Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Regional Management Corp. Director's Dealing 2019

May 3, 2019

33053_dirs_2019-05-03_722ef7d4-3f54-47a4-8c3e-00e42bd1262b.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Regional Management Corp. (RM)
CIK: 0001519401
Period of Report: 2019-05-01

Reporting Person: BASSWOOD CAPITAL MANAGEMENT, L.L.C. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: LINDENBAUM MATTHEW A (Director, 10% Owner, Director-by-Deputization)
Reporting Person: LINDENBAUM BENNETT D (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD FINANCIAL FUND, INC. (Director, 10% Owner, Director-by-Deputization)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-05-01 Common Stock, par value $0.01 per share ("Common Stock") J 32028 $0.00 Disposed 456553 Indirect
2019-05-03 Common Stock J 70319 $0.00 Disposed 17080 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 30123 Indirect
Common Stock 91076 Indirect
Common Stock 236899 Indirect
Common Stock 567680 Indirect
Common Stock 24548 Indirect
Common Stock 3407 Direct

Footnotes

F1: See Exhibit 99.1

F2: See Exhibit 99.1

F3: See Exhibit 99.1

F4: See Exhibit 99.1

F5: See Exhibit 99.1

F6: See Exhibit 99.1

F7: See Exhibit 99.1

F8: See Exhibit 99.1

F9: See Exhibit 99.1

F10: See Exhibit 99.1

F11: See Exhibit 99.1