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Regional Management Corp. — Director's Dealing 2018
Jan 3, 2018
33053_dirs_2018-01-03_18186f3f-81f6-45f0-9d71-234109825879.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Regional Management Corp. (RM)
CIK: 0001519401
Period of Report: 2017-12-29
Reporting Person: BASSWOOD CAPITAL MANAGEMENT, L.L.C. (10% Owner)
Reporting Person: LINDENBAUM MATTHEW A (10% Owner)
Reporting Person: LINDENBAUM BENNETT D (10% Owner)
Reporting Person: BASSWOOD FINANCIAL FUND, L.P. (10% Owner)
Reporting Person: BASSWOOD FINANCIAL LONG ONLY FUND, L.P. (10% Owner)
Reporting Person: BASSWOOD FINANCIAL FUND, INC. (10% Owner)
Reporting Person: BASSWOOD OPPORTUNITY FUND INC (10% Owner)
Reporting Person: BASSWOOD PARTNERS, L.L.C. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-29 | Common Stock, par value $0.10 per share ("Common Stock") | P | 7881 | $26.4 | Acquired | 334155 | Indirect |
| 2018-01-02 | Common Stock | S | 4222 | $25.99 | Disposed | 124930 | Indirect |
| 2018-01-02 | Common Stock | S | 1486 | $25.99 | Disposed | 25984 | Indirect |
| 2018-01-02 | Common Stock | P | 2355 | $26.18 | Acquired | 78548 | Indirect |
| 2018-01-02 | Common Stock | P | 3550 | $26.18 | Acquired | 27525 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 256635 | Indirect |
| Common Stock | 690180 | Indirect |
Footnotes
F1: Notes are included on Exhibit 99.1 hereto.
F2: Notes are included on Exhibit 99.1 hereto.
F3: Notes are included on Exhibit 99.1 hereto.
F4: Notes are included on Exhibit 99.1 hereto.
F5: Notes are included on Exhibit 99.1 hereto.
F6: Notes are included on Exhibit 99.1 hereto.
F7: Notes are included on Exhibit 99.1 hereto.
F8: Notes are included on Exhibit 99.1 hereto.