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Regional Management Corp. — Director's Dealing 2019
May 29, 2019
33053_dirs_2019-05-28_a3296a1e-9ed0-40a8-917c-353249ccf6c5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Regional Management Corp. (RM)
CIK: 0001519401
Period of Report: 2019-05-24
Reporting Person: BASSWOOD CAPITAL MANAGEMENT, L.L.C. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: LINDENBAUM MATTHEW A (Director, 10% Owner, Director-by-Deputization)
Reporting Person: LINDENBAUM BENNETT D (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD FINANCIAL FUND, INC. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD OPPORTUNITY PARTNERS, L.P. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD ENHANCED LONG SHORT FUND LP (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD FINANCIAL FUND, L.P. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD FINANCIAL LONG ONLY FUND, L.P. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD OPPORTUNITY FUND INC (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD ENHANCED LONG SHORT GP, LLC (Director, 10% Owner, Director-by-Deputization)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-05-24 | Common Stock, par value $0.01 per share ("Common Stock") | J | 127483 | $24.11 | Disposed | 440197 | Indirect |
| 2019-05-24 | Common Stock | J | 2464 | $24.11 | Acquired | 19544 | Indirect |
| 2019-05-24 | Common Stock | J | 11917 | $24.11 | Acquired | 36465 | Indirect |
| 2019-05-24 | Common Stock | J | 113102 | $24.11 | Acquired | 569655 | Indirect |
| 2019-05-28 | Common Stock | S | 68977 | $23.95 | Disposed | 371220 | Indirect |
| 2019-05-28 | Common Stock | P | 41426 | $24.03 | Acquired | 278325 | Indirect |
| 2019-05-28 | Common Stock | P | 6822 | $24.03 | Acquired | 36945 | Indirect |
| 2019-05-28 | Common Stock | P | 20729 | $24.03 | Acquired | 111805 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7056 | Indirect |
Footnotes
F1: See Exhibit 99.1
F2: See Exhibit 99.1
F3: See Exhibit 99.1
F4: See Exhibit 99.1
F5: See Exhibit 99.1
F6: See Exhibit 99.1
F7: See Exhibit 99.1
F8: See Exhibit 99.1
F9: See Exhibit 99.1
F10: See Exhibit 99.1