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Regional Management Corp. — Director's Dealing 2021
Sep 21, 2021
33053_dirs_2021-09-21_ff50b23f-a9bc-43da-930c-a41d9b3c69de.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Regional Management Corp. (RM)
CIK: 0001519401
Period of Report: 2021-09-20
Reporting Person: Palomares Carlos (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-20 | Common Stock | S | 777 | $56.29 | Disposed | 53624 | Direct |
| 2021-09-20 | Common Stock | S | 879 | $57.66 | Disposed | 52745 | Direct |
| 2021-09-20 | Common Stock | S | 3344 | $58.30 | Disposed | 49401 | Direct |
Footnotes
F1: The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Plan entered into as of August 19, 2021, under which the reporting person intends to sell up to 18,000 shares. The Rule 10b5-1 Plan is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.88 to $56.66, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.89 to $57.84, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.00 to $58.89, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.