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Regional Management Corp. Director's Dealing 2020

Dec 2, 2020

33053_dirs_2020-12-02_a2267fd4-5af2-4101-8c02-2bae91799c04.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Regional Management Corp. (RM)
CIK: 0001519401
Period of Report: 2020-11-30

Reporting Person: DEMOLINA ALVARO G (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-11-30 Common Stock M 10000 $15.00 Acquired 53171 Direct
2020-11-30 Common Stock F 5612 $26.73 Disposed 47559 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-11-30 Stock Option (right to buy) $15.00 M 10000 Disposed 2022-03-27 Common Stock (10000) Direct

Footnotes

F1: Represents a "net exercise" of outstanding stock options. These shares were withheld by the issuer for payment of the exercise price, based on the market price of the issuer's common stock at the time of the option exercise on November 30, 2020.

F2: Represents the closing market price of the issuer's common stock at the time of the option exercise on November 30, 2020.

F3: The option became fully vested and exercisable on March 27, 2017.