Regional Management Corp. — Director's Dealing 2020

Nov 24, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Regional Management Corp. (RM)
CIK: 0001519401
Period of Report: 2020-11-23

Reporting Person: Rana Harpreet (EVP and CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-11-23	Common Stock	A	5893	$0.00	Acquired	5893	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-11-23	Employee Stock Option (right to buy)	$28.21	A	17371	Acquired	2030-11-23	Common Stock (17371)	Direct

Footnotes

F1: One-third (1/3) of the shares subject to the option vest and become exercisable on each of December 31, 2021, December 31, 2022, and December 31, 2023.