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Regional Management Corp. Director's Dealing 2021

Nov 12, 2021

33053_dirs_2021-11-12_21ed7683-3c40-4af0-998e-ea923cede620.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Regional Management Corp. (RM)
CIK: 0001519401
Period of Report: 2021-11-10

Reporting Person: BASSWOOD CAPITAL MANAGEMENT, L.L.C. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: LINDENBAUM MATTHEW A (Director, 10% Owner, Director-by-Deputization)
Reporting Person: LINDENBAUM BENNETT D (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD PARTNERS, L.L.C. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD OPPORTUNITY PARTNERS, L.P. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD OPPORTUNITY FUND INC (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD FINANCIAL FUND, L.P. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD FINANCIAL LONG ONLY FUND, L.P. (Director, 10% Owner, Director-by-Deputization)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-11-10 Common Stock, par value $0.10 per share ("Common Stock") S 180198 $60.80 Disposed 733128 Indirect
2021-11-10 Common Stock P 195577 $60.82 Acquired 928705 Indirect
2021-11-10 Common Stock S 12851 $60.80 Disposed 202830 Indirect
2021-11-10 Common Stock S 471 $60.80 Disposed 3655 Indirect
2021-11-10 Common Stock S 5200 $60.80 Disposed 79052 Indirect
2021-11-10 Common Stock S 2188 $60.80 Disposed 40317 Indirect
2021-11-11 Common Stock S 7235 $60.51 Disposed 921470 Indirect
2021-11-11 Common Stock S 516 $60.51 Disposed 202314 Indirect
2021-11-11 Common Stock S 19 $60.51 Disposed 3636 Indirect
2021-11-11 Common Stock S 209 $60.51 Disposed 78843 Indirect
2021-11-11 Common Stock S 88 $60.51 Disposed 40229 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 15254 Indirect

Footnotes

F1: See Exhibit 99.1

F2: See Exhibit 99.1

F3: See Exhibit 99.1

F4: See Exhibit 99.1

F5: See Exhibit 99.1

F6: See Exhibit 99.1

F7: See Exhibit 99.1