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Regional Management Corp. — Director's Dealing 2021
Nov 24, 2021
33053_dirs_2021-11-24_b8bc6ea0-1d78-4d0d-85b7-fb2624b50194.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Regional Management Corp. (RM)
CIK: 0001519401
Period of Report: 2021-11-22
Reporting Person: BASSWOOD CAPITAL MANAGEMENT, L.L.C. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: LINDENBAUM MATTHEW A (Director, 10% Owner, Director-by-Deputization)
Reporting Person: LINDENBAUM BENNETT D (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD PARTNERS, L.L.C. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD OPPORTUNITY PARTNERS, L.P. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD OPPORTUNITY FUND INC (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD FINANCIAL FUND, L.P. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD FINANCIAL LONG ONLY FUND, L.P. (Director, 10% Owner, Director-by-Deputization)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-22 | Common Stock, par value $0.10 per share ("Common Stock") | S | 24649 | $64.49 | Disposed | 896821 | Indirect |
| 2021-11-22 | Common Stock | S | 10817 | $63.48 | Disposed | 886004 | Indirect |
| 2021-11-22 | Common Stock | S | 10088 | $64.49 | Disposed | 192226 | Indirect |
| 2021-11-22 | Common Stock | S | 3966 | $63.48 | Disposed | 188260 | Indirect |
| 2021-11-22 | Common Stock | S | 179 | $64.49 | Disposed | 3457 | Indirect |
| 2021-11-22 | Common Stock | S | 76 | $63.48 | Disposed | 3381 | Indirect |
| 2021-11-22 | Common Stock | S | 4059 | $64.49 | Disposed | 74784 | Indirect |
| 2021-11-22 | Common Stock | S | 1538 | $63.48 | Disposed | 73246 | Indirect |
| 2021-11-22 | Common Stock | S | 2178 | $64.49 | Disposed | 38051 | Indirect |
| 2021-11-22 | Common Stock | S | 809 | $63.48 | Disposed | 37242 | Indirect |
| 2021-11-23 | Common Stock | S | 13298 | $62.30 | Disposed | 872706 | Indirect |
| 2021-11-23 | Common Stock | S | 4874 | $62.30 | Disposed | 183386 | Indirect |
| 2021-11-23 | Common Stock | S | 93 | $62.30 | Disposed | 3288 | Indirect |
| 2021-11-23 | Common Stock | S | 1890 | $62.30 | Disposed | 71356 | Indirect |
| 2021-11-23 | Common Stock | S | 995 | $62.30 | Disposed | 36247 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15254 | Indirect |
Footnotes
F1: See Exhibit 99.1
F2: See Exhibit 99.1
F3: See Exhibit 99.1
F4: See Exhibit 99.1
F5: See Exhibit 99.1
F6: See Exhibit 99.1
F7: See Exhibit 99.1