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Regional Management Corp. Director's Dealing 2021

Nov 24, 2021

33053_dirs_2021-11-24_b8bc6ea0-1d78-4d0d-85b7-fb2624b50194.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Regional Management Corp. (RM)
CIK: 0001519401
Period of Report: 2021-11-22

Reporting Person: BASSWOOD CAPITAL MANAGEMENT, L.L.C. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: LINDENBAUM MATTHEW A (Director, 10% Owner, Director-by-Deputization)
Reporting Person: LINDENBAUM BENNETT D (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD PARTNERS, L.L.C. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD OPPORTUNITY PARTNERS, L.P. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD OPPORTUNITY FUND INC (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD FINANCIAL FUND, L.P. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD FINANCIAL LONG ONLY FUND, L.P. (Director, 10% Owner, Director-by-Deputization)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-11-22 Common Stock, par value $0.10 per share ("Common Stock") S 24649 $64.49 Disposed 896821 Indirect
2021-11-22 Common Stock S 10817 $63.48 Disposed 886004 Indirect
2021-11-22 Common Stock S 10088 $64.49 Disposed 192226 Indirect
2021-11-22 Common Stock S 3966 $63.48 Disposed 188260 Indirect
2021-11-22 Common Stock S 179 $64.49 Disposed 3457 Indirect
2021-11-22 Common Stock S 76 $63.48 Disposed 3381 Indirect
2021-11-22 Common Stock S 4059 $64.49 Disposed 74784 Indirect
2021-11-22 Common Stock S 1538 $63.48 Disposed 73246 Indirect
2021-11-22 Common Stock S 2178 $64.49 Disposed 38051 Indirect
2021-11-22 Common Stock S 809 $63.48 Disposed 37242 Indirect
2021-11-23 Common Stock S 13298 $62.30 Disposed 872706 Indirect
2021-11-23 Common Stock S 4874 $62.30 Disposed 183386 Indirect
2021-11-23 Common Stock S 93 $62.30 Disposed 3288 Indirect
2021-11-23 Common Stock S 1890 $62.30 Disposed 71356 Indirect
2021-11-23 Common Stock S 995 $62.30 Disposed 36247 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 15254 Indirect

Footnotes

F1: See Exhibit 99.1

F2: See Exhibit 99.1

F3: See Exhibit 99.1

F4: See Exhibit 99.1

F5: See Exhibit 99.1

F6: See Exhibit 99.1

F7: See Exhibit 99.1