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Regional Management Corp. — Director's Dealing 2019
May 3, 2019
33053_dirs_2019-05-03_722ef7d4-3f54-47a4-8c3e-00e42bd1262b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Regional Management Corp. (RM)
CIK: 0001519401
Period of Report: 2019-05-01
Reporting Person: BASSWOOD CAPITAL MANAGEMENT, L.L.C. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: LINDENBAUM MATTHEW A (Director, 10% Owner, Director-by-Deputization)
Reporting Person: LINDENBAUM BENNETT D (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD FINANCIAL FUND, INC. (Director, 10% Owner, Director-by-Deputization)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-05-01 | Common Stock, par value $0.01 per share ("Common Stock") | J | 32028 | $0.00 | Disposed | 456553 | Indirect |
| 2019-05-03 | Common Stock | J | 70319 | $0.00 | Disposed | 17080 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 30123 | Indirect |
| Common Stock | 91076 | Indirect |
| Common Stock | 236899 | Indirect |
| Common Stock | 567680 | Indirect |
| Common Stock | 24548 | Indirect |
| Common Stock | 3407 | Direct |
Footnotes
F1: See Exhibit 99.1
F2: See Exhibit 99.1
F3: See Exhibit 99.1
F4: See Exhibit 99.1
F5: See Exhibit 99.1
F6: See Exhibit 99.1
F7: See Exhibit 99.1
F8: See Exhibit 99.1
F9: See Exhibit 99.1
F10: See Exhibit 99.1
F11: See Exhibit 99.1