AI assistant
Sending…
Regional Management Corp. — Director's Dealing 2021
Aug 31, 2021
33053_dirs_2021-08-31_24fd11d7-bbf9-4de8-b40c-4a439440b47d.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Regional Management Corp. (RM)
CIK: 0001519401
Period of Report: 2021-08-27
Reporting Person: Campos Roel C (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-27 | Common Stock | M | 4000 | $15.00 | Acquired | 85544 | Direct |
| 2021-08-27 | Common Stock | F | 1021 | $58.82 | Disposed | 84523 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-27 | Stock Option (right to buy) | $15.00 | M | 4000 | Disposed | 2022-03-27 | Common Stock (10000) | Direct |
Footnotes
F1: Represents a "net exercise" of outstanding stock options. These shares were withheld by the issuer for payment of the exercise price, based on the market price of the issuer's common stock at the time of the option exercise on August 27, 2021.
F2: Represents the closing market price of the issuer's common stock at the time of the option exercise on August 27, 2021.
F3: The option became fully vested and exercisable on March 27, 2017.
More from Regional Management Corp.
Regulatory Filings
2026
May 19
Regulatory Filings
2026
May 15
Interim / Quarterly Report
2026
May 1
Regulatory Filings
2026
Apr 29
Annual Report
2026
Apr 13
Proxy Solicitation & Information Statement
2026
Apr 9
Director's Dealing
2026
Mar 3
Director's Dealing
2026
Feb 25
Regulatory Filings
2026
Feb 21
Regulatory Filings
2026
Feb 21