AI assistant
Sending…
Regional Management Corp. — Director's Dealing 2021
Sep 4, 2021
33053_dirs_2021-09-03_d838f8ef-2e07-40aa-88de-37aba6a87f88.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Regional Management Corp. (RM)
CIK: 0001519401
Period of Report: 2021-09-01
Reporting Person: BASSWOOD CAPITAL MANAGEMENT, L.L.C. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: LINDENBAUM MATTHEW A (Director, 10% Owner, Director-by-Deputization)
Reporting Person: LINDENBAUM BENNETT D (Director, 10% Owner, Director-by-Deputization)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-01 | Common Stock, par value $0.10 per share ("Common Stock") | S | 5519 | $58.65 | Disposed | 897773 | Indirect |
| 2021-09-01 | Common Stock | P | 5519 | $58.73 | Acquired | 903292 | Indirect |
| 2021-09-01 | Common Stock | P | 10034 | $58.70 | Acquired | 913326 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4126 | Indirect |
| Common Stock | 215681 | Indirect |
| Common Stock | 84252 | Indirect |
| Common Stock | 42505 | Indirect |
| Common Stock | 15254 | Indirect |
Footnotes
F1: See Exhibit 99.1
F2: See Exhibit 99.1
F3: See Exhibit 99.1
F4: See Exhibit 99.1
F5: See Exhibit 99.1
F6: See Exhibit 99.1
F7: See Exhibit 99.1
More from Regional Management Corp.
Regulatory Filings
2026
May 19
Regulatory Filings
2026
May 15
Interim / Quarterly Report
2026
May 1
Regulatory Filings
2026
Apr 29
Annual Report
2026
Apr 13
Proxy Solicitation & Information Statement
2026
Apr 9
Director's Dealing
2026
Mar 3
Director's Dealing
2026
Feb 25
Regulatory Filings
2026
Feb 21
Regulatory Filings
2026
Feb 21