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Regional Management Corp. — Director's Dealing 2019
Sep 7, 2019
33053_dirs_2019-09-06_3ff45d45-42dd-4ff5-afcf-78f5f770e3c0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Regional Management Corp. (RM)
CIK: 0001519401
Period of Report: 2019-09-05
Reporting Person: Dunn Michael R (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-09-05 | Common Stock | S | 28795 | $28.01 | Disposed | 63656 | Direct |
Footnotes
F1: The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Sales Plan adopted on May 14, 2019, as amended on August 5, 2019, under which the reporting person sold a total of 60,000 shares. The Rule 10b5-1 Sales Plan is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. There will be no further sales pursuant to this Rule 10b5-1 Sales Plan.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.09, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.