Regional Management Corp. — Director's Dealing 2020

Mar 30, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Regional Management Corp. (RM)
CIK: 0001519401
Period of Report: 2020-03-26

Reporting Person: Fisher Brian J. (EVP and General Counsel)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-03-26	Common Stock	A	11968	$0.00	Acquired	27306	Direct
2020-03-26	Common Stock	F	1336	$16.66	Disposed	25970	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-03-26	Employee Stock Option (right to buy)	$16.66	A	18828	Acquired	2030-03-26	Common Stock (18828)	Direct

Footnotes

F1: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting of performance contingent restricted stock units. This is a non-market transaction.

F2: The option vests and becomes exercisable in three equal installments on each of December 31, 2020, December 31, 2021, and December 31, 2022.