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Regional Management Corp. Director's Dealing 2020

May 15, 2020

33053_dirs_2020-05-15_677499ac-eb02-4fe1-bf2c-ad1454f2d39b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Regional Management Corp. (RM)
CIK: 0001519401
Period of Report: 2020-05-13

Reporting Person: BASSWOOD CAPITAL MANAGEMENT, L.L.C. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: LINDENBAUM MATTHEW A (Director, 10% Owner, Director-by-Deputization)
Reporting Person: LINDENBAUM BENNETT D (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD ENHANCED LONG SHORT FUND LP (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD ENHANCED LONG SHORT GP, LLC (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD OPPORTUNITY PARTNERS, L.P. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD OPPORTUNITY FUND INC (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD FINANCIAL FUND, L.P. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD FINANCIAL FUND, INC. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD FINANCIAL LONG ONLY FUND, L.P. (Director, 10% Owner, Director-by-Deputization)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-05-13 Common Stock, par value $0.10 per share ("Common Stock") S 40662 $11.30 Disposed 0 Indirect
2020-05-13 Common Stock S 2173 $11.30 Disposed 39013 Indirect
2020-05-13 Common Stock S 4815 $11.30 Disposed 17575 Indirect
2020-05-13 Common Stock P 31865 $11.32 Acquired 343500 Indirect
2020-05-13 Common Stock P 7621 $11.32 Acquired 229453 Indirect
2020-05-13 Common Stock P 5416 $11.32 Acquired 134705 Indirect
2020-05-13 Common Stock P 2748 $11.32 Acquired 49857 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 7056 Indirect

Footnotes

F1: See Exhibit 99.1

F2: See Exhibit 99.1

F3: See Exhibit 99.1

F4: See Exhibit 99.1

F5: See Exhibit 99.1

F6: See Exhibit 99.1

F7: See Exhibit 99.1

F8: See Exhibit 99.1

F9: See Exhibit 99.1