Regional Management Corp. — Director's Dealing 2019

Sep 4, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Regional Management Corp. (RM)
CIK: 0001519401
Period of Report: 2019-08-30

Reporting Person: BASSWOOD CAPITAL MANAGEMENT, L.L.C. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: LINDENBAUM MATTHEW A (Director, 10% Owner, Director-by-Deputization)
Reporting Person: LINDENBAUM BENNETT D (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD ENHANCED LONG SHORT FUND LP (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD ENHANCED LONG SHORT GP, LLC (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD OPPORTUNITY PARTNERS, L.P. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD OPPORTUNITY FUND INC (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD FINANCIAL FUND, L.P. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD FINANCIAL FUND, INC. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD FINANCIAL LONG ONLY FUND, L.P. (Director, 10% Owner, Director-by-Deputization)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-08-30	Common Stock, par value $0.10 per share ("Common Stock")	P	13013	$25.88	Acquired	311635	Indirect
2019-08-30	Common Stock	P	1712	$25.88	Acquired	41186	Indirect
2019-08-30	Common Stock	P	4994	$25.88	Acquired	125722	Indirect
2019-08-30	Common Stock	S	75000	$25.85	Disposed	131822	Indirect
2019-08-30	Common Stock	P	52567	$25.88	Acquired	750188	Indirect
2019-08-30	Common Stock	P	863	$25.88	Acquired	22051	Indirect
2019-08-30	Common Stock	P	1851	$25.88	Acquired	41355	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	7056	Indirect

Footnotes

F1: See Exhibit 99.1

F2: See Exhibit 99.1

F3: See Exhibit 99.1

F4: See Exhibit 99.1

F5: See Exhibit 99.1

F6: See Exhibit 99.1

F7: See Exhibit 99.1

F8: See Exhibit 99.1

F9: See Exhibit 99.1