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Regional Management Corp. — Director's Dealing 2019
Mar 26, 2019
33053_dirs_2019-03-26_c3a026fe-7671-4708-941f-76001fbfe0c1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Regional Management Corp. (RM)
CIK: 0001519401
Period of Report: 2019-03-22
Reporting Person: Thomas Donald E. (EVP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-22 | Common Stock | A | 11323 | $0.00 | Acquired | 11323 | Direct |
| 2019-03-22 | Common Stock | F | 3550 | $24.64 | Disposed | 7773 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 11843 | Indirect |
Footnotes
F1: Reflects an exempt transfer of 3,843 shares from an account held directly by the reporting person to The Donald Eugene Thomas and Jeanine Leigh Thomas Joint Revocable Trust on January 23, 2018.
F2: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting of performance contingent restricted stock units. This is a non-market transaction.
F3: These shares of common stock are held by The Donald Eugene Thomas and Jeanine Leigh Thomas Joint Revocable Living Trust. The reporting person and his wife, Jeanine Leigh Thomas, are the trustees of The Donald Eugene Thomas and Jeanine Leigh Thomas Joint Revocable Living Trust.