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Regional Management Corp. Director's Dealing 2021

Aug 31, 2021

33053_dirs_2021-08-31_24fd11d7-bbf9-4de8-b40c-4a439440b47d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Regional Management Corp. (RM)
CIK: 0001519401
Period of Report: 2021-08-27

Reporting Person: Campos Roel C (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-08-27 Common Stock M 4000 $15.00 Acquired 85544 Direct
2021-08-27 Common Stock F 1021 $58.82 Disposed 84523 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-08-27 Stock Option (right to buy) $15.00 M 4000 Disposed 2022-03-27 Common Stock (10000) Direct

Footnotes

F1: Represents a "net exercise" of outstanding stock options. These shares were withheld by the issuer for payment of the exercise price, based on the market price of the issuer's common stock at the time of the option exercise on August 27, 2021.

F2: Represents the closing market price of the issuer's common stock at the time of the option exercise on August 27, 2021.

F3: The option became fully vested and exercisable on March 27, 2017.