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Regional Management Corp. Director's Dealing 2019

May 29, 2019

33053_dirs_2019-05-28_a3296a1e-9ed0-40a8-917c-353249ccf6c5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Regional Management Corp. (RM)
CIK: 0001519401
Period of Report: 2019-05-24

Reporting Person: BASSWOOD CAPITAL MANAGEMENT, L.L.C. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: LINDENBAUM MATTHEW A (Director, 10% Owner, Director-by-Deputization)
Reporting Person: LINDENBAUM BENNETT D (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD FINANCIAL FUND, INC. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD OPPORTUNITY PARTNERS, L.P. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD ENHANCED LONG SHORT FUND LP (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD FINANCIAL FUND, L.P. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD FINANCIAL LONG ONLY FUND, L.P. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD OPPORTUNITY FUND INC (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD ENHANCED LONG SHORT GP, LLC (Director, 10% Owner, Director-by-Deputization)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-05-24 Common Stock, par value $0.01 per share ("Common Stock") J 127483 $24.11 Disposed 440197 Indirect
2019-05-24 Common Stock J 2464 $24.11 Acquired 19544 Indirect
2019-05-24 Common Stock J 11917 $24.11 Acquired 36465 Indirect
2019-05-24 Common Stock J 113102 $24.11 Acquired 569655 Indirect
2019-05-28 Common Stock S 68977 $23.95 Disposed 371220 Indirect
2019-05-28 Common Stock P 41426 $24.03 Acquired 278325 Indirect
2019-05-28 Common Stock P 6822 $24.03 Acquired 36945 Indirect
2019-05-28 Common Stock P 20729 $24.03 Acquired 111805 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 7056 Indirect

Footnotes

F1: See Exhibit 99.1

F2: See Exhibit 99.1

F3: See Exhibit 99.1

F4: See Exhibit 99.1

F5: See Exhibit 99.1

F6: See Exhibit 99.1

F7: See Exhibit 99.1

F8: See Exhibit 99.1

F9: See Exhibit 99.1

F10: See Exhibit 99.1