AI assistant
Sending…
Regional Management Corp. — Director's Dealing 2019
May 6, 2019
33053_dirs_2019-05-06_37f4674d-b24f-4eac-bba9-96cd93a4e1ef.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Regional Management Corp. (RM)
CIK: 0001519401
Period of Report: 2019-05-02
Reporting Person: BASSWOOD CAPITAL MANAGEMENT, L.L.C. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: LINDENBAUM MATTHEW A (Director, 10% Owner, Director-by-Deputization)
Reporting Person: LINDENBAUM BENNETT D (Director, 10% Owner, Director-by-Deputization)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-05-02 | Common Stock, par value $0.01 per share ("Common Stock") | A | 3649 | $0.00 | Acquired | 7056 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 456553 | Indirect |
| Common Stock | 17080 | Indirect |
| Common Stock | 30123 | Indirect |
| Common Stock | 91076 | Indirect |
| Common Stock | 236899 | Indirect |
| Common Stock | 567680 | Indirect |
| Common Stock | 24548 | Indirect |
Footnotes
F1: See Exhibit 99.1
F2: See Exhibit 99.1
F3: See Exhibit 99.1
F4: See Exhibit 99.1
F5: See Exhibit 99.1
F6: See Exhibit 99.1
F7: See Exhibit 99.1
F8: See Exhibit 99.1
F9: See Exhibit 99.1
More from Regional Management Corp.
Regulatory Filings
2026
May 19
Regulatory Filings
2026
May 15
Interim / Quarterly Report
2026
May 1
Earnings Release
2026
Apr 29
Annual Report
2026
Apr 13
Proxy Solicitation & Information Statement
2026
Apr 9
Director's Dealing
2026
Mar 3
Director's Dealing
2026
Feb 25
Regulatory Filings
2026
Feb 21
Regulatory Filings
2026
Feb 21