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Regional Management Corp. Director's Dealing 2021

Aug 20, 2021

33053_dirs_2021-08-19_ff3cd0e3-6d93-45c0-bf0f-94769189a059.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Regional Management Corp. (RM)
CIK: 0001519401
Period of Report: 2021-08-17

Reporting Person: BASSWOOD CAPITAL MANAGEMENT, L.L.C. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: LINDENBAUM MATTHEW A (Director, 10% Owner, Director-by-Deputization)
Reporting Person: LINDENBAUM BENNETT D (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD PARTNERS, L.L.C. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD OPPORTUNITY PARTNERS, L.P. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD OPPORTUNITY FUND INC (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD FINANCIAL FUND, L.P. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD FINANCIAL LONG ONLY FUND, L.P. (Director, 10% Owner, Director-by-Deputization)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-08-17 Common Stock, par value $0.10 per share ("Common Stock") S 1795 $56.65 Disposed 904649 Indirect
2021-08-17 Common Stock S 1219 $56.65 Disposed 216602 Indirect
2021-08-17 Common Stock S 56 $56.65 Disposed 4524 Indirect
2021-08-17 Common Stock S 492 $56.65 Disposed 84624 Indirect
2021-08-17 Common Stock S 222 $56.65 Disposed 42673 Indirect
2021-08-18 Common Stock S 1357 $56.52 Disposed 903292 Indirect
2021-08-18 Common Stock S 921 $56.52 Disposed 215681 Indirect
2021-08-18 Common Stock S 43 $56.52 Disposed 4481 Indirect
2021-08-18 Common Stock S 372 $56.52 Disposed 84252 Indirect
2021-08-18 Common Stock S 168 $56.52 Disposed 42505 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 15254 Indirect

Footnotes

F1: See Exhibit 99.1

F2: See Exhibit 99.1

F3: See Exhibit 99.1

F4: See Exhibit 99.1

F5: See Exhibit 99.1

F6: See Exhibit 99.1

F7: See Exhibit 99.1