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Regional Management Corp. — Director's Dealing 2017
Apr 8, 2017
33053_dirs_2017-04-07_7a18d6a8-5eb7-422a-a437-e37a9dad6ea3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Regional Management Corp. (RM)
CIK: 0001519401
Period of Report: 2017-04-05
Reporting Person: Dunn Michael R (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-05 | Common Stock | S | 1300 | $20.00 | Disposed | 178913 | Direct |
| 2017-04-07 | Common Stock | S | 5111 | $20.12 | Disposed | 173802 | Direct |
Footnotes
F1: The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Sales Plan adopted on February 13, 2017, as amended on March 7, 2017, which is intended to comply with rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.22, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.