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Regional Management Corp. — Director's Dealing 2018
Nov 27, 2018
33053_dirs_2018-11-27_dab33052-3b4f-43c9-b098-c33fe2e8881a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Regional Management Corp. (RM)
CIK: 0001519401
Period of Report: 2018-11-23
Reporting Person: BASSWOOD CAPITAL MANAGEMENT, L.L.C. (Director, 10% Owner, Director-by-Deputization)
Reporting Person: LINDENBAUM MATTHEW A (Director, 10% Owner, Director-by-Deputization)
Reporting Person: LINDENBAUM BENNETT D (Director, 10% Owner, Director-by-Deputization)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-23 | Common Stock, par value $0.01 per share ("Common Stock") | J | 32142 | $27.32 | Disposed | 284048 | Indirect |
| 2018-11-23 | Common Stock | J | 32142 | $27.32 | Acquired | 316190 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 82464 | Indirect |
| Common Stock | 27984 | Indirect |
| Common Stock | 27923 | Indirect |
| Common Stock | 256635 | Indirect |
| Common Stock | 124930 | Indirect |
| Common Stock | 690180 | Indirect |
| Common Stock | 3407 | Indirect |
Footnotes
F1: See Exhibit 99.1
F2: See Exhibit 99.1
F3: See Exhibit 99.1
F4: See Exhibit 99.1
F5: See Exhibit 99.1
F6: See Exhibit 99.1
F7: See Exhibit 99.1
F8: See Exhibit 99.1
F9: See Exhibit 99.1
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