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Regional Management Corp. Director's Dealing 2018

Jun 5, 2018

33053_dirs_2018-06-05_4e97b281-6136-4b73-abf8-eda3b5c3be7a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Regional Management Corp. (RM)
CIK: 0001519401
Period of Report: 2018-06-04

Reporting Person: BASSWOOD CAPITAL MANAGEMENT, L.L.C. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: LINDENBAUM MATTHEW A (Director, 10% Owner, Director-by-Deputization)
Reporting Person: LINDENBAUM BENNETT D (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD FINANCIAL LONG ONLY FUND, L.P. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD FINANCIAL FUND, INC. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD OPPORTUNITY FUND INC (Director, 10% Owner, Director-by-Deputization)
Reporting Person: BASSWOOD PARTNERS, L.L.C. (Director, 10% Owner, Director-by-Deputization)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-06-04 Common Stock, par value $0.10 per share ("Common Stock") P 156 $36.59 Acquired 27681 Indirect
2018-06-04 Common Stock P 242 $36.58 Acquired 27923 Indirect
2018-06-04 Common Stock P 1535 $36.59 Acquired 80083 Indirect
2018-06-04 Common Stock P 2381 $36.58 Acquired 82464 Indirect
2018-06-04 Common Stock P 785 $36.59 Acquired 26769 Indirect
2018-06-04 Common Stock P 1215 $36.58 Acquired 27984 Indirect
2018-06-04 Common Stock P 3135 $36.59 Acquired 311328 Indirect
2018-06-04 Common Stock P 4862 $36.58 Acquired 316190 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 256635 Indirect
Common Stock 124930 Indirect
Common Stock 690180 Indirect
Common Stock 3407 Indirect

Footnotes

F1: See Exhibit 99.1

F2: See Exhibit 99.1

F3: See Exhibit 99.1

F4: See Exhibit 99.1

F5: See Exhibit 99.1

F6: See Exhibit 99.1

F7: See Exhibit 99.1

F8: See Exhibit 99.1

F9: See Exhibit 99.1