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Regional Management Corp. — Director's Dealing 2020
Dec 2, 2020
33053_dirs_2020-12-02_a2267fd4-5af2-4101-8c02-2bae91799c04.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Regional Management Corp. (RM)
CIK: 0001519401
Period of Report: 2020-11-30
Reporting Person: DEMOLINA ALVARO G (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-30 | Common Stock | M | 10000 | $15.00 | Acquired | 53171 | Direct |
| 2020-11-30 | Common Stock | F | 5612 | $26.73 | Disposed | 47559 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-30 | Stock Option (right to buy) | $15.00 | M | 10000 | Disposed | 2022-03-27 | Common Stock (10000) | Direct |
Footnotes
F1: Represents a "net exercise" of outstanding stock options. These shares were withheld by the issuer for payment of the exercise price, based on the market price of the issuer's common stock at the time of the option exercise on November 30, 2020.
F2: Represents the closing market price of the issuer's common stock at the time of the option exercise on November 30, 2020.
F3: The option became fully vested and exercisable on March 27, 2017.
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