's common stock at the time of the option exercises on August 19, 2021; and (2) in satisfaction of tax withholding obligations upon the exercise of the stock options. These are non-market transactions.

F2: Represents the closing market price of the issuer's common stock at the time of the option exercises on August 19, 2021.

F3: The option vested and became exercisable in three equal installments on each of December 31, 2015, December 31, 2016, and December 31, 2017. The option is now fully exercisable.

F4: The option vested and became exercisable in three equal installments on each of December 31, 2016, December 31, 2017, and December 31, 2018. The option is now fully exercisable.