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Regional Management Corp. — Director's Dealing 2021
Aug 20, 2021
33053_dirs_2021-08-19_ff3cd0e3-6d93-45c0-bf0f-94769189a059.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Regional Management Corp. (RM)
CIK: 0001519401
Period of Report: 2021-08-17
Reporting Person: BASSWOOD CAPITAL MANAGEMENT, L.L.C. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: LINDENBAUM MATTHEW A (Director, 10% Owner, Director-by-Deputization)
Reporting Person: LINDENBAUM BENNETT D (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD PARTNERS, L.L.C. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD OPPORTUNITY PARTNERS, L.P. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD OPPORTUNITY FUND INC (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD FINANCIAL FUND, L.P. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD FINANCIAL LONG ONLY FUND, L.P. (Director, 10% Owner, Director-by-Deputization)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-17 | Common Stock, par value $0.10 per share ("Common Stock") | S | 1795 | $56.65 | Disposed | 904649 | Indirect |
| 2021-08-17 | Common Stock | S | 1219 | $56.65 | Disposed | 216602 | Indirect |
| 2021-08-17 | Common Stock | S | 56 | $56.65 | Disposed | 4524 | Indirect |
| 2021-08-17 | Common Stock | S | 492 | $56.65 | Disposed | 84624 | Indirect |
| 2021-08-17 | Common Stock | S | 222 | $56.65 | Disposed | 42673 | Indirect |
| 2021-08-18 | Common Stock | S | 1357 | $56.52 | Disposed | 903292 | Indirect |
| 2021-08-18 | Common Stock | S | 921 | $56.52 | Disposed | 215681 | Indirect |
| 2021-08-18 | Common Stock | S | 43 | $56.52 | Disposed | 4481 | Indirect |
| 2021-08-18 | Common Stock | S | 372 | $56.52 | Disposed | 84252 | Indirect |
| 2021-08-18 | Common Stock | S | 168 | $56.52 | Disposed | 42505 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15254 | Indirect |
Footnotes
F1: See Exhibit 99.1
F2: See Exhibit 99.1
F3: See Exhibit 99.1
F4: See Exhibit 99.1
F5: See Exhibit 99.1
F6: See Exhibit 99.1
F7: See Exhibit 99.1