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Regional Management Corp. Director's Dealing 2021

Sep 4, 2021

33053_dirs_2021-09-03_d838f8ef-2e07-40aa-88de-37aba6a87f88.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Regional Management Corp. (RM)
CIK: 0001519401
Period of Report: 2021-09-01

Reporting Person: BASSWOOD CAPITAL MANAGEMENT, L.L.C. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: LINDENBAUM MATTHEW A (Director, 10% Owner, Director-by-Deputization)
Reporting Person: LINDENBAUM BENNETT D (Director, 10% Owner, Director-by-Deputization)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-09-01 Common Stock, par value $0.10 per share ("Common Stock") S 5519 $58.65 Disposed 897773 Indirect
2021-09-01 Common Stock P 5519 $58.73 Acquired 903292 Indirect
2021-09-01 Common Stock P 10034 $58.70 Acquired 913326 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 4126 Indirect
Common Stock 215681 Indirect
Common Stock 84252 Indirect
Common Stock 42505 Indirect
Common Stock 15254 Indirect

Footnotes

F1: See Exhibit 99.1

F2: See Exhibit 99.1

F3: See Exhibit 99.1

F4: See Exhibit 99.1

F5: See Exhibit 99.1

F6: See Exhibit 99.1

F7: See Exhibit 99.1