Regional Management Corp. — Director's Dealing 2019

Dec 13, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Regional Management Corp. (RM)
CIK: 0001519401
Period of Report: 2019-12-10

Reporting Person: BASSWOOD CAPITAL MANAGEMENT, L.L.C. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: LINDENBAUM MATTHEW A (Director, 10% Owner, Director-by-Deputization)
Reporting Person: LINDENBAUM BENNETT D (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD PARTNERS, L.L.C. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD ENHANCED LONG SHORT FUND LP (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD ENHANCED LONG SHORT GP, LLC (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD FINANCIAL FUND, L.P. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD FINANCIAL FUND, INC. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD FINANCIAL LONG ONLY FUND, L.P. (Director, 10% Owner, Director-by-Deputization)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-12-10	Common Stock, par value $0.10 per share ("Common Stock")	P	48514	$31.06	Acquired	798702	Indirect
2019-12-11	Common Stock	P	3902	$30.90	Acquired	802604	Indirect
2019-12-10	Common Stock	P	3302	$31.06	Acquired	129024	Indirect
2019-12-11	Common Stock	P	265	$30.90	Acquired	129289	Indirect
2019-12-10	Common Stock	S	75170	$31.04	Disposed	56652	Indirect
2019-12-10	Common Stock	S	9882	$31.10	Disposed	46770	Indirect
2019-12-11	Common Stock	S	6108	$30.79	Disposed	40662	Indirect
2019-12-10	Common Stock	P	314	$31.06	Acquired	22365	Indirect
2019-12-11	Common Stock	P	25	$30.90	Acquired	22390	Indirect
2019-12-10	Common Stock	P	5326	$31.06	Acquired	46681	Indirect
2019-12-11	Common Stock	P	428	$30.90	Acquired	47109	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	311635	Indirect
Common Stock	41186	Indirect
Common Stock	7056	Indirect

Footnotes

F1: See Exhibit 99.1

F2: See Exhibit 99.1

F3: See Exhibit 99.1

F4: See Exhibit 99.1

F5: See Exhibit 99.1

F6: See Exhibit 99.1

F7: See Exhibit 99.1

F8: See Exhibit 99.1

F9: See Exhibit 99.1