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Regional Management Corp. — Director's Dealing 2020
May 15, 2020
33053_dirs_2020-05-15_677499ac-eb02-4fe1-bf2c-ad1454f2d39b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Regional Management Corp. (RM)
CIK: 0001519401
Period of Report: 2020-05-13
Reporting Person: BASSWOOD CAPITAL MANAGEMENT, L.L.C. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: LINDENBAUM MATTHEW A (Director, 10% Owner, Director-by-Deputization)
Reporting Person: LINDENBAUM BENNETT D (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD ENHANCED LONG SHORT FUND LP (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD ENHANCED LONG SHORT GP, LLC (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD OPPORTUNITY PARTNERS, L.P. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD OPPORTUNITY FUND INC (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD FINANCIAL FUND, L.P. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD FINANCIAL FUND, INC. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD FINANCIAL LONG ONLY FUND, L.P. (Director, 10% Owner, Director-by-Deputization)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-13 | Common Stock, par value $0.10 per share ("Common Stock") | S | 40662 | $11.30 | Disposed | 0 | Indirect |
| 2020-05-13 | Common Stock | S | 2173 | $11.30 | Disposed | 39013 | Indirect |
| 2020-05-13 | Common Stock | S | 4815 | $11.30 | Disposed | 17575 | Indirect |
| 2020-05-13 | Common Stock | P | 31865 | $11.32 | Acquired | 343500 | Indirect |
| 2020-05-13 | Common Stock | P | 7621 | $11.32 | Acquired | 229453 | Indirect |
| 2020-05-13 | Common Stock | P | 5416 | $11.32 | Acquired | 134705 | Indirect |
| 2020-05-13 | Common Stock | P | 2748 | $11.32 | Acquired | 49857 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7056 | Indirect |
Footnotes
F1: See Exhibit 99.1
F2: See Exhibit 99.1
F3: See Exhibit 99.1
F4: See Exhibit 99.1
F5: See Exhibit 99.1
F6: See Exhibit 99.1
F7: See Exhibit 99.1
F8: See Exhibit 99.1
F9: See Exhibit 99.1