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Regional Management Corp. — Director's Dealing 2018
Jun 5, 2018
33053_dirs_2018-06-05_4e97b281-6136-4b73-abf8-eda3b5c3be7a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Regional Management Corp. (RM)
CIK: 0001519401
Period of Report: 2018-06-04
Reporting Person: BASSWOOD CAPITAL MANAGEMENT, L.L.C. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: LINDENBAUM MATTHEW A (Director, 10% Owner, Director-by-Deputization)
Reporting Person: LINDENBAUM BENNETT D (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD FINANCIAL LONG ONLY FUND, L.P. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD FINANCIAL FUND, INC. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD OPPORTUNITY FUND INC (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD PARTNERS, L.L.C. (Director, 10% Owner, Director-by-Deputization)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-06-04 | Common Stock, par value $0.10 per share ("Common Stock") | P | 156 | $36.59 | Acquired | 27681 | Indirect |
| 2018-06-04 | Common Stock | P | 242 | $36.58 | Acquired | 27923 | Indirect |
| 2018-06-04 | Common Stock | P | 1535 | $36.59 | Acquired | 80083 | Indirect |
| 2018-06-04 | Common Stock | P | 2381 | $36.58 | Acquired | 82464 | Indirect |
| 2018-06-04 | Common Stock | P | 785 | $36.59 | Acquired | 26769 | Indirect |
| 2018-06-04 | Common Stock | P | 1215 | $36.58 | Acquired | 27984 | Indirect |
| 2018-06-04 | Common Stock | P | 3135 | $36.59 | Acquired | 311328 | Indirect |
| 2018-06-04 | Common Stock | P | 4862 | $36.58 | Acquired | 316190 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 256635 | Indirect |
| Common Stock | 124930 | Indirect |
| Common Stock | 690180 | Indirect |
| Common Stock | 3407 | Indirect |
Footnotes
F1: See Exhibit 99.1
F2: See Exhibit 99.1
F3: See Exhibit 99.1
F4: See Exhibit 99.1
F5: See Exhibit 99.1
F6: See Exhibit 99.1
F7: See Exhibit 99.1
F8: See Exhibit 99.1
F9: See Exhibit 99.1