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Regional Management Corp. — Director's Dealing 2021
Sep 8, 2021
33053_dirs_2021-09-07_fcc6df60-bf86-4e09-8860-565c769a334d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Regional Management Corp. (RM)
CIK: 0001519401
Period of Report: 2021-09-03
Reporting Person: Fisher Brian J. (EVP, Chief Strat/Dev Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-01 | Common Stock | G | 1000 | $0.00 | Disposed | 38365 | Direct |
| 2021-09-01 | Common Stock | G | 1000 | $0.00 | Disposed | 37365 | Direct |
| 2021-09-03 | Common Stock | S | 3000 | $57.41 | Disposed | 34365 | Direct |
Footnotes
F1: Represents shares of Common Stock that the reporting person donated as a gift to the Fisher Family Philanthropic Fund, a donor advised fund, pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.39 to $57.64, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.