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Regional Management Corp. — Director's Dealing 2021
Nov 12, 2021
33053_dirs_2021-11-12_21ed7683-3c40-4af0-998e-ea923cede620.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Regional Management Corp. (RM)
CIK: 0001519401
Period of Report: 2021-11-10
Reporting Person: BASSWOOD CAPITAL MANAGEMENT, L.L.C. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: LINDENBAUM MATTHEW A (Director, 10% Owner, Director-by-Deputization)
Reporting Person: LINDENBAUM BENNETT D (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD PARTNERS, L.L.C. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD OPPORTUNITY PARTNERS, L.P. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD OPPORTUNITY FUND INC (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD FINANCIAL FUND, L.P. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD FINANCIAL LONG ONLY FUND, L.P. (Director, 10% Owner, Director-by-Deputization)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-10 | Common Stock, par value $0.10 per share ("Common Stock") | S | 180198 | $60.80 | Disposed | 733128 | Indirect |
| 2021-11-10 | Common Stock | P | 195577 | $60.82 | Acquired | 928705 | Indirect |
| 2021-11-10 | Common Stock | S | 12851 | $60.80 | Disposed | 202830 | Indirect |
| 2021-11-10 | Common Stock | S | 471 | $60.80 | Disposed | 3655 | Indirect |
| 2021-11-10 | Common Stock | S | 5200 | $60.80 | Disposed | 79052 | Indirect |
| 2021-11-10 | Common Stock | S | 2188 | $60.80 | Disposed | 40317 | Indirect |
| 2021-11-11 | Common Stock | S | 7235 | $60.51 | Disposed | 921470 | Indirect |
| 2021-11-11 | Common Stock | S | 516 | $60.51 | Disposed | 202314 | Indirect |
| 2021-11-11 | Common Stock | S | 19 | $60.51 | Disposed | 3636 | Indirect |
| 2021-11-11 | Common Stock | S | 209 | $60.51 | Disposed | 78843 | Indirect |
| 2021-11-11 | Common Stock | S | 88 | $60.51 | Disposed | 40229 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15254 | Indirect |
Footnotes
F1: See Exhibit 99.1
F2: See Exhibit 99.1
F3: See Exhibit 99.1
F4: See Exhibit 99.1
F5: See Exhibit 99.1
F6: See Exhibit 99.1
F7: See Exhibit 99.1